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  4. [Form 4] FULL HOUSE RESORTS INC Insider Trading Activity

Full House Resorts (FLL) GC receives stock awards, pays taxes in shares

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FULL HOUSE RESORTS INC senior vice president, secretary and general counsel Elaine Guidroz reported routine equity compensation activity and related tax withholding in company stock. On May 18 and 19, 2026, performance-based restricted stock granted in prior years vested after meeting performance criteria, increasing her direct common stock holdings.

Upon these vestings, the company withheld shares to cover tax obligations, with three tax-withholding dispositions totaling 4,653 shares at prices around $2.72–$2.73 per share, rather than open-market sales. After these transactions, Guidroz directly holds 141,400 shares of common stock and has an additional 608 shares held indirectly by her spouse.

Positive

  • None.

Negative

  • None.
Insider Guidroz Elaine
Role SVP Secretary, General Counsel
Type Security Shares Price Value
Grant/Award Common Stock 4,683 $0.00 --
Tax Withholding Common Stock 1,345 $2.72 $4K
Tax Withholding Common Stock 2,641 $2.72 $7K
Grant/Award Common Stock 2,323 $0.00 --
Tax Withholding Common Stock 667 $2.73 $2K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 141,400 shares (Direct, null); Common Stock — 608 shares (Indirect, By Spouse)
Footnotes (1)
  1. Represents shares of performance-based restricted stock granted on May 18, 2023 that have vested as a result of achievement of applicable performance-based criteria. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 18, 2023. Represents shares of performance-based restricted stock granted on May 19, 2025 that have vested as a result of achievement of applicable performance-based criteria. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 19, 2025. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 19, 2025.
Tax-withholding shares 4,653 shares Shares withheld to satisfy tax obligations on vesting
Withholding price $2.72/share Tax-withholding dispositions on May 19, 2026
Withholding price $2.73/share Tax-withholding disposition on May 18, 2026
Restricted stock vesting 2025 grant 4,683 shares Performance-based restricted stock vested on May 19, 2026
Restricted stock vesting 2023 grant 2,323 shares Performance-based restricted stock vested on May 18, 2026
Direct holdings after transactions 141,400 shares Common stock directly owned after May 19, 2026 transactions
Indirect holdings by spouse 608 shares Common stock held indirectly through spouse as of May 18, 2026
performance-based restricted stock financial
"Represents shares of performance-based restricted stock granted on May 18, 2023 that have vested as a result of achievement of applicable performance-based criteria."
Shares granted to employees or executives that are held back and only become actual, tradable stock if the company meets predefined performance targets; until those goals are met the shares cannot be sold. Think of it like a bonus held in escrow that’s released only when specific results are achieved — investors watch these awards because they tie management pay to company outcomes, can dilute existing shareholders when released, and signal how confident or incentivized insiders are to meet growth or profitability goals.
tax withholding obligation financial
"Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 18, 2023."
restricted stock financial
"Represents shares of restricted stock granted on May 19, 2025."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
payment of exercise price or tax liability by delivering securities financial
"transaction_code_description: Payment of exercise price or tax liability by delivering securities"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Guidroz Elaine
(Last)(First)(Middle)
C/O FULL HOUSE RESORTS, INC.
1980 FESTIVAL PLAZA DRIVE, SUITE 680
(Street)
LAS VEGAS NEVADA 89135
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP Secretary, General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/18/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/18/2026A2,323(1)A$0137,384D
Common Stock05/18/2026F667(2)D$2.73136,717D
Common Stock05/19/2026A4,683(3)A$0141,400D
Common Stock05/19/2026F1,345(4)D$2.72140,055D
Common Stock05/19/2026F2,641(5)D$2.72137,414D
Common Stock608IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of performance-based restricted stock granted on May 18, 2023 that have vested as a result of achievement of applicable performance-based criteria.
2. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 18, 2023.
3. Represents shares of performance-based restricted stock granted on May 19, 2025 that have vested as a result of achievement of applicable performance-based criteria.
4. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 19, 2025.
5. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 19, 2025.
/s/ Lewis A. Fanger, Attorney-in-Fact05/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did FLL executive Elaine Guidroz report on this Form 4?

Elaine Guidroz reported vesting of performance-based restricted stock and related tax withholding in company shares. She received stock awards at no cost and had a portion of shares withheld by Full House Resorts to satisfy tax obligations triggered by those vestings.

How many FLL shares were withheld for Elaine Guidroz’s tax obligations?

The Form 4 shows tax-withholding dispositions totaling 4,653 shares of Full House Resorts common stock. These shares were retained by the issuer to cover Guidroz’s tax obligations when her performance-based and time-based restricted stock awards vested.

Did Elaine Guidroz make any open-market purchases or sales of FLL stock?

No open-market purchases or sales are reported. The transactions are coded “A” for grant or award and “F” for payment of tax liability by delivering securities, meaning the share movements relate to equity compensation and tax withholding, not discretionary market trades.

What are Elaine Guidroz’s FLL shareholdings after these transactions?

After the reported transactions, Elaine Guidroz directly holds 141,400 shares of Full House Resorts common stock. The Form 4 also shows an additional 608 shares held indirectly through her spouse, providing a combined picture of her reported ownership position.

What is performance-based restricted stock as reported for FLL’s Elaine Guidroz?

Performance-based restricted stock are shares granted that vest only if specified performance criteria are achieved. Guidroz’s filing notes shares granted in 2023 and 2025 that vested after meeting applicable performance-based criteria, resulting in share deliveries and associated tax-withholding transactions.

Were any new FLL stock grants reported for Elaine Guidroz in this filing?

Yes. The Form 4 shows new acquisitions coded as grants or awards, including 2,323 shares and 4,683 shares of common stock at a zero dollar price per share, reflecting equity compensation vesting rather than cash purchases on the open market.