Welcome to our dedicated page for Flux Pwr Hldgs SEC filings (Ticker: FLUX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Flux Power Holdings, Inc. (NASDAQ: FLUX) SEC filings page on Stock Titan provides access to the company’s public reports and regulatory disclosures filed with the U.S. Securities and Exchange Commission. Flux Power files documents such as registration statements on Form S‑1, current reports on Form 8‑K, and periodic reports that include financial and operational information about its lithium-ion energy storage and software-driven electrification business.
Through its Form 8‑K filings, Flux Power reports material events including notifications from The Nasdaq Stock Market about continued listing compliance, capital raising transactions through public offerings and private placements, and the scheduling of annual shareholder meetings. The company has also used Form 8‑K to furnish press releases that discuss quarterly and annual financial results, order activity in material handling and airport ground support equipment (GSE), and other business updates.
Flux Power’s registration statements on Form S‑1 and S‑1/A describe offerings of common stock, pre‑funded warrants, and common warrants, and provide details about the company’s capital structure, risk factors, and use of proceeds. These filings also summarize aspects of its lithium-ion battery technology, target markets, and corporate governance framework.
On Stock Titan, users can review these SEC filings alongside AI-powered summaries that explain key points from lengthy documents such as registration statements and current reports. The platform highlights important topics for FLUX investors, including listing compliance, equity offerings, governance developments, and disclosures related to its energy storage products and software platforms. Filings related to derivative litigation settlements, corporate governance reforms, and indemnification provisions for directors and officers are also part of the company’s regulatory record and can be examined here.
Jeffrey Curtis Mason, Chief Operating Officer of Flux Power Holdings, Inc. (FLUX), reported purchases on September 15, 2025. He acquired 517 pre-funded warrants at a purchase price of $19.369 each and received common stock warrants to buy 2,433 shares with a $1.715 exercise price. The pre-funded warrants are exercisable immediately for Series A Convertible Preferred Stock convertible into common shares at an initial conversion price of $2.058, subject to adjustment. The common warrants are exercisable immediately and expire five years from issuance on September 15, 2030. Following the transactions, Mr. Mason directly holds 517 pre-funded warrants and 2,433 common warrants.
Flux Power Holdings, Inc. (FLUX) reported a challenging fiscal year ended June 30, 2025 with mixed liquidity and operational signals. Revenue and cost-of-sales line items show scale of operations, while the company recorded an operating loss of $5.0 million and a net loss of $6.7 million for the year. The company generated positive cash flows from operations of $0.6 million and had a cash balance of approximately $1.1 million as of July 31, 2025, plus $6.7 million available under its Gibraltar Business Capital credit facility (GBC). Management disclosed inventory obsolescence write-downs ($1.551M at June 30, 2025) and a series of historical accounting misstatements related to inventory valuation, revenue recognition and classification errors that required adjustments. Operations were impacted by delayed orders for energy storage solutions and customer fleet capital spending weakness. The report also discloses material financing activity, outstanding borrowings under the GBC facility (~$13.6M at June 30, 2025), multiple warrant and equity instruments from recent financings, and a Nasdaq staff determination that could lead to trading suspension absent appeal.
Flux Power Holdings, Inc. filed a current report describing a press release issued on September 16, 2025 that shares limited financial and operational information for its fourth quarter and full fiscal year ended June 30, 2025, along with certain forward-looking performance estimates. The company is also holding a conference call on September 16, 2025 to discuss these results.
The performance estimates in the press release are described as involving risks and uncertainties, so actual results may differ materially from the forecasts. The company states that the information in Items 2.02 and 7.01, including the press release attached as Exhibit 99.1, is being furnished rather than filed and will not be subject to certain liabilities under the Exchange Act or automatically incorporated into other securities filings.
Flux Power Holdings, Inc. entered into an amended and restated securities purchase agreement and completed a private placement of Prefunded Warrants and Common Warrants for gross proceeds of approximately $5.0 million. Investors purchased 258,144 Prefunded Warrants and 1,214,769 Common Warrants; some consideration was paid in cash and some through cancellation of existing company debt. The company plans to use the net proceeds for general corporate purposes and growth capital.
The Series A Convertible Preferred Stock underlying the Prefunded Warrants carries an 8.0% cumulative cash dividend and is convertible into common stock at an initial conversion price of $2.058 per share, with automatic conversion on specified triggers including the fifth anniversary of closing. Common Warrants are exercisable at $1.715 per share for five years and may be exercised on a cashless basis, subject to 4.99% or 9.99% beneficial ownership limits. A registration rights agreement requires the company to seek resale registration of the underlying common shares.
As part of the transaction, a note held by Cleveland Capital with $1,000,000 of principal outstanding plus accrued interest was deemed paid in full in exchange for securities, and the related Cleveland Credit Facility for up to $2.0 million of undrawn credit was terminated, with the note cancelled. Upon this conversion of Cleveland obligations into equity, the maturity date under the company’s Loan and Security Agreement was automatically extended to July 31, 2027.
Flux Power Holdings, Inc. amended its charter to change shareholder rights and create a new class of preferred stock. The company increased authorized preferred stock from 500,000 to 3,000,000 shares and designated 1,000,000 of these as Series A Convertible Preferred Stock.
The Series A Preferred Stock ranks senior to common stock for dividends and liquidation and carries cumulative 8.0% annual cash dividends, payable quarterly, which the company may pay in cash or in kind. Holders vote together with common stock on an as-converted basis, and in some cases as a separate class.
Each Series A share is convertible into common stock at an initial price equal to 120% of the 20-day volume weighted average price before the initial closing of the related warrants, with standard anti-dilution adjustments. Conversion can occur at the holder’s option, by majority holder approval, or automatically on the fifth anniversary of the initial closing.
Flux Power Holdings, Inc. entered into Amendment No. 6 to its Loan and Security Agreement with Gibraltar Business Capital, LLC, effective August 31, 2025. The amendment modifies the company’s minimum EBITDA financial covenant and extends the loan’s maturity date from August 31, 2025 to September 15, 2025, with the new date still subject to possible acceleration or further extension under the agreement’s terms. The amendment reflects an updated understanding between the lender and Flux Power and is filed as Exhibit 10.1 to this report.
Flux Power Holdings, Inc. held a Special Meeting of Stockholders on August 29, 2025. As of the July 14, 2025 record date, 16,835,698 shares of common stock were outstanding and entitled to vote, and 10,415,086 shares were represented in person or by proxy, representing approximately 62% of eligible shares and establishing a quorum.
Stockholders approved all proposals presented at the meeting. One proposal received 9,077,960 votes for and 1,337,126 against. A second proposal received 9,523,300 votes for and 891,786 against. A third proposal received 9,211,953 votes for, 1,203,087 against, and 46 abstentions. There were no broker non-votes reported for any proposal.
Flux Power Holdings, Inc. has called a virtual special meeting on August 29, 2025 to request stockholder approval for a major capital structure change and a related financing. The board is asking investors to amend and restate the articles of incorporation to increase authorized preferred stock from 500,000 to 3,000,000 shares, create “blank check” preferred, and designate 1,000,000 shares as Series A Convertible Preferred Stock with senior dividend, liquidation and voting rights.
Stockholders are also being asked to approve the potential issuance of common shares upon conversion of the Series A preferred and exercise of related common warrants issued in a non‑public private placement, because the total could exceed 20% of the 16,835,698 common shares outstanding as of July 14, 2025 under Nasdaq Listing Rule 5635(d). The private placement covers up to $5,000,000 of prefunded warrants priced at $19.369 per underlying preferred share, plus five‑year common warrants equal to 50% of the common shares issuable on conversion.
The preferred carries an 8.0% annual cumulative dividend, a liquidation value of $19.369 per share, broad anti‑dilution adjustments and voting as‑converted with common, plus separate class consent rights. These steps are framed as critical to raising equity after Nasdaq notified the company that its stockholders’ equity was a deficit of ($4,372,000) as of March 31, 2025, versus the $2,500,000 minimum, and warned of trading suspension absent a successful appeal.
Flux Power Holdings (FLUX) filed a Form 4 disclosing new equity awards to CEO/President & Director Krishna C. Vanka on 08/01/2025.
- Time-based RSUs: 121,951 units (Transaction Code “A”) granted under the 2021 Equity Incentive Plan; vest 1/3 annually starting 07/01/2026, subject to continued service.
- Performance-based RSUs: up to 182,927 units (maximum) granted on the same date; cliff-vest on 07/01/2028 if Compensation Committee performance targets are met.
No shares were sold or disposed; total potential beneficial ownership from these awards is 304,878 common shares, all held directly. The filing signals continued long-term incentive alignment but also introduces incremental dilution if fully vested.