Welcome to our dedicated page for Flux Pwr Hldgs SEC filings (Ticker: FLUX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Flux Power Holdings, Inc. (NASDAQ: FLUX) SEC filings page on Stock Titan provides access to the company’s public reports and regulatory disclosures filed with the U.S. Securities and Exchange Commission. Flux Power files documents such as registration statements on Form S‑1, current reports on Form 8‑K, and periodic reports that include financial and operational information about its lithium-ion energy storage and software-driven electrification business.
Through its Form 8‑K filings, Flux Power reports material events including notifications from The Nasdaq Stock Market about continued listing compliance, capital raising transactions through public offerings and private placements, and the scheduling of annual shareholder meetings. The company has also used Form 8‑K to furnish press releases that discuss quarterly and annual financial results, order activity in material handling and airport ground support equipment (GSE), and other business updates.
Flux Power’s registration statements on Form S‑1 and S‑1/A describe offerings of common stock, pre‑funded warrants, and common warrants, and provide details about the company’s capital structure, risk factors, and use of proceeds. These filings also summarize aspects of its lithium-ion battery technology, target markets, and corporate governance framework.
On Stock Titan, users can review these SEC filings alongside AI-powered summaries that explain key points from lengthy documents such as registration statements and current reports. The platform highlights important topics for FLUX investors, including listing compliance, equity offerings, governance developments, and disclosures related to its energy storage products and software platforms. Filings related to derivative litigation settlements, corporate governance reforms, and indemnification provisions for directors and officers are also part of the company’s regulatory record and can be examined here.
Flux Power Holdings (FLUX) Form 4: Chief Operating Officer Jeffrey Curtis Mason reported the grant of 56,100 incentive stock options on 08/01/2025 under the company’s 2021 Equity Incentive Plan. The options carry a $1.88 exercise price, equal to the issuer’s 10-day VWAP on the grant date, and will vest in equal annual installments over three years (08/01/2025-08/01/2028). Ownership remains direct and this is the earliest transaction disclosed. No shares were acquired or sold outright; the filing solely records the new derivative position.
The transaction modestly increases potential dilution (≈56k shares vs. 17.0 m basic shares outstanding as of last report) but also strengthens management-shareholder alignment by tying compensation to future share-price appreciation. No other insider activity, sales, or price-sensitive disclosures are included.
Flux Power Holdings, Inc. (FLUX) filed an 8-K to disclose two debt-related amendments executed on 16 Jul 2025.
- Cleveland Capital Note: The First Amendment shifts the maturity of the $-denominated Subordinated Unsecured Promissory Note issued 2 Nov 2023 from 15 Aug 2025 to 30 Sep 2025. Cleveland Capital beneficially owns roughly 7.3 % of FLUX common stock.
- Gibraltar Business Capital (GBC) ABL facility: Amendment No. 5 revises the Loan & Security Agreement maturity to 31 Aug 2025. The date will automatically extend to 31 Jul 2027 if (i) the Cleveland Note is pushed to ≥29 Sep 2027, or (ii) that note is fully converted to equity. FLUX will pay GBC a non-refundable $112,500 amendment fee.
No principal balances, interest rate changes, or covenant details were provided. The amendments relieve near-term refinancing pressure and link the longer ABL tenor to a future extension/convertibility of the insider-held Cleveland Note.