Full House Resorts director granted 25,000 shares

Caracciolo Kathleen M reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Caracciolo Kathleen M reported acquisition or exercise transactions in this Form 4 filing.

FULL HOUSE RESORTS INC director Kathleen M. Caracciolo received a grant of 25,000 shares of Common Stock as equity compensation. The shares were awarded at a stated price of $0.00 per share and increase her direct holdings to 88,627 shares following the transaction.

According to a footnote, these are restricted shares that will vest on May 14, 2027. Until vesting, the award functions as a long-term incentive, aligning a portion of the director’s compensation with the company’s future performance.

Insider Trade Summary

Grant/Award: 25,000 shares

Grant/Award 1 txn

Insider Caracciolo Kathleen M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	25,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 88,627 shares (Direct)

Footnotes (1)

1. F1. Restricted shares vest on May 14, 2027.

Key Figures

Shares granted: 25,000 shares Grant price: $0.00 per share Post-transaction holdings: 88,627 shares +1 more

4 metrics

Shares granted 25,000 shares Equity grant of Common Stock to director

Grant price $0.00 per share Stated price for awarded shares

Post-transaction holdings 88,627 shares Director’s direct holdings after grant

Vesting date May 14, 2027 Restricted shares vesting schedule

Key Terms

Restricted shares, Grant, award, or other acquisition, Form 4

3 terms

Restricted shares financial

"Restricted shares vest on May 14, 2027."

Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Kathleen M. Caracciolo report for FULL HOUSE RESORTS (FLL)?

Director Kathleen M. Caracciolo reported receiving a grant of 25,000 shares of FULL HOUSE RESORTS Common Stock. The award is classified as a grant or other acquisition and increases her direct holdings to 88,627 shares after the transaction.

Was the FULL HOUSE RESORTS (FLL) insider transaction an open-market buy or a compensation grant?

The filing shows a compensation-related grant, not an open-market purchase. Code A indicates a grant, award, or other acquisition, with 25,000 shares received at a stated price of $0.00 per share as equity compensation.

When do Kathleen M. Caracciolo’s restricted shares in FULL HOUSE RESORTS (FLL) vest?

The restricted shares are scheduled to vest on May 14, 2027. This vesting date comes from a footnote stating that the 25,000-share award vests then, making it a long-term incentive tied to continued service and company performance.

How many FULL HOUSE RESORTS (FLL) shares does Kathleen M. Caracciolo hold after this Form 4 transaction?

After the reported transaction, Kathleen M. Caracciolo directly holds 88,627 shares of FULL HOUSE RESORTS Common Stock. This figure includes the newly granted 25,000 restricted shares reflected in the Form 4 filing.

What does transaction code A mean in the FULL HOUSE RESORTS (FLL) Form 4?

Transaction code A on the Form 4 indicates a grant, award, or other acquisition of securities. In this case, it reflects the issuance of 25,000 restricted shares of FULL HOUSE RESORTS Common Stock to director Kathleen M. Caracciolo as equity compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/18/2026 - 06:33 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Caracciolo Kathleen M

(Last) (First) (Middle)

C/O FULL HOUSE RESORTS, INC.

1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)

LAS VEGAS NEVADA 89135

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/14/2026		A		25,000(1)	A	$0	88,627	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted shares vest on May 14, 2027.

	/s/ Lewis A. Fanger, Attorney-in-Fact	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)