Welcome to our dedicated page for Flux Pwr Hldgs SEC filings (Ticker: FLUX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Flux Power Holdings, Inc. (NASDAQ: FLUX) SEC filings page on Stock Titan provides access to the company’s public reports and regulatory disclosures filed with the U.S. Securities and Exchange Commission. Flux Power files documents such as registration statements on Form S‑1, current reports on Form 8‑K, and periodic reports that include financial and operational information about its lithium-ion energy storage and software-driven electrification business.
Through its Form 8‑K filings, Flux Power reports material events including notifications from The Nasdaq Stock Market about continued listing compliance, capital raising transactions through public offerings and private placements, and the scheduling of annual shareholder meetings. The company has also used Form 8‑K to furnish press releases that discuss quarterly and annual financial results, order activity in material handling and airport ground support equipment (GSE), and other business updates.
Flux Power’s registration statements on Form S‑1 and S‑1/A describe offerings of common stock, pre‑funded warrants, and common warrants, and provide details about the company’s capital structure, risk factors, and use of proceeds. These filings also summarize aspects of its lithium-ion battery technology, target markets, and corporate governance framework.
On Stock Titan, users can review these SEC filings alongside AI-powered summaries that explain key points from lengthy documents such as registration statements and current reports. The platform highlights important topics for FLUX investors, including listing compliance, equity offerings, governance developments, and disclosures related to its energy storage products and software platforms. Filings related to derivative litigation settlements, corporate governance reforms, and indemnification provisions for directors and officers are also part of the company’s regulatory record and can be examined here.
Flux Power Holdings, Inc. received an amended Schedule 13G from CVI Investments, Inc. and Heights Capital Management, Inc. reporting that they beneficially own 0 shares of Flux Power common stock, representing 0% of the class as of 12/31/2025.
Heights Capital Management, Inc. is described as the investment manager to CVI Investments, Inc., but both parties disclaim beneficial ownership of any Flux Power shares other than any pecuniary interest. They certify the securities are not held to change or influence control of the company.
Cleveland Capital Management and related investors reported significant stakes in Flux Power Holdings, Inc. common stock. As of 12/31/2025, Cleveland Capital Management beneficially owned 1,969,367 shares, or 9.2% of the common stock, mainly through advisory clients.
Cleveland Capital, L.P. reported 1,791,153 shares (8.4%), and Rocky River Specific Opportunities Fund LLC reported 178,214 shares (0.8%). Individuals Wade Massad and John Shiry each reported beneficial ownership of 9.5% of the class, reflecting both personal holdings and shared voting and dispositive power over 1,969,367 shares. The group certified that the securities are not held to change or influence control of Flux Power.
Flux Power Holdings, Inc. filed a prospectus supplement updating its Form S-1 for the resale of up to 3,644,289 shares of common stock by selling stockholders and attached its latest Quarterly Report on Form 10-Q. For the quarter ended December 31, 2025, revenue was $14.1 million, down from $16.8 million a year earlier, but the company generated net income of $0.6 million versus a prior-year net loss of $1.9 million, reflecting tighter operating costs. For the first six months, revenue was $27.3 million with a net loss of $2.0 million. Cash was $0.9 million with $4.7 million drawn on its Gibraltar Business Capital credit facility and up to $11.3 million available, subject to borrowing base limits. Equity improved to $7.5 million, helped by a $3.2 million private placement of prefunded and common stock warrants and a $9.8 million public offering. The company discloses substantial doubt about its ability to continue as a going concern due to an expected covenant breach under the credit facility in late February 2026 and the need to negotiate an amendment.
Flux Power Holdings reported a small profit but remains financially strained. For the quarter ended December 31, 2025, revenue fell to
For the six-month period, revenue declined to
Flux Power Holdings reported fiscal Q2 2026 results showing its first-ever positive GAAP net income. Revenue for the quarter was $14.1 million, up 7.2% from $13.2 million in the prior quarter but below $16.8 million a year earlier.
Gross profit rose to $4.9 million, with gross margin improving to 34.7% from 28.6%. Operating expenses fell to $4.1 million from $5.9 million, helped by cost reductions and a $0.5 million bonus accrual reversal. This drove operating income of $0.8 million versus a $2.2 million loss in the prior quarter.
Net income was $0.6 million, or $0.03 per diluted share, compared to a $2.6 million loss previously. On a non-GAAP basis, net income reached $1.0 million and adjusted EBITDA was $1.5 million. Cash was $0.9 million as of December 31, 2025, with access to a $16.0 million credit facility. Management expects a sequential revenue decline in the fiscal third quarter amid tariff-related uncertainty and volatile customer order patterns.
Flux Power Holdings, Inc. is asking stockholders to vote at its 2026 Annual Meeting, a fully virtual event on March 26, 2026 at 10:00 a.m. Pacific Daylight Time.
Stockholders will elect five directors, including CEO Krishna Vanka, and vote on ratifying Haskell & White LLP as independent auditor for the fiscal year ending June 30, 2026. The record date is February 2, 2026, when 21,340,135 common shares were outstanding. The proxy describes how to attend and vote online, by phone, by mail, or electronically during the live webcast, and provides detailed information on board composition, governance practices, and executive and director compensation plans.
Flux Power Holdings reported that a federal court has granted preliminary approval for a proposed settlement of a stockholder derivative action brought on the company’s behalf. The settlement provides for corporate governance reforms and a total of $425,000 in attorneys’ fees and a service award to the plaintiff, with the company’s liability insurers expected to fund approximately $187,000.
The court scheduled a final settlement approval hearing for April 2, 2026. Flux Power filed the settlement stipulation and notice as exhibits and posted them in the investor relations section of its website, giving shareholders access to the detailed terms.
Flux Power Holdings, Inc. filed a prospectus supplement covering the proposed resale from time to time by selling stockholders of up to 3,644,289 shares of common stock. The supplement also includes an update that Nasdaq has notified the company it has regained compliance with continued listing rules by meeting the required $35 million market value of listed securities. As of September 30, 2025, total stockholders’ equity was a deficit of ($3.3) million, but since then the company received $0.2 million in final private placement proceeds and completed an underwritten public offering of 4,416,000 shares for net proceeds of approximately $9.2 million, which the company believes brings stockholders’ equity above $2.5 million, though this estimate may change once full quarterly results are prepared.
Flux Power Holdings, Inc. reports that it has regained compliance with Nasdaq’s continued listing rules by satisfying the requirement to maintain a market value of listed securities of at least $35 million. Nasdaq will monitor the company’s compliance for one year and may issue a delisting determination if it again fails to meet the applicable standard under Rule 5550(b). As of September 30, 2025, Flux Power reported total stockholders’ equity (deficit) of ($3.3) million, but since then it has received an additional $0.2 million in proceeds from a private placement of prefunded and common warrants and completed an underwritten public offering of 4,416,000 common shares for net proceeds of approximately $9.2 million$2.5 million, though this estimate is preliminary and not audited.
Flux Power Holdings, Inc. filed a prospectus supplement to its Form S-1 for the proposed offer and resale from time to time by selling stockholders of up to 3,644,289 shares of common stock.
The supplement attaches the company’s Form 10-Q for the quarter ended September 30, 2025. Flux reported revenue of $13,175,000 versus $16,125,000 a year ago, gross profit of $3,765,000, an operating loss of $2,178,000, and a net loss of $2,562,000. Operating cash flow was $889,000. Cash was $1,588,000 with a revolving credit facility balance of $9,935,000 and up to $6,100,000 available, subject to borrowing base limits.
Shares outstanding were 21,340,135 as of November 10, 2025. Subsequent to quarter end, Flux completed a public offering of common stock with net proceeds of approximately $9,200,000. Flux’s common stock trades on Nasdaq under “FLUX.”