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Full House Resorts (FLL) CFO receives stock grants and has shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger reported stock-based compensation activity involving vested restricted stock and related tax withholding. On May 18, 2026, he acquired 5,983 shares of common stock at $0.00 per share as a grant or award and had 1,410 shares withheld at $2.73 per share to cover tax obligations when performance-based restricted stock vested from a grant originally made on May 18, 2023.

On May 19, 2026, he acquired an additional 12,063 shares of common stock at $0.00 per share as vested performance-based restricted stock from a grant originally made on May 19, 2025, while 5,827 shares and 2,938 shares were withheld at $2.72 per share for tax withholding related to those vestings and other restricted stock granted on May 19, 2025. After these transactions, he directly owned up to 568,088 shares of the company’s common stock.

Positive

  • None.

Negative

  • None.
Insider Fanger Lewis A.
Role President, CFO and Treasurer
Type Security Shares Price Value
Grant/Award Common Stock 12,063 $0.00 --
Tax Withholding Common Stock 2,938 $2.72 $8K
Tax Withholding Common Stock 5,827 $2.72 $16K
Grant/Award Common Stock 5,983 $0.00 --
Tax Withholding Common Stock 1,410 $2.73 $4K
Holdings After Transaction: Common Stock — 568,088 shares (Direct, null)
Footnotes (1)
  1. Represents shares of performance-based restricted stock granted on May 18, 2023 that have vested as a result of achievement of applicable performance-based criteria. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 18, 2023. Represents shares of performance-based restricted stock granted on May 19, 2025 that have vested as a result of achievement of applicable performance-based criteria. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 19, 2025. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 19, 2025.
Restricted stock grant May 18, 2026 5,983 shares at $0.00 Common Stock grant/award acquisition on May 18, 2026
Restricted stock grant May 19, 2026 12,063 shares at $0.00 Common Stock grant/award acquisition on May 19, 2026
Tax withholding May 18, 2026 1,410 shares at $2.73 Common Stock withheld to satisfy tax obligations
Tax withholding May 19, 2026 (1) 5,827 shares at $2.72 Common Stock withheld for tax on vested 2025 performance-based restricted stock
Tax withholding May 19, 2026 (2) 2,938 shares at $2.72 Common Stock withheld for tax on restricted stock granted May 19, 2025
Total tax withholding shares 10,175 shares Sum of F-code tax-withholding dispositions in this filing
Post-transaction holdings 568,088 shares Maximum total shares of Common Stock directly owned after transactions
performance-based restricted stock financial
"Represents shares of performance-based restricted stock granted on May 18, 2023 that have vested"
Shares granted to employees or executives that are held back and only become actual, tradable stock if the company meets predefined performance targets; until those goals are met the shares cannot be sold. Think of it like a bonus held in escrow that’s released only when specific results are achieved — investors watch these awards because they tie management pay to company outcomes, can dilute existing shareholders when released, and signal how confident or incentivized insiders are to meet growth or profitability goals.
tax withholding obligation financial
"withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares"
restricted stock financial
"upon the vesting of shares of restricted stock granted on May 19, 2025"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fanger Lewis A.
(Last)(First)(Middle)
C/O FULL HOUSE RESORTS, INC.
1980 FESTIVAL PLAZA DRIVE, SUITE 680
(Street)
LAS VEGAS NEVADA 89135
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President, CFO and Treasurer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026A5,983(1)A$0557,435D
Common Stock05/18/2026F1,410(2)D$2.73556,025D
Common Stock05/19/2026A12,063(3)A$0568,088D
Common Stock05/19/2026F2,938(4)D$2.72565,150D
Common Stock05/19/2026F5,827(5)D$2.72559,323D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of performance-based restricted stock granted on May 18, 2023 that have vested as a result of achievement of applicable performance-based criteria.
2. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 18, 2023.
3. Represents shares of performance-based restricted stock granted on May 19, 2025 that have vested as a result of achievement of applicable performance-based criteria.
4. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 19, 2025.
5. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 19, 2025.
/s/ Lewis A. Fanger05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Full House Resorts (FLL) CFO Lewis A. Fanger report on this Form 4?

Lewis A. Fanger reported vested restricted stock awards and related tax withholding transactions in Full House Resorts common stock. The filing shows new share grants at no cost and shares withheld by the company to satisfy tax obligations tied to these vesting events.

How many Full House Resorts shares did the FLL CFO acquire in awards?

He acquired 5,983 shares on May 18, 2026 and 12,063 shares on May 19, 2026 as grants or vested performance-based restricted stock. These awards were reported at $0.00 per share, reflecting stock-based compensation rather than open-market purchases.

Were any Full House Resorts (FLL) shares sold on the open market in this Form 4?

No open-market sales were reported. The dispositions, coded “F,” reflect 10,175 shares of common stock withheld by the issuer to cover tax obligations upon vesting of restricted and performance-based restricted stock, rather than discretionary sales into the market.

What tax withholding transactions did the Full House Resorts CFO report?

He reported three tax-withholding dispositions: 1,410 shares at $2.73 per share on May 18, 2026 and 5,827 and 2,938 shares at $2.72 per share on May 19, 2026. In total, 10,175 shares were withheld by the issuer to satisfy tax liabilities.

How many Full House Resorts shares does Lewis A. Fanger hold after these transactions?

Following the reported grants, vestings, and related tax withholding, Lewis A. Fanger directly held up to 568,088 shares of Full House Resorts common stock. This total comes from the highest post-transaction ownership figure disclosed in the filing’s non-derivative transaction records.

What do the performance-based restricted stock footnotes for FLL explain?

The footnotes explain that certain shares represent performance-based restricted stock granted in 2023 and 2025 that vested after achieving performance criteria. They also state that some shares were withheld by the issuer specifically to satisfy tax withholding obligations arising from those vestings.