STOCK TITAN

Full House Resorts (FLL) SVP receives 3,438-share award, covers taxes in stock

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Full House Resorts executive Elaine Guidroz, SVP Secretary and General Counsel, reported equity compensation and related tax withholding in company stock. On May 8, 2026, she received 3,438 shares of common stock as a stock award, while 3,241 shares were withheld at $2.97 per share to satisfy tax obligations tied to vesting of restricted stock. After these transactions, she holds 91,311 shares directly and 608 shares indirectly through her spouse.

Positive

  • None.

Negative

  • None.
Insider Guidroz Elaine
Role SVP Secretary, General Counsel
Type Security Shares Price Value
Exercise Price or Tax Liability Common Stock 2,085 $2.97 $6K
Grant/Award Common Stock 3,438 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 1,156 $2.97 $3K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 91,311 shares (Direct); Common Stock — 608 shares (Indirect, By Spouse)
Footnotes (3)
  1. F1. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 8, 2024.
  2. F2. Represents shares of performance-based restricted stock granted on May 8, 2024 that have vested as a result of achievement of applicable performance-based criteria.
  3. F3. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance based restricted stock granted on May 8, 2024.
Stock award shares 3,438 shares Common stock grant/award to SVP Secretary, General Counsel on 2026-05-08
Tax-withheld shares 3,241 shares Shares of common stock withheld to satisfy tax obligations on vesting of restricted stock
Withholding price $2.97 per share Price used for tax-withholding dispositions of common stock on 2026-05-08
Direct holdings after transactions 91,311 shares Canonical post-transaction direct ownership by Elaine Guidroz
Indirect spouse holdings 608 shares Common stock held indirectly through spouse as of 2026-05-08
tax withholding obligation financial
"withheld by the issuer to satisfy the tax withholding obligation upon the vesting"
restricted stock financial
"upon the vesting of shares of restricted stock granted on May 8, 2024"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
performance-based restricted stock financial
"shares of performance-based restricted stock granted on May 8, 2024 that have vested"
Shares granted to employees or executives that are held back and only become actual, tradable stock if the company meets predefined performance targets; until those goals are met the shares cannot be sold. Think of it like a bonus held in escrow that’s released only when specific results are achieved — investors watch these awards because they tie management pay to company outcomes, can dilute existing shareholders when released, and signal how confident or incentivized insiders are to meet growth or profitability goals.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did FLL’s Elaine Guidroz report on May 8, 2026?

Elaine Guidroz reported 3,438 shares of Full House Resorts common stock as a stock award and 3,241 shares withheld at $2.97 per share to cover tax obligations tied to vesting of restricted stock, all dated May 8, 2026.

How many FLL shares does Elaine Guidroz hold after these transactions?

After these transactions, Elaine Guidroz holds 91,311 Full House Resorts shares directly and 608 shares indirectly through her spouse. These positions reflect her reported ownership following the May 8, 2026 stock award and related tax-withholding dispositions.

Were Elaine Guidroz’s FLL tax-withholding entries open-market sales?

No. The entries coded F reflect 3,241 shares of Full House Resorts stock withheld by the issuer at $2.97 per share to satisfy tax withholding obligations upon vesting of restricted stock, not open-market sales initiated by the executive.

What type of equity award did FLL grant Elaine Guidroz in this report?

Elaine Guidroz received a 3,438-share stock award of Full House Resorts common stock. Footnote disclosures describe these as performance-based restricted shares that vested upon achievement of applicable performance criteria, leading to the associated tax-withholding transactions.

Were Elaine Guidroz’s FLL transactions under a Rule 10b5-1 plan?

The Rule 10b5-1 checkbox is not marked as affirmative, so these reported Full House Resorts transactions are not identified as executed under a pre-arranged Rule 10b5-1 trading plan, based on the document-level certification included in the report.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Guidroz Elaine

(Last)(First)(Middle)
C/O FULL HOUSE RESORTS, INC.
1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)
LAS VEGAS NEVADA 89135

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP Secretary, General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/08/2026F2,085(1)D$2.9789,029D
Common Stock05/08/2026A3,438(2)A$092,467D
Common Stock05/08/2026F1,156(3)D$2.9791,311D
Common Stock608IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 8, 2024.
2. Represents shares of performance-based restricted stock granted on May 8, 2024 that have vested as a result of achievement of applicable performance-based criteria.
3. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance based restricted stock granted on May 8, 2024.
/s/ Lewis A. Fanger, Attorney-in-Fact05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)