Full House Resorts (FLL) director exercises options with shares withheld for cost

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

FULL HOUSE RESORTS INC director Carl G. Braunlich exercised stock options and had shares withheld to cover the exercise cost. He exercised options for 10,588 shares of common stock at $1.70 per share and the issuer withheld 6,594 shares at $2.73 per share to satisfy the exercise price.

After these compensation-related transactions, Braunlich held 62,434 shares of FULL HOUSE RESORTS INC common stock directly. The filing shows a routine option exercise with share withholding rather than an open-market stock sale.

Insider Trade Summary

10,588 shares exercised/converted

Mixed 3 txns

Insider Braunlich Carl G

Role null

Type	Security	Shares	Price	Value
Exercise	Stock Option (right to buy)	10,588	$0.00	--
Exercise	Common Stock	10,588	$1.70	$18K
Tax Withholding	Common Stock	6,594	$2.73	$18K

Holdings After Transaction: Stock Option (right to buy) — 0 shares (Direct, null); Common Stock — 69,028 shares (Direct, null)

Footnotes (1)

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Key Figures

Options exercised: 10,588 shares Exercise price: $1.70/share Shares withheld: 6,594 shares +3 more

6 metrics

Options exercised 10,588 shares Common Stock acquired via option exercise at $1.70 on 2026-04-20

Exercise price $1.70/share Strike price for 10,588 stock options exercised

Shares withheld 6,594 shares Common Stock withheld by issuer at $2.73 to cover exercise cost

Withholding price $2.73/share Value used for 6,594 shares withheld by issuer

Post-transaction holdings 62,434 shares Common Stock directly owned by Braunlich after transactions

Derivative transactions 1 transaction, 10,588 shares Stock option (right to buy) fully exercised and reduced to zero balance

Key Terms

tax-withholding disposition, Exercise or conversion of derivative security, Stock Option (right to buy), Form 4

4 terms

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

Exercise or conversion of derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

Stock Option (right to buy) financial

"security_title": "Stock Option (right to buy)""

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

04/22/2026 - 06:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Braunlich Carl G

(Last)

(First)

(Middle)

C/O FULL HOUSE RESORTS, INC.

1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)

LAS VEGAS

NEVADA

89135

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/20/2026		M		10,588	A	$1.7	69,028	D
Common Stock	04/20/2026		F⁽¹⁾		6,594	D	$2.73	62,434	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (right to buy)	$1.7	04/20/2026		M			10,588	05/10/2017	05/10/2026	Common Stock	10,588	$0	0	D

Explanation of Responses:

1. Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options.

	/s/ Lewis A. Fanger, Attorney-in-Fact	04/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did FULL HOUSE RESORTS (FLL) director Carl Braunlich report?

Director Carl G. Braunlich reported exercising stock options for 10,588 common shares at $1.70 per share. The issuer simultaneously withheld 6,594 shares at $2.73 per share to cover the option exercise cost, making this a compensation-related, non-market transaction rather than an open-market trade.

How many FULL HOUSE RESORTS (FLL) shares does Carl Braunlich hold after this Form 4?

Following the reported transactions, Carl G. Braunlich directly holds 62,434 shares of FULL HOUSE RESORTS INC common stock. This figure reflects the net position after exercising 10,588 options and the issuer withholding 6,594 shares to satisfy the option exercise cost.

Was there an open-market sale of FULL HOUSE RESORTS (FLL) stock in this Form 4?

No open-market sale occurred. The disposition of 6,594 shares at $2.73 per share was coded as a tax-withholding style transaction, with shares withheld by the issuer to satisfy the exercise price for stock options, rather than sold into the market.

What do the exercised FULL HOUSE RESORTS (FLL) options represent for Carl Braunlich?

The exercised options gave Carl G. Braunlich the right to buy 10,588 FULL HOUSE RESORTS INC common shares at $1.70 per share. Exercising converts a derivative award into actual shares, reflecting the use of previously granted equity compensation nearing its stated expiration date.

How many shares were used to cover the option exercise in Braunlich’s FULL HOUSE RESORTS (FLL) filing?

The issuer withheld 6,594 shares of FULL HOUSE RESORTS INC common stock at $2.73 per share. According to the filing footnote, these withheld shares were used to satisfy the exercise price owed on the 10,588 stock options that Braunlich exercised.