Welcome to our dedicated page for Flux Power Holdings SEC filings (Ticker: FLUX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Flux Power Holdings, Inc. filings document the company’s lithium-ion battery systems business, public-company governance, capital structure, and material events. Its Form 8-K reports include quarterly financial results, operational updates, forward-looking performance estimates, credit-facility covenant matters, Nasdaq continued-listing compliance notices, and other corporate events tied to the company’s financing and reporting status.
Proxy and annual-meeting filings describe director elections, auditor ratification, shareholder voting mechanics, and governance disclosures. The filing record also includes notices related to derivative-action settlement materials and related governance matters, alongside disclosures on common stock, financing arrangements, risk language, and the company’s Nevada corporate status.
Kevin Royal, Chief Financial Officer and Secretary of Flux Power Holdings, Inc. (FLUX), purchased securities on September 15, 2025. He acquired 517 pre-funded warrants at a purchase price of $19.369 each; each pre-funded warrant is exercisable immediately for one share of the company’s Series A Convertible Preferred Stock, which is convertible into Common Stock at an initial conversion price of $2.058 subject to adjustments. He was also issued common stock warrants to buy 2,433 shares with an initial exercise price of $1.715, exercisable immediately and expiring on September 15, 2030. Following the transactions, the reporting person beneficially owned 517 Series A Convertible Preferred and warrants exercisable into 2,433 shares of Common Stock.
Flux Power Holdings director Dale Robinette purchased 1,291 pre-funded warrants and received common stock purchase warrants on September 15, 2025. The pre-funded warrants were purchased at $19.369 each and are immediately exercisable for Series A Convertible Preferred Stock, which can be converted into common stock at an initial conversion price of $2.058 per share. In addition, the reporting person received warrants to buy 6,075 shares of common stock at a $1.715 exercise price, exercisable immediately and expiring on September 15, 2030. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
Michael Johnson, a director and reported 10% owner of Flux Power Holdings, Inc. (FLUX), acquired derivative securities on 09/15/2025. He purchased 23,233 pre-funded warrants at a price of $19.369 each; each pre-funded warrant is immediately exercisable for one share of the company’s Series A Convertible Preferred Stock, which is convertible into common stock at an initial conversion price of $2.058. In the same transaction he received 109,329 common stock purchase warrants exercisable at $1.715 per share and expiring on 09/15/2030. Following the reported transactions, Johnson directly beneficially owns 23,233 Series A convertible-preferred equivalents and 109,329 common warrants as stated on the form. The Form 4 was signed by an attorney-in-fact on behalf of Johnson on 09/17/2025.
Jeffrey Curtis Mason, Chief Operating Officer of Flux Power Holdings, Inc. (FLUX), reported purchases on September 15, 2025. He acquired 517 pre-funded warrants at a purchase price of $19.369 each and received common stock warrants to buy 2,433 shares with a $1.715 exercise price. The pre-funded warrants are exercisable immediately for Series A Convertible Preferred Stock convertible into common shares at an initial conversion price of $2.058, subject to adjustment. The common warrants are exercisable immediately and expire five years from issuance on September 15, 2030. Following the transactions, Mr. Mason directly holds 517 pre-funded warrants and 2,433 common warrants.
Flux Power Holdings, Inc. (FLUX) reported a challenging fiscal year ended June 30, 2025 with mixed liquidity and operational signals. Revenue and cost-of-sales line items show scale of operations, while the company recorded an operating loss of $5.0 million and a net loss of $6.7 million for the year. The company generated positive cash flows from operations of $0.6 million and had a cash balance of approximately $1.1 million as of July 31, 2025, plus $6.7 million available under its Gibraltar Business Capital credit facility (GBC). Management disclosed inventory obsolescence write-downs ($1.551M at June 30, 2025) and a series of historical accounting misstatements related to inventory valuation, revenue recognition and classification errors that required adjustments. Operations were impacted by delayed orders for energy storage solutions and customer fleet capital spending weakness. The report also discloses material financing activity, outstanding borrowings under the GBC facility (~$13.6M at June 30, 2025), multiple warrant and equity instruments from recent financings, and a Nasdaq staff determination that could lead to trading suspension absent appeal.
Flux Power Holdings, Inc. filed a current report describing a press release issued on September 16, 2025 that shares limited financial and operational information for its fourth quarter and full fiscal year ended June 30, 2025, along with certain forward-looking performance estimates. The company is also holding a conference call on September 16, 2025 to discuss these results.
The performance estimates in the press release are described as involving risks and uncertainties, so actual results may differ materially from the forecasts. The company states that the information in Items 2.02 and 7.01, including the press release attached as Exhibit 99.1, is being furnished rather than filed and will not be subject to certain liabilities under the Exchange Act or automatically incorporated into other securities filings.
Flux Power Holdings, Inc. entered into an amended and restated securities purchase agreement and completed a private placement of Prefunded Warrants and Common Warrants for gross proceeds of approximately $5.0 million. Investors purchased 258,144 Prefunded Warrants and 1,214,769 Common Warrants; some consideration was paid in cash and some through cancellation of existing company debt. The company plans to use the net proceeds for general corporate purposes and growth capital.
The Series A Convertible Preferred Stock underlying the Prefunded Warrants carries an 8.0% cumulative cash dividend and is convertible into common stock at an initial conversion price of $2.058 per share, with automatic conversion on specified triggers including the fifth anniversary of closing. Common Warrants are exercisable at $1.715 per share for five years and may be exercised on a cashless basis, subject to 4.99% or 9.99% beneficial ownership limits. A registration rights agreement requires the company to seek resale registration of the underlying common shares.
As part of the transaction, a note held by Cleveland Capital with $1,000,000 of principal outstanding plus accrued interest was deemed paid in full in exchange for securities, and the related Cleveland Credit Facility for up to $2.0 million of undrawn credit was terminated, with the note cancelled. Upon this conversion of Cleveland obligations into equity, the maturity date under the company’s Loan and Security Agreement was automatically extended to July 31, 2027.
Flux Power Holdings, Inc. amended its charter to change shareholder rights and create a new class of preferred stock. The company increased authorized preferred stock from 500,000 to 3,000,000 shares and designated 1,000,000 of these as Series A Convertible Preferred Stock.
The Series A Preferred Stock ranks senior to common stock for dividends and liquidation and carries cumulative 8.0% annual cash dividends, payable quarterly, which the company may pay in cash or in kind. Holders vote together with common stock on an as-converted basis, and in some cases as a separate class.
Each Series A share is convertible into common stock at an initial price equal to 120% of the 20-day volume weighted average price before the initial closing of the related warrants, with standard anti-dilution adjustments. Conversion can occur at the holder’s option, by majority holder approval, or automatically on the fifth anniversary of the initial closing.
Flux Power Holdings, Inc. entered into Amendment No. 6 to its Loan and Security Agreement with Gibraltar Business Capital, LLC, effective August 31, 2025. The amendment modifies the company’s minimum EBITDA financial covenant and extends the loan’s maturity date from August 31, 2025 to September 15, 2025, with the new date still subject to possible acceleration or further extension under the agreement’s terms. The amendment reflects an updated understanding between the lender and Flux Power and is filed as Exhibit 10.1 to this report.
Flux Power Holdings, Inc. held a Special Meeting of Stockholders on August 29, 2025. As of the July 14, 2025 record date, 16,835,698 shares of common stock were outstanding and entitled to vote, and 10,415,086 shares were represented in person or by proxy, representing approximately 62% of eligible shares and establishing a quorum.
Stockholders approved all proposals presented at the meeting. One proposal received 9,077,960 votes for and 1,337,126 against. A second proposal received 9,523,300 votes for and 891,786 against. A third proposal received 9,211,953 votes for, 1,203,087 against, and 46 abstentions. There were no broker non-votes reported for any proposal.