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LEE DANIEL R reported acquisition or exercise transactions in this Form 4 filing.
Full House Resorts Chief Executive Officer Daniel R. Lee received a grant of 116,667 shares of restricted common stock approved by the compensation committee under the company’s 2025 Equity Incentive Plan and its Annual Incentive Plan for Executives. This award vests in three equal annual installments on May 14, 2027, 2028 and 2029.
The filing notes a separate grant of 116,667 performance-based restricted shares, also vesting in three equal annual amounts on those dates if EBITDA and free cash flow per share growth targets are met; each vesting tranche will be reported when it occurs. Following the reported grant, Mr. Lee directly holds 1,420,530 common shares and indirectly holds additional shares by trust, subtrust and as custodian for his daughter. Since his last report, he also transferred 15,657 shares to his former spouse under a domestic relations order and no longer reports those shares as beneficially owned.
Shaunnessy Michael P reported acquisition or exercise transactions in this Form 4 filing.
FULL HOUSE RESORTS INC director Michael P. Shaunnessy received a grant of 25,000 shares of Common Stock as equity compensation. The award is in the form of restricted shares that vest on May 14, 2027. After this grant, he holds 103,338 shares directly.
Caracciolo Kathleen M reported acquisition or exercise transactions in this Form 4 filing.
FULL HOUSE RESORTS INC director Kathleen M. Caracciolo received a grant of 25,000 shares of Common Stock as equity compensation. The shares were awarded at a stated price of $0.00 per share and increase her direct holdings to 88,627 shares following the transaction.
According to a footnote, these are restricted shares that will vest on May 14, 2027. Until vesting, the award functions as a long-term incentive, aligning a portion of the director’s compensation with the company’s future performance.
Handler Lynn M reported acquisition or exercise transactions in this Form 4 filing.
FULL HOUSE RESORTS INC director Lynn M. Handler received a grant of 25,000 shares of Common Stock as a restricted stock award. The shares were awarded at no cash cost per share and are scheduled to vest on May 14, 2027. After this grant, Handler directly holds 77,129 shares.
FULL HOUSE RESORTS INC director Eric J. Green reported an acquisition of company stock as part of equity compensation. He received a grant of 25,000 shares of common stock at a stated price of $0.00 per share, described as a grant or award acquisition. These restricted shares are scheduled to vest on May 14, 2027. Following the grant, he directly holds 258,959 common shares, and an additional 3,429 shares are held indirectly through a family trust.
FULL HOUSE RESORTS INC director Carl G. Braunlich received an equity grant of 25,000 shares of common stock at no cash cost, reported as a grant, award, or other acquisition. These are restricted shares that vest on May 14, 2027. Following this grant, his direct holdings total 87,434 common shares.
Full House Resorts executive Elaine Guidroz, SVP Secretary and General Counsel, reported equity compensation and related tax withholding in company stock. On May 8, 2026, she received 3,438 shares of common stock as a stock award, while 3,241 shares were withheld at $2.97 per share to satisfy tax obligations tied to vesting of restricted stock. After these transactions, she holds 91,311 shares directly and 608 shares indirectly through her spouse.
FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger reported routine equity compensation activity in company common stock. On May 8, 2026, he received 8,855 shares through the vesting of performance-based restricted stock granted on May 8, 2024, after achievement of the applicable performance criteria.
To cover tax withholding obligations upon the vesting of both time-based and performance-based restricted stock, the issuer withheld 2,157 shares and 4,269 shares, respectively, at a price of $2.97 per share, for a total of 6,426 shares. Following these transactions, Fanger directly owns 447,285 shares of common stock.
FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger exercised employee stock options and satisfied the cost using shares. He exercised options for 50,000 shares of common stock at $1.70 per share, converting a derivative award into regular shares.
The issuer withheld 33,074 shares of common stock, valued at $2.57 per share, to cover the option exercise price rather than selling shares in the open market. Following these transactions, Fanger directly owns 444,856 shares of Full House Resorts common stock.
Full House Resorts, Inc. reported Q1 2026 revenue of $74.4 million, slightly below the prior year, and a net loss of $8.2 million, or $0.23 per share, improving from a $9.8 million loss a year ago.
Operating income rose to $2.4 million from $0.7 million, helped by lower operating expenses and stronger results at American Place and Rising Star. Adjusted EBITDA increased to $13.2 million from $11.5 million, while cash declined to $31.4 million and long-term debt remained high at $474.0 million.
The Midwest & South segment grew revenue 3.8% and Adjusted Segment EBITDA 13.1%, offsetting weakness in the West segment and lower contracted sports wagering revenue after a skin termination. The company is advancing design and early foundation work for its permanent American Place facility, with an estimated construction budget of $302 million and a required Illinois “Reconciliation Payment” with a present value of $48.4 million.