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Five9 officer plans tax sale of 3,201 shares

Five9 officer Andrew Dignan filed a Rule 144 notice for 3,201 shares, described as an issuer-mandated sale to cover RSU tax withholding.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Five9, Inc. (FIVN) received a Rule 144 notice indicating that officer Andrew Dignan has arranged the potential sale of 3,201 shares of common stock through Morgan Stanley Smith Barney LLC. The filing states this is an issuer mandated sale to cover tax withholding obligations from vesting Restricted Stock Units and is not a discretionary trade.

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Planned Rule 144 sale 3,201 shares of common stock Shares to be sold under the new Rule 144 notice
Recent sale August 28, 2026 17,767 shares for $622,378.01 Common stock sold by Andrew Dignan during the past three months
Recent sale June 4, 2026 8,203 shares for $203,108.58 Common stock sold by Andrew Dignan during the past three months
Recent sale June 5, 2026 3,073 shares for $74,520.25 Common stock sold by Andrew Dignan during the past three months
Broker share quantity line 3,201 shares Common shares listed with Morgan Stanley Smith Barney LLC for sale
Issuer phone number 925-201-2000 Contact phone number for Five9, Inc.
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Restricted Stock Units financial
"in connection with the vesting and settlement of Restricted Stock Units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"to cover tax withholding obligations in connection with the vesting"
issuer mandated sale financial
"represents an Issuer mandated sale by the Reporting Person"

FAQ

What does the latest Rule 144 filing indicate for Five9, Inc. (FIVN)?
The filing shows officer Andrew Dignan has notified of a potential sale of 3,201 Five9 common shares under Rule 144. The sale is described as issuer mandated to cover tax withholding obligations from RSU vesting, rather than a discretionary trade.

How many Five9 (FIVN) shares are covered by the new Rule 144 notice?
The notice covers a planned sale of 3,201 shares of Five9 common stock. These shares relate to the vesting and settlement of Restricted Stock Units (RSUs) and are intended to satisfy associated tax withholding obligations.

What recent Five9 (FIVN) share sales has Andrew Dignan reported in the last three months?
In the past three months, Andrew Dignan reported sales of 17,767 shares for $622,378.01 on August 28, 2026, 8,203 shares for $203,108.58 on June 4, 2026, and 3,073 shares for $74,520.25 on June 5, 2026.

Is the planned Five9 (FIVN) share sale by Andrew Dignan discretionary?
No. The remarks explain that the reported sale represents an issuer mandated sale to cover tax withholding obligations from RSU vesting and settlement, and that it does not represent a discretionary trade by Andrew Dignan.

Through which broker will the Five9 (FIVN) Rule 144 shares be sold?
The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, New York, as the broker handling the potential sale of 3,201 shares of Five9 common stock under Rule 144.

What security type is involved in Andrew Dignan’s Five9 (FIVN) Rule 144 notice?
The notice involves common stock of Five9, Inc., with the shares tied to the vesting and settlement of Restricted Stock Units (RSUs), for which part of the shares are being sold to satisfy tax withholding obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR