FLL CEO reports vesting and tax share withholding
FULL HOUSE RESORTS INC Chief Executive Officer Daniel R. Lee reported routine equity compensation changes involving the company’s common stock.
Rhea-AI Filing Summary
FULL HOUSE RESORTS INC Chief Executive Officer Daniel R. Lee reported routine equity compensation changes involving the company’s common stock. On June 14, 2026, he acquired 2,751 shares of performance-based restricted stock that vested after meeting performance criteria, and 670 shares were withheld by the issuer to cover tax obligations related to this vesting rather than sold in the open market. Following these transactions, he directly holds 1,422,611 shares of common stock. He also reports indirect holdings of 15,926 shares as custodian for his daughter, 317,145 shares held by a subtrust, and 145,735 shares held by a trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
LEE DANIEL R
Role
Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 2,751 | $0.00 | $0.00 |
| Exercise Price or Tax Liability | Common Stock | 670 | $3.32 | $2K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 1,422,611 shares (Direct);
Common Stock — 145,735 shares (Indirect, By trust);
Common Stock — 317,145 shares (Indirect, By subtrust);
Common Stock — 15,926 shares (Indirect, As custodian for daughter)
Footnotes (2)
- F1. Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria.
- F2. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025.
Key Figures
Performance-based restricted stock vested: 2,751 shares
Shares withheld for taxes: 670 shares
Direct holdings after transactions: 1,423,281 shares
+4 more
7 metrics
Performance-based restricted stock vested
2,751 shares
Vested on June 14, 2026 after meeting performance criteria
Shares withheld for taxes
670 shares
Withheld by issuer to satisfy tax obligations on vesting
Direct holdings after transactions
1,423,281 shares
Common stock held directly by CEO after June 14, 2026
Indirect holdings as custodian
15,926 shares
Common stock held as custodian for daughter
Indirect holdings by subtrust
317,145 shares
Common stock held by subtrust
Indirect holdings by trust
145,735 shares
Common stock held by trust
Tax withholding transaction price
$3.32 per share
Value used for 670-share tax-withholding disposition
Key Terms
performance-based restricted stock, tax withholding obligation, grant, award, or other acquisition, payment of exercise price or tax liability by delivering securities
4 terms
performance-based restricted stock financial
"Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria."
Shares granted to employees or executives that are held back and only become actual, tradable stock if the company meets predefined performance targets; until those goals are met the shares cannot be sold. Think of it like a bonus held in escrow that’s released only when specific results are achieved — investors watch these awards because they tie management pay to company outcomes, can dilute existing shareholders when released, and signal how confident or incentivized insiders are to meet growth or profitability goals.
tax withholding obligation financial
"Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025."
grant, award, or other acquisition financial
"Grant, award, or other acquisition"
payment of exercise price or tax liability by delivering securities financial
"Payment of exercise price or tax liability by delivering securities"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did FLL CEO Daniel R. Lee report?
Daniel R. Lee reported vesting of performance-based restricted stock and related tax withholding. He received 2,751 vested shares and 670 shares were withheld to cover tax obligations, reflecting routine compensation rather than open-market trading activity.
Were any of the FLL CEO’s reported transactions open-market sales or purchases?
The filing does not show open-market buys or sells. It reports a grant and vesting of 2,751 performance-based restricted shares and 670 shares withheld for taxes, which is a non-market disposition rather than a traditional sale transaction.
What indirect FULL HOUSE RESORTS (FLL) holdings does the CEO report?
Daniel R. Lee reports several indirect holdings: 15,926 shares as custodian for his daughter, 317,145 shares held by a subtrust, and 145,735 shares held by a trust. These positions are separate from his directly owned 1,423,281 shares.
What performance-based award did the FLL CEO report as vested?
The CEO reported 2,751 shares of performance-based restricted stock that vested after achieving specified performance criteria. These shares were originally granted on June 14, 2025 and vested based on the attainment of the applicable performance-based conditions.
AI-generated analysis. How Rhea-AI works. Not financial advice.
