Full House Resorts counsel exercises 40,000 options

FULL HOUSE RESORTS INC executive Elaine Guidroz exercised employee stock options to acquire 40,000 shares of common stock.

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Form Type

Rhea-AI Filing Summary

FULL HOUSE RESORTS INC executive Elaine Guidroz exercised employee stock options to acquire 40,000 shares of common stock. The options had an exercise price of $1.70 per share. This converted previously granted derivatives into directly owned stock, increasing her direct equity stake.

The company withheld 30,742 shares of common stock, valued at $2.62 per share, to cover the option exercise price and related tax withholding obligations, so this was not an open-market sale. After these transactions, Guidroz holds 90,920 shares of common stock directly and 608 shares indirectly through her spouse.

Insider Trade Summary

40,000 shares exercised/converted

Exercise 4 txns

Insider Guidroz Elaine

Role SVP Secretary, General Counsel

Type	Security	Shares	Price	Value
Exercise	Employee Stock Option (right to buy)	40,000	$0.00	$0.00
Exercise	Common Stock	40,000	$1.70	$68K
Exercise Price or Tax Liability	Common Stock	30,742	$2.62	$81K
holding	Common Stock	--	--	--

Holdings After Transaction: Employee Stock Option (right to buy) — 0 contracts (Direct); Common Stock — 90,920 shares (Direct); Common Stock — 608 shares (Indirect, By Spouse)

Footnotes (2)

F1. Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options and tax withholding obligations.
F2. The stock option vested in three equal annual installments beginning on May 10, 2017.

FAQ

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What insider transaction did Elaine Guidroz report at FULL HOUSE RESORTS (FLL)?

Elaine Guidroz exercised stock options for 40,000 shares of Full House Resorts common stock. These options had a strike price of $1.70 per share and were previously granted compensation, converting into directly held shares as part of her equity ownership.

Did Elaine Guidroz buy or sell FULL HOUSE RESORTS (FLL) stock on the open market?

The filing shows an option exercise and tax-related share withholding, not an open-market trade. Shares were acquired by exercising options, and 30,742 shares were withheld by the company to satisfy the exercise price and tax obligations, rather than being sold to outside investors.

How many FULL HOUSE RESORTS (FLL) shares does Elaine Guidroz own after this Form 4?

After the transactions, Elaine Guidroz directly owns 90,920 shares of Full House Resorts common stock. The filing also reports 608 shares held indirectly through her spouse, reflecting both her direct and related indirect equity interests following the option exercise and withholding.

What is the significance of the 30,742 FULL HOUSE RESORTS (FLL) shares in this Form 4?

The 30,742 shares were withheld by Full House Resorts to cover the option exercise cost and tax liabilities. According to the footnote, these shares satisfied both the $1.70 per share exercise price and applicable withholding taxes, instead of generating cash proceeds from a market sale.

What was the exercise price of Elaine Guidroz’s FULL HOUSE RESORTS (FLL) stock options?

The employee stock options were exercisable at $1.70 per share. Exercising these options allowed Elaine Guidroz to convert her derivative rights into 40,000 shares of Full House Resorts common stock, reflecting earlier equity awards that had fully vested before this transaction.

How did the stock option grant to Elaine Guidroz at FULL HOUSE RESORTS (FLL) vest?

The option grant vested in three equal annual installments beginning on May 10, 2017. This vesting schedule meant the options became exercisable over three years, culminating in Guidroz’s decision to exercise 40,000 options as disclosed in the current Form 4 filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/18/2026 - 06:01 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Guidroz Elaine

(Last)

(First)

(Middle)

C/O FULL HOUSE RESORTS, INC.

1980 FESTIVAL PLAZA DRIVE, SUITE 680

(Street)

LAS VEGAS

NEVADA

89135

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FULL HOUSE RESORTS INC [ FLL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP Secretary, General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/16/2026		M		40,000	A	$1.7	121,662	D
Common Stock	03/16/2026		F⁽¹⁾		30,742	D	$2.62	90,920	D
Common Stock								608	I	By Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Employee Stock Option (right to buy)	$1.7	03/16/2026		M			40,000	⁽²⁾	05/10/2026	Common Stock	40,000	$0	0	D

Explanation of Responses:

1. Represents the shares of common stock withheld by the issuer to satisfy the exercise price for the stock options and tax withholding obligations.

2. The stock option vested in three equal annual installments beginning on May 10, 2017.

	/s/ Lewis A. Fanger, Attorney-in-Fact	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR