Flux Pwr Hldgs Inc SEC Filings

Flux Power Holdings, Inc. filed a prospectus supplement covering the proposed resale from time to time by selling stockholders of up to 3,644,289 shares of common stock. The supplement also includes an update that Nasdaq has notified the company it has regained compliance with continued listing rules by meeting the required $35 million market value of listed securities. As of September 30, 2025, total stockholders’ equity was a deficit of ($3.3) million, but since then the company received $0.2 million in final private placement proceeds and completed an underwritten public offering of 4,416,000 shares for net proceeds of approximately $9.2 million, which the company believes brings stockholders’ equity above $2.5 million, though this estimate may change once full quarterly results are prepared.

Flux Power Holdings, Inc. reports that it has regained compliance with Nasdaq’s continued listing rules by satisfying the requirement to maintain a market value of listed securities of at least $35 million. Nasdaq will monitor the company’s compliance for one year and may issue a delisting determination if it again fails to meet the applicable standard under Rule 5550(b). As of September 30, 2025, Flux Power reported total stockholders’ equity (deficit) of ($3.3) million, but since then it has received an additional $0.2 million in proceeds from a private placement of prefunded and common warrants and completed an underwritten public offering of 4,416,000 common shares for net proceeds of approximately $9.2 million$2.5 million, though this estimate is preliminary and not audited.

Flux Power Holdings, Inc. filed a prospectus supplement to its Form S-1 for the proposed offer and resale from time to time by selling stockholders of up to 3,644,289 shares of common stock.

The supplement attaches the company’s Form 10-Q for the quarter ended September 30, 2025. Flux reported revenue of $13,175,000 versus $16,125,000 a year ago, gross profit of $3,765,000, an operating loss of $2,178,000, and a net loss of $2,562,000. Operating cash flow was $889,000. Cash was $1,588,000 with a revolving credit facility balance of $9,935,000 and up to $6,100,000 available, subject to borrowing base limits.

Shares outstanding were 21,340,135 as of November 10, 2025. Subsequent to quarter end, Flux completed a public offering of common stock with net proceeds of approximately $9,200,000. Flux’s common stock trades on Nasdaq under “FLUX.”

Flux Power Holdings reported its quarter ended September 30, 2025. Revenue was $13.2 million versus $16.1 million a year ago as customers delayed new orders amid tariff uncertainties and lower capital spending. Gross profit was $3.8 million, and the company posted a net loss of $2.6 million (basic and diluted loss per share $0.15).

Operating cash flow was positive at $0.9 million, with cash of $1.6 million at quarter end. Flux had $9.9 million outstanding on its Gibraltar Business Capital credit facility with up to $6.1 million available, and a stockholders’ equity deficit of $3.3 million. During the quarter, Flux raised approximately $4.4 million net from a private placement of prefunded preferred stock warrants and common warrants; cumulative net proceeds reached about $4.6 million after quarter end. In November, a public offering added $9.2 million in net proceeds.

Two customers accounted for 77% of revenue. Management cites tariff-related supply risks but indicates existing cash, net offering proceeds, and credit availability should fund operations for the next 12 months.

Flux Power Holdings (FLUX) furnished an Item 2.02 Form 8-K noting it issued a press release with limited financial and operational information for its fiscal first quarter ended September 30, 2025, and included certain forward-looking performance estimates. The company will host a conference call on November 13, 2025 to discuss the update. The press release is attached as Exhibit 99.1 and, as furnished, is not deemed filed under Section 18 of the Exchange Act.

Flux Power (FLUX) filed a prospectus to register the resale of up to 3,644,289 shares of Common Stock. The shares consist of up to 2,429,523 issuable upon conversion of Series A Convertible Preferred Stock (issuable via pre-funded warrants at $0.001 per share) and up to 1,214,766 issuable upon exercise of Common Warrants at $1.715 per share.

The company will not receive proceeds from sales by the selling stockholders. Flux Power would receive cash only if warrants are exercised for cash; if exercised in full for cash, proceeds would total approximately $2.1 million, intended for working capital and general corporate purposes. Shares of Common Stock to be outstanding immediately after this offering are stated as 24,895,987.

Recent context includes a completed underwritten public offering of Common Stock with ~$9.2 million net proceeds and a Nasdaq notice confirming regained compliance with continued listing standards, with monitoring for one year.

Flux Power Holdings (Nasdaq: FLUX) is offering 3,840,000 shares of Common Stock at a public offering price of $2.50 per share, for $9,600,000 in gross proceeds. Underwriting discounts and commissions are $0.175 per share ($672,000 total), yielding proceeds to the company of $8,928,000 before expenses. The underwriter has a 30‑day option to purchase up to 576,000 additional shares. Delivery is expected on or about November 3, 2025, subject to customary closing conditions.

The company estimates net proceeds of approximately $8.3 million (or approximately $9.6 million if the over‑allotment is exercised in full) and plans to use them for working capital and general corporate purposes. Shares outstanding are expected to be 20,675,698 after the offering (or 21,251,698 with the option exercised).

Recent updates note regained Nasdaq compliance via the market value standard, with monitoring for one year, and a class action settlement term sheet providing for a $1.75 million escrowed fund, of which insurers are expected to fund about $1.15 million and the company about $600,000. The company highlights going‑concern risks, reliance on its credit facility, and supply‑chain and tariff exposures.

Flux Power Holdings (FLUX) filed a Form S-1 to register the resale of up to 3,644,289 shares of common stock by selling stockholders, consisting of up to 2,429,523 shares issuable upon conversion of Series A Convertible Preferred Stock underlying pre-funded warrants and up to 1,214,766 shares issuable upon exercise of common warrants. The company will not receive proceeds from any resale; it may receive cash only if warrants are exercised.

The common warrants carry a cash exercise price of $1.715 per share. “The Offering” section states that if all such warrants are exercised for cash, Flux would receive approximately $2.1 million. Shares outstanding immediately after this offering are shown as 20,479,987 shares. Recent developments include Nasdaq’s October 14, 2025 notice of regained compliance under the market value standard, a proposed primary offering filed on October 2, 2025, and a class action settlement term sheet providing for a $1.75 million escrowed settlement fund. The GBC revolving credit facility maturity was extended to July 31, 2027, and warrant exercises are subject to 4.99% or 9.99% beneficial ownership limits.

Flux Power Holdings (FLUX) regained Nasdaq compliance after Nasdaq notified the company on October 14, 2025 that it met the Market Value of Listed Securities requirement of at least $35 million under Rule 5550(b). This satisfies one of the continued listing standards for the Nasdaq Capital Market.

Nasdaq will monitor the company’s compliance for one year. If Flux Power falls out of compliance with Rule 5550(b) during this period, Nasdaq may issue a delist determination letter, and the company would have the opportunity to request a new hearing.

Earlier in 2025, Flux Power had been notified of non‑compliance with the Stockholders’ Equity Requirement and was granted an extension to demonstrate equity compliance by October 31, 2025. Instead, the company regained standing by meeting the Market Equity Requirement.