STOCK TITAN

Full House Resorts (FLL) SVP reports stock grant and 3,241 shares withheld for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Full House Resorts senior vice president and general counsel Elaine Guidroz reported routine equity compensation activity in company stock. On May 8, 2026, she received a grant of 3,438 shares of performance-based restricted stock that vested upon achievement of performance criteria.

To cover tax obligations from the vesting of both time-based and performance-based restricted stock granted on May 8, 2024, the issuer withheld a total of 3,241 shares of common stock at $2.97 per share, recorded as two tax-withholding dispositions. After these entries, Guidroz directly held 89,029 shares of common stock and indirectly held 608 shares through her spouse, reflecting a modest net increase in equity ownership driven by compensation rather than open-market trading.

Positive

  • None.

Negative

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Insider Guidroz Elaine
Role SVP Secretary, General Counsel
Type Security Shares Price Value
Tax Withholding Common Stock 2,085 $2.97 $6K
Grant/Award Common Stock 3,438 $0.00 --
Tax Withholding Common Stock 1,156 $2.97 $3K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 89,029 shares (Direct, null); Common Stock — 608 shares (Indirect, By Spouse)
Footnotes (1)
  1. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 8, 2024. Represents shares of performance-based restricted stock granted on May 8, 2024 that have vested as a result of achievement of applicable performance-based criteria. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance based restricted stock granted on May 8, 2024.
Performance-based restricted stock vested 3,438 shares Grant/award acquisition on May 8, 2026
Tax-withholding shares (time-based RSUs) 1,156 shares Withheld at $2.97 per share on May 8, 2026
Tax-withholding shares (performance-based RSUs) 2,085 shares Withheld at $2.97 per share on May 8, 2026
Total shares withheld for taxes 3,241 shares Tax-withholding dispositions related to vesting awards
Direct holdings after transactions 89,029 shares Common stock held directly by Elaine Guidroz
Indirect holdings via spouse 608 shares Common stock held indirectly by spouse
Tax-withholding price $2.97 per share Value used for F-code withholding transactions
tax withholding obligation financial
"withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares"
performance-based restricted stock financial
"shares of performance-based restricted stock granted on May 8, 2024 that have vested"
Shares granted to employees or executives that are held back and only become actual, tradable stock if the company meets predefined performance targets; until those goals are met the shares cannot be sold. Think of it like a bonus held in escrow that’s released only when specific results are achieved — investors watch these awards because they tie management pay to company outcomes, can dilute existing shareholders when released, and signal how confident or incentivized insiders are to meet growth or profitability goals.
grant, award, or other acquisition financial
"transaction code description states Grant, award, or other acquisition"
tax-withholding disposition financial
"transaction_action is listed as tax-withholding disposition for F-coded entries"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
indirect ownership financial
"ownership_type marked indirect with nature_of_ownership By Spouse"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Guidroz Elaine

(Last)(First)(Middle)
C/O FULL HOUSE RESORTS, INC.
1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)
LAS VEGAS NEVADA 89135

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP Secretary, General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/08/2026F2,085(1)D$2.9789,029D
Common Stock05/08/2026A3,438(2)A$092,467D
Common Stock05/08/2026F1,156(3)D$2.9791,311D
Common Stock608IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 8, 2024.
2. Represents shares of performance-based restricted stock granted on May 8, 2024 that have vested as a result of achievement of applicable performance-based criteria.
3. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance based restricted stock granted on May 8, 2024.
/s/ Lewis A. Fanger, Attorney-in-Fact05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did FLL executive Elaine Guidroz report?

Elaine Guidroz reported a vesting grant of 3,438 performance-based restricted shares and two tax-withholding dispositions totaling 3,241 shares. These actions reflect routine equity compensation events, not open-market buying or selling of Full House Resorts common stock.

How many Full House Resorts (FLL) shares were granted to Elaine Guidroz?

Elaine Guidroz received 3,438 shares of performance-based restricted stock that vested after meeting performance criteria. This award was recorded at a price of $0.00 per share, reflecting stock-based compensation rather than a cash purchase in the open market.

Why were Full House Resorts (FLL) shares withheld from Elaine Guidroz?

The company withheld 3,241 shares from Elaine Guidroz to satisfy tax withholding obligations tied to vesting restricted stock. The withheld shares, priced at $2.97 each, relate to both time-based and performance-based awards originally granted on May 8, 2024.

What are Elaine Guidroz’s Full House Resorts share holdings after these transactions?

Following the reported grant and tax-withholding entries, Elaine Guidroz directly held 89,029 shares of Full House Resorts common stock. She also indirectly held 608 additional shares through her spouse, as disclosed in the ownership details of the insider filing.

Were Elaine Guidroz’s Full House Resorts (FLL) transactions open-market trades?

No, the filing shows a grant of restricted stock and tax-withholding dispositions, not open-market trades. The F-coded transactions represent shares withheld by the issuer to cover tax liabilities upon vesting, rather than discretionary buying or selling on the market.

What does the F transaction code mean in the FLL Form 4 filing?

In this Form 4, the F code indicates shares withheld to pay exercise price or tax liabilities. For Elaine Guidroz, the company retained 3,241 shares of common stock at $2.97 per share to satisfy tax withholding on vested restricted stock awards.