Welcome to our dedicated page for Flux Pwr Hldgs SEC filings (Ticker: FLUX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Flux Power Holdings, Inc. (NASDAQ: FLUX) SEC filings page on Stock Titan provides access to the company’s public reports and regulatory disclosures filed with the U.S. Securities and Exchange Commission. Flux Power files documents such as registration statements on Form S‑1, current reports on Form 8‑K, and periodic reports that include financial and operational information about its lithium-ion energy storage and software-driven electrification business.
Through its Form 8‑K filings, Flux Power reports material events including notifications from The Nasdaq Stock Market about continued listing compliance, capital raising transactions through public offerings and private placements, and the scheduling of annual shareholder meetings. The company has also used Form 8‑K to furnish press releases that discuss quarterly and annual financial results, order activity in material handling and airport ground support equipment (GSE), and other business updates.
Flux Power’s registration statements on Form S‑1 and S‑1/A describe offerings of common stock, pre‑funded warrants, and common warrants, and provide details about the company’s capital structure, risk factors, and use of proceeds. These filings also summarize aspects of its lithium-ion battery technology, target markets, and corporate governance framework.
On Stock Titan, users can review these SEC filings alongside AI-powered summaries that explain key points from lengthy documents such as registration statements and current reports. The platform highlights important topics for FLUX investors, including listing compliance, equity offerings, governance developments, and disclosures related to its energy storage products and software platforms. Filings related to derivative litigation settlements, corporate governance reforms, and indemnification provisions for directors and officers are also part of the company’s regulatory record and can be examined here.
Flux Power Holdings (Nasdaq: FLUX) is offering 3,840,000 shares of Common Stock at a public offering price of $2.50 per share, for $9,600,000 in gross proceeds. Underwriting discounts and commissions are $0.175 per share ($672,000 total), yielding proceeds to the company of $8,928,000 before expenses. The underwriter has a 30‑day option to purchase up to 576,000 additional shares. Delivery is expected on or about November 3, 2025, subject to customary closing conditions.
The company estimates net proceeds of approximately $8.3 million (or approximately $9.6 million if the over‑allotment is exercised in full) and plans to use them for working capital and general corporate purposes. Shares outstanding are expected to be 20,675,698 after the offering (or 21,251,698 with the option exercised).
Recent updates note regained Nasdaq compliance via the market value standard, with monitoring for one year, and a class action settlement term sheet providing for a $1.75 million escrowed fund, of which insurers are expected to fund about $1.15 million and the company about $600,000. The company highlights going‑concern risks, reliance on its credit facility, and supply‑chain and tariff exposures.
Flux Power Holdings (FLUX) filed a Form S-1 to register the resale of up to 3,644,289 shares of common stock by selling stockholders, consisting of up to 2,429,523 shares issuable upon conversion of Series A Convertible Preferred Stock underlying pre-funded warrants and up to 1,214,766 shares issuable upon exercise of common warrants. The company will not receive proceeds from any resale; it may receive cash only if warrants are exercised.
The common warrants carry a cash exercise price of $1.715 per share. “The Offering” section states that if all such warrants are exercised for cash, Flux would receive approximately $2.1 million. Shares outstanding immediately after this offering are shown as 20,479,987 shares. Recent developments include Nasdaq’s October 14, 2025 notice of regained compliance under the market value standard, a proposed primary offering filed on October 2, 2025, and a class action settlement term sheet providing for a $1.75 million escrowed settlement fund. The GBC revolving credit facility maturity was extended to July 31, 2027, and warrant exercises are subject to 4.99% or 9.99% beneficial ownership limits.
Flux Power Holdings (FLUX) regained Nasdaq compliance after Nasdaq notified the company on October 14, 2025 that it met the Market Value of Listed Securities requirement of at least $35 million under Rule 5550(b). This satisfies one of the continued listing standards for the Nasdaq Capital Market.
Nasdaq will monitor the company’s compliance for one year. If Flux Power falls out of compliance with Rule 5550(b) during this period, Nasdaq may issue a delist determination letter, and the company would have the opportunity to request a new hearing.
Earlier in 2025, Flux Power had been notified of non‑compliance with the Stockholders’ Equity Requirement and was granted an extension to demonstrate equity compliance by October 31, 2025. Instead, the company regained standing by meeting the Market Equity Requirement.
Flux Power Holdings, Inc. filed Amendment No. 1 to its Form S-1 to add Securities Act Rule 473(b) language so the registration statement becomes automatically effective 20 days after this amendment, without changing the underlying prospectus.
The filing also describes recent unregistered securities sales. On September 15, 2025, the company raised approximately $5.0 million by issuing prefunded warrants to purchase 258,144 shares of common stock and warrants to purchase 1,214,769 shares of common stock at a purchase price of $19.369 per warrant to a small group of accredited investors, including senior executives and directors. Additional prior transactions include warrants issued to Cleveland Capital, L.P. in connection with a $2,000,000 credit facility and a 2023 cashless warrant exercise that resulted in 16,022 restricted common shares with no cash proceeds to the company.
Flux Power Holdings, Inc. (FLUX) filed an S-1 describing a proposed offering and recent fiscal results. For the year ended June 30, 2025 the company reported an operating loss of approximately $6.6 million and a net loss of $6.7 million while generating positive cash flows from operations of $0.6 million. Total assets were about $32.3 million and cash as of July 31, 2025 was $1.1 million, with approximately $6.7 million of available funding under the Gibraltar Business Capital credit facility. The filing estimates net proceeds from the offering of roughly $10.5 million (or $12.2 million with full over-allotment) based on an assumed public offering price of $4.47 per share and an assumed issuance that would result in about 19.5 million shares outstanding. The company disclosed a working capital deficit (approximately $2.3 million) and an outstanding GBC facility balance near $13.6 million. The S-1 also describes prior private placement proceeds of $5.0 million, convertible/subordinated related-party notes, stock plans and warrant issuances, and potential Nasdaq compliance matters.
Flux Power Holdings, Inc. disclosed that its board has shifted the timing of its annual shareholder meeting from spring to winter to better align with the company’s Form 10-K filing schedule. The board set December 19, 2025 as the date of the 2026 Annual Meeting of Stockholders and October 24, 2025 as the record date for determining which stockholders may receive notice and vote. The meeting will be held as a virtual-only event via live internet webcast.
Because this new meeting date is more than 30 days earlier than the prior annual meeting held on May 28, 2025, earlier nomination and proposal deadlines no longer apply. Stockholders must deliver any qualified proposals or director nominations, including those seeking inclusion in the proxy materials under Rule 14a-8 and any proxy-solicitation notices under Rule 14a-19, to the company’s principal executive offices by the close of business on October 2, 2025.
Insider purchase and warrants issued on 09/15/2025. Krishna Vanka, who is listed as the CEO, President and a Director of Flux Power Holdings, Inc. (FLUX), purchased 2,582 pre-funded warrants at a price of $19.369 each and was issued common stock purchase warrants to buy 12,150 shares with an initial exercise price of $1.715. The pre-funded warrants are exercisable immediately for Series A Convertible Preferred Stock and each pre-funded warrant is exercisable for one share of Series A Convertible Preferred Stock, which may be converted into Common Stock at an initial conversion price of $2.058 (subject to adjustments). The common warrants are exercisable immediately and expire on 09/15/2030. The Form 4 reports these holdings as directly beneficially owned following the transactions.
Kevin Royal, Chief Financial Officer and Secretary of Flux Power Holdings, Inc. (FLUX), purchased securities on September 15, 2025. He acquired 517 pre-funded warrants at a purchase price of $19.369 each; each pre-funded warrant is exercisable immediately for one share of the company’s Series A Convertible Preferred Stock, which is convertible into Common Stock at an initial conversion price of $2.058 subject to adjustments. He was also issued common stock warrants to buy 2,433 shares with an initial exercise price of $1.715, exercisable immediately and expiring on September 15, 2030. Following the transactions, the reporting person beneficially owned 517 Series A Convertible Preferred and warrants exercisable into 2,433 shares of Common Stock.
Flux Power Holdings director Dale Robinette purchased 1,291 pre-funded warrants and received common stock purchase warrants on September 15, 2025. The pre-funded warrants were purchased at $19.369 each and are immediately exercisable for Series A Convertible Preferred Stock, which can be converted into common stock at an initial conversion price of $2.058 per share. In addition, the reporting person received warrants to buy 6,075 shares of common stock at a $1.715 exercise price, exercisable immediately and expiring on September 15, 2030. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
Michael Johnson, a director and reported 10% owner of Flux Power Holdings, Inc. (FLUX), acquired derivative securities on 09/15/2025. He purchased 23,233 pre-funded warrants at a price of $19.369 each; each pre-funded warrant is immediately exercisable for one share of the company’s Series A Convertible Preferred Stock, which is convertible into common stock at an initial conversion price of $2.058. In the same transaction he received 109,329 common stock purchase warrants exercisable at $1.715 per share and expiring on 09/15/2030. Following the reported transactions, Johnson directly beneficially owns 23,233 Series A convertible-preferred equivalents and 109,329 common warrants as stated on the form. The Form 4 was signed by an attorney-in-fact on behalf of Johnson on 09/17/2025.