STOCK TITAN

FULL HOUSE RESORTS (FLL) director awarded 25,000 restricted shares in equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FULL HOUSE RESORTS INC director Carl G. Braunlich received an equity grant of 25,000 shares of common stock at no cash cost, reported as a grant, award, or other acquisition. These are restricted shares that vest on May 14, 2027. Following this grant, his direct holdings total 87,434 common shares.

Positive

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Insider Braunlich Carl G
Role null
Type Security Shares Price Value
Grant/Award Common Stock 25,000 $0.00 --
Holdings After Transaction: Common Stock — 87,434 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares granted 25,000 shares Common Stock grant to director on May 14, 2026
Price per share $0.0000 per share Reported grant price for restricted stock award
Shares owned after grant 87,434 shares Total direct holdings following the transaction
Vesting date May 14, 2027 Restricted shares vesting schedule from footnote
Restricted shares financial
"Restricted shares vest on May 14, 2027."
Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Braunlich Carl G

(Last)(First)(Middle)
C/O FULL HOUSE RESORTS, INC.
1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)
LAS VEGAS NEVADA 89135

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/14/2026A25,000(1)A$087,434D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted shares vest on May 14, 2027.
/s/ Lewis A. Fanger, Attorney-in-Fact05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did FULL HOUSE RESORTS (FLL) report for Carl G. Braunlich?

FULL HOUSE RESORTS reported that director Carl G. Braunlich received a grant of 25,000 shares of common stock. The transaction is categorized as a grant, award, or other acquisition, reflecting stock-based compensation rather than an open-market trade.

How many FULL HOUSE RESORTS (FLL) shares did Carl G. Braunlich receive and now hold?

Carl G. Braunlich received 25,000 shares of FULL HOUSE RESORTS common stock in this award. After the transaction, his direct ownership increased to 87,434 common shares, as disclosed in the Form 4 insider ownership table.

Are the new FULL HOUSE RESORTS (FLL) shares for Carl G. Braunlich restricted or fully vested?

The 25,000 shares granted to Carl G. Braunlich are restricted shares that vest on May 14, 2027. Until vesting, they are typically subject to forfeiture conditions and limitations on transfer under the company’s equity compensation arrangements.

Did Carl G. Braunlich buy FULL HOUSE RESORTS (FLL) shares on the open market?

No. The Form 4 shows a transaction code “A,” indicating a grant, award, or other acquisition. The 25,000 FULL HOUSE RESORTS shares were received as an equity award at a reported price of $0.0000 per share, not through an open-market purchase.

When do Carl G. Braunlich’s new FULL HOUSE RESORTS (FLL) restricted shares vest?

The footnote states that the restricted shares granted to Carl G. Braunlich vest on May 14, 2027. Vesting typically means the shares become fully owned and transferable, assuming any service or performance conditions are satisfied.

What does transaction code “A” mean in the FULL HOUSE RESORTS (FLL) Form 4 for Carl G. Braunlich?

Transaction code “A” in the Form 4 is described as a grant, award, or other acquisition. For Carl G. Braunlich, it reflects a stock-based compensation grant of 25,000 common shares rather than a purchase or sale in the public market.