What is Lewis A. Fanger’s Full House Resorts (FLL) share ownership after these transactions?

After the reported transactions, Lewis A. Fanger directly owns 440,587 shares of Full House Resorts common stock. This figure reflects the net result of vested performance-based restricted stock and the shares withheld by the issuer for associated tax obligations.

Full House Resorts (FLL) CFO reports stock award vesting and tax withholding transactions

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

FULL HOUSE RESORTS INC President, CFO and Treasurer Lewis A. Fanger reported routine equity compensation activity in company common stock. On May 8, 2026, he received 8,855 shares through the vesting of performance-based restricted stock granted on May 8, 2024, after achievement of the applicable performance criteria.

To cover tax withholding obligations upon the vesting of both time-based and performance-based restricted stock, the issuer withheld 2,157 shares and 4,269 shares, respectively, at a price of $2.97 per share, for a total of 6,426 shares. Following these transactions, Fanger directly owns 440,587 shares of common stock.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Fanger Lewis A.

Role President, CFO and Treasurer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	4,269	$2.97	$13K
Grant/Award	Common Stock	8,855	$0.00	--
Tax Withholding	Common Stock	2,157	$2.97	$6K

Holdings After Transaction: Common Stock — 440,587 shares (Direct, null)

Footnotes (1)

Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 8, 2024. Represents shares of performance-based restricted stock granted on May 8, 2024 that have vested as a result of achievement of applicable performance-based criteria. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 8, 2024.

Key Figures

Performance-based shares vested: 8,855 shares Tax withholding shares (total): 6,426 shares Tax withholding tranche 1: 2,157 shares at $2.97 +2 more

5 metrics

Performance-based shares vested 8,855 shares Performance-based restricted stock vested on May 8, 2026

Tax withholding shares (total) 6,426 shares Shares withheld to satisfy tax obligations on vesting

Tax withholding tranche 1 2,157 shares at $2.97 Common stock withheld for tax on restricted stock vesting

Tax withholding tranche 2 4,269 shares at $2.97 Common stock withheld for tax on performance-based vesting

Shares owned after transactions 440,587 shares Direct ownership after May 8, 2026 transactions

Key Terms

performance-based restricted stock, tax withholding obligation, restricted stock, grant, award, or other acquisition

4 terms

performance-based restricted stock financial

"Represents shares of performance-based restricted stock granted on May 8, 2024 that have vested as a result of achievement of applicable performance-based criteria."

Shares granted to employees or executives that are held back and only become actual, tradable stock if the company meets predefined performance targets; until those goals are met the shares cannot be sold. Think of it like a bonus held in escrow that’s released only when specific results are achieved — investors watch these awards because they tie management pay to company outcomes, can dilute existing shareholders when released, and signal how confident or incentivized insiders are to meet growth or profitability goals.

tax withholding obligation financial

"Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 8, 2024."

restricted stock financial

"Represents shares of restricted stock granted on May 8, 2024 and related vesting and withholding activity."

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

grant, award, or other acquisition financial

"Transaction code A is described as Grant, award, or other acquisition."

Form 4 Insider Transactions: What Each Field Means →

05/12/2026 - 06:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fanger Lewis A.

(Last)

(First)

(Middle)

C/O FULL HOUSE RESORTS, INC.

1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)

LAS VEGAS

NEVADA

89135

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President, CFO and Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/08/2026		F		4,269⁽¹⁾	D	$2.97	440,587	D
Common Stock	05/08/2026		A		8,855⁽²⁾	A	$0	449,442	D
Common Stock	05/08/2026		F		2,157⁽³⁾	D	$2.97	447,285	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of restricted stock granted on May 8, 2024.

2. Represents shares of performance-based restricted stock granted on May 8, 2024 that have vested as a result of achievement of applicable performance-based criteria.

3. Represents shares of common stock withheld by the issuer to satisfy the tax withholding obligation upon the vesting of shares of performance-based restricted stock granted on May 8, 2024.

	/s/ Lewis A. Fanger	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did FLL executive Lewis A. Fanger report on this Form 4?

Lewis A. Fanger reported vesting of restricted stock and related tax withholding. He acquired 8,855 shares of performance-based restricted stock and had 6,426 shares withheld by the company to satisfy tax obligations tied to vesting events on May 8, 2026.

How many Full House Resorts (FLL) shares did Lewis A. Fanger receive from stock awards?

Lewis A. Fanger received 8,855 shares of performance-based restricted stock. These shares vested from an award originally granted on May 8, 2024, after applicable performance-based criteria were achieved, increasing his direct equity compensation stake in Full House Resorts common stock.

How many FLL shares were withheld for taxes in Lewis A. Fanger’s Form 4 filing?

A total of 6,426 shares were withheld for taxes. This includes 2,157 shares and 4,269 shares of common stock withheld by the issuer at $2.97 per share to satisfy tax withholding obligations upon the vesting of time-based and performance-based restricted stock.

Were Lewis A. Fanger’s FLL transactions open-market buys or sells?

The transactions were not open-market trades. They involved equity compensation: vesting of performance-based restricted stock and issuer withholding of 6,426 shares to pay tax obligations. No open-market purchases or sales were reported in this Form 4 filing.

What performance conditions were tied to Lewis A. Fanger’s FLL restricted stock vesting?

The performance-based restricted stock vested upon achievement of applicable performance-based criteria. The Form 4 notes that the 8,855 shares vested because those criteria from the May 8, 2024 grant were met, although it does not detail the specific performance metrics involved.