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Full House Resor SEC Filings

FLL NASDAQ

Full House Resorts, Inc. filings document regulatory disclosures for a Nasdaq-listed casino and hospitality operator. Recent Form 8-K reports furnish quarterly and annual operating results, describe material credit-agreement activity and record completed executive-role changes affecting corporate governance.

The company’s proxy materials cover board matters, executive compensation, equity awards, shareholder voting items and related governance disclosures. Filings also identify the company’s common stock, par value and Nasdaq listing, while formal exhibits and material-event reports provide the record for financing arrangements, operating updates and governance actions tied to Full House Resorts’ regional casino portfolio.

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Full House Resorts senior vice president and general counsel Elaine Guidroz reported routine equity compensation activity in company stock. On May 8, 2026, she received a grant of 3,438 shares of performance-based restricted stock that vested upon achievement of performance criteria.

To cover tax obligations from the vesting of both time-based and performance-based restricted stock granted on May 8, 2024, the issuer withheld a total of 3,241 shares of common stock at $2.97 per share, recorded as two tax-withholding dispositions. After these entries, Guidroz directly held 89,029 shares of common stock and indirectly held 608 shares through her spouse, reflecting a modest net increase in equity ownership driven by compensation rather than open-market trading.

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FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger reported routine equity compensation activity in company common stock. On May 8, 2026, he received 8,855 shares through the vesting of performance-based restricted stock granted on May 8, 2024, after achievement of the applicable performance criteria.

To cover tax withholding obligations upon the vesting of both time-based and performance-based restricted stock, the issuer withheld 2,157 shares and 4,269 shares, respectively, at a price of $2.97 per share, for a total of 6,426 shares. Following these transactions, Fanger directly owns 440,587 shares of common stock.

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FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger exercised employee stock options and satisfied the cost using shares. He exercised options for 50,000 shares of common stock at $1.70 per share, converting a derivative award into regular shares.

The issuer withheld 33,074 shares of common stock, valued at $2.57 per share, to cover the option exercise price rather than selling shares in the open market. Following these transactions, Fanger directly owns 477,930 shares of Full House Resorts common stock.

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Full House Resorts, Inc. reported Q1 2026 revenue of $74.4 million, slightly below the prior year, and a net loss of $8.2 million, or $0.23 per share, improving from a $9.8 million loss a year ago.

Operating income rose to $2.4 million from $0.7 million, helped by lower operating expenses and stronger results at American Place and Rising Star. Adjusted EBITDA increased to $13.2 million from $11.5 million, while cash declined to $31.4 million and long-term debt remained high at $474.0 million.

The Midwest & South segment grew revenue 3.8% and Adjusted Segment EBITDA 13.1%, offsetting weakness in the West segment and lower contracted sports wagering revenue after a skin termination. The company is advancing design and early foundation work for its permanent American Place facility, with an estimated construction budget of $302 million and a required Illinois “Reconciliation Payment” with a present value of $48.4 million.

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Full House Resorts reported first-quarter 2026 revenue of $74.4 million, roughly flat with the prior year as growth at American Place and Rising Star offset the prior sale of Stockman’s Casino and a terminated sports wagering contract. Operating income rose sharply to $2.4 million, up from $0.7 million, reflecting lower expenses and stronger property-level performance.

The company still posted a net loss of $8.2 million, or $0.23 per diluted share, an improvement from a $9.8 million loss. Adjusted EBITDA increased 14.7% to $13.2 million, driven by large percentage gains at American Place, Chamonix/Bronco Billy’s, Rising Star and Silver Slipper. Management highlighted progress on financing and pre-construction work for the permanent American Place casino, and noted stronger profitability trends in its Colorado operations.

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Full House Resorts Inc Chief Executive Officer Daniel R. Lee exercised employee stock options and increased his direct stake in the company. On April 24, 2026, he exercised 100,000 shares of common stock at $1.70 per share through an employee stock option.

To cover the option exercise price, the issuer withheld 68,687 shares of common stock at $2.475 per share, treated as a tax-withholding disposition rather than an open-market sale. This left a net increase of shares received from the option exercise.

Following these transactions, Lee directly owned 1,388,207 shares of common stock. He also reported indirect holdings of 15,926 shares as custodian for his daughter, 317,145 shares held by a subtrust, and 145,735 shares held by a trust. The stock option, which fully vested on May 10, 2019, now shows zero remaining derivative securities after this exercise.

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FULL HOUSE RESORTS INC director Carl G. Braunlich exercised stock options and had shares withheld to cover the exercise cost. He exercised options for 10,588 shares of common stock at $1.70 per share and the issuer withheld 6,594 shares at $2.73 per share to satisfy the exercise price.

After these compensation-related transactions, Braunlich held 62,434 shares of FULL HOUSE RESORTS INC common stock directly. The filing shows a routine option exercise with share withholding rather than an open-market stock sale.

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Full House Resorts asks shareholders to vote at its May 14, 2026 in‑person annual meeting at American Place Casino in Waukegan, Illinois. Holders of 36,192,328 common shares as of March 18, 2026 can vote on four main items.

The board proposes electing seven directors, approving an amended and restated certificate of incorporation that clarifies director qualification and disqualification rules, ratifying Ernst & Young LLP as auditor for 2026, and holding an advisory “Say on Pay” vote on executive compensation.

In a letter, the CEO highlights 13% revenue growth at the temporary American Place casino and weaker results at the new Colorado property, which hurt leverage and delayed financing. The company is pursuing a roughly $300 million plan to build a larger permanent Illinois facility and refinance senior secured notes maturing in February 2028, with construction expected to take 18–24 months and a requested extension of the temporary license. Executive pay mixes salary, cash bonuses tied to Adjusted EBITDA and qualitative goals, and equity awards, with 2025 Adjusted EBITDA of $48.1 million below the bonus threshold and a disclosed CEO pay ratio of 49‑to‑1.

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Full House Resorts, Inc. solicits proxies for its 2026 annual meeting to elect seven directors, seek approval of an amended and restated certificate of incorporation, ratify Ernst & Young LLP as auditor, and hold an advisory vote on executive compensation. The meeting is scheduled for May 14, 2026 at American Place Casino.

The CEO letter highlights a 13% revenue increase at American Place, plans to build a permanent facility estimated at approximately $300 million, senior secured notes maturing in February 2028, and a path to refinance debt subject to regulatory approvals. Adjusted EBITDA for 2025 was $48.1 million, below the threshold for annual incentive payouts. The proxy sets the record date as March 18, 2026 and discloses a CEO total compensation of $1,702,637 and a CEO-to-median-employee pay ratio of 49-to-1.

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Full House Resorts Inc. Chief Executive Officer Daniel R. Lee reported awards of common stock as compensation. On March 25, 2026, he acquired three blocks of shares at a price of $0.00 per share, described as restricted stock that vested after meeting performance-based criteria. Following these grants, his directly held common stock increased to 1,288,207 shares. The filing also lists indirect holdings of 145,735 shares by trust, 317,145 shares by subtrust, and 15,926 shares as custodian for his daughter, illustrating additional ownership outside his direct account.

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FAQ

How many Full House Resor (FLL) SEC filings are available on StockTitan?

StockTitan tracks 22 SEC filings for Full House Resor (FLL), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Full House Resor (FLL)?

The most recent SEC filing for Full House Resor (FLL) was filed on May 12, 2026.