STOCK TITAN
  1. Home
  2. Sec-filings
  3. FLL
  4. [Form 4] FULL HOUSE RESORTS INC Insider Trading Activity

FULL HOUSE RESORTS (FLL) CEO reports vested stock award and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FULL HOUSE RESORTS INC Chief Executive Officer Daniel R. Lee reported routine equity compensation changes involving the company’s common stock. On June 14, 2026, he acquired 2,751 shares of performance-based restricted stock that vested after meeting performance criteria, and 670 shares were withheld by the issuer to cover tax obligations related to this vesting rather than sold in the open market. Following these transactions, he directly holds 1,423,281 shares of common stock. He also reports indirect holdings of 15,926 shares as custodian for his daughter, 317,145 shares held by a subtrust, and 145,735 shares held by a trust.

Positive

  • None.

Negative

  • None.
Insider LEE DANIEL R
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Stock 2,751 $0.00 --
Tax Withholding Common Stock 670 $3.32 $2K
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,423,281 shares (Direct, null); Common Stock — 145,735 shares (Indirect, By trust)
Footnotes (1)
  1. Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025.
Performance-based restricted stock vested 2,751 shares Vested on June 14, 2026 after meeting performance criteria
Shares withheld for taxes 670 shares Withheld by issuer to satisfy tax obligations on vesting
Direct holdings after transactions 1,423,281 shares Common stock held directly by CEO after June 14, 2026
Indirect holdings as custodian 15,926 shares Common stock held as custodian for daughter
Indirect holdings by subtrust 317,145 shares Common stock held by subtrust
Indirect holdings by trust 145,735 shares Common stock held by trust
Tax withholding transaction price $3.32 per share Value used for 670-share tax-withholding disposition
performance-based restricted stock financial
"Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria."
Shares granted to employees or executives that are held back and only become actual, tradable stock if the company meets predefined performance targets; until those goals are met the shares cannot be sold. Think of it like a bonus held in escrow that’s released only when specific results are achieved — investors watch these awards because they tie management pay to company outcomes, can dilute existing shareholders when released, and signal how confident or incentivized insiders are to meet growth or profitability goals.
tax withholding obligation financial
"Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025."
grant, award, or other acquisition financial
"Grant, award, or other acquisition"
payment of exercise price or tax liability by delivering securities financial
"Payment of exercise price or tax liability by delivering securities"
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LEE DANIEL R
(Last)(First)(Middle)
C/O FULL HOUSE RESORTS, INC.
1980 FESTIVAL PLAZA DRIVE, SUITE 680
(Street)
LAS VEGAS NEVADA 89135
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/14/2026A2,751(1)A$01,423,281D
Common Stock06/14/2026F670(2)D$3.321,422,611D
Common Stock145,735IBy trust
Common Stock317,145IBy subtrust
Common Stock15,926IAs custodian for daughter
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of performance-based restricted stock granted on June 14, 2025 that have vested as a result of achievement of applicable performance-based criteria.
2. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on June 14, 2025.
/s/ Lewis A. Fanger, Attorney-in-Fact06/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did FLL CEO Daniel R. Lee report?

Daniel R. Lee reported vesting of performance-based restricted stock and related tax withholding. He received 2,751 vested shares and 670 shares were withheld to cover tax obligations, reflecting routine compensation rather than open-market trading activity.

How many FULL HOUSE RESORTS (FLL) shares does the CEO hold directly?

After the reported Form 4 transactions, CEO Daniel R. Lee directly holds 1,423,281 shares of FULL HOUSE RESORTS common stock. This total reflects the vesting of performance-based restricted stock and shares withheld to satisfy associated tax obligations.

Were any of the FLL CEO’s reported transactions open-market sales or purchases?

The filing does not show open-market buys or sells. It reports a grant and vesting of 2,751 performance-based restricted shares and 670 shares withheld for taxes, which is a non-market disposition rather than a traditional sale transaction.

What indirect FULL HOUSE RESORTS (FLL) holdings does the CEO report?

Daniel R. Lee reports several indirect holdings: 15,926 shares as custodian for his daughter, 317,145 shares held by a subtrust, and 145,735 shares held by a trust. These positions are separate from his directly owned 1,423,281 shares.

What is the purpose of the 670 FLL shares reported as a disposition?

The 670 shares were withheld by the issuer to satisfy tax obligations tied to vesting of performance-based restricted stock. This is coded as a tax-withholding disposition and is not an open-market sale, but a mechanism to pay required taxes.

What performance-based award did the FLL CEO report as vested?

The CEO reported 2,751 shares of performance-based restricted stock that vested after achieving specified performance criteria. These shares were originally granted on June 14, 2025 and vested based on the attainment of the applicable performance-based conditions.