Welcome to our dedicated page for Flux Pwr Hldgs SEC filings (Ticker: FLUX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Flux Power Holdings, Inc. filings document the company’s lithium-ion battery systems business, public-company governance, capital structure, and material events. Its Form 8-K reports include quarterly financial results, operational updates, forward-looking performance estimates, credit-facility covenant matters, Nasdaq continued-listing compliance notices, and other corporate events tied to the company’s financing and reporting status.
Proxy and annual-meeting filings describe director elections, auditor ratification, shareholder voting mechanics, and governance disclosures. The filing record also includes notices related to derivative-action settlement materials and related governance matters, alongside disclosures on common stock, financing arrangements, risk language, and the company’s Nevada corporate status.
Flux Power Holdings, Inc. amended its charter to change shareholder rights and create a new class of preferred stock. The company increased authorized preferred stock from 500,000 to 3,000,000 shares and designated 1,000,000 of these as Series A Convertible Preferred Stock.
The Series A Preferred Stock ranks senior to common stock for dividends and liquidation and carries cumulative 8.0% annual cash dividends, payable quarterly, which the company may pay in cash or in kind. Holders vote together with common stock on an as-converted basis, and in some cases as a separate class.
Each Series A share is convertible into common stock at an initial price equal to 120% of the 20-day volume weighted average price before the initial closing of the related warrants, with standard anti-dilution adjustments. Conversion can occur at the holder’s option, by majority holder approval, or automatically on the fifth anniversary of the initial closing.
Flux Power Holdings, Inc. entered into Amendment No. 6 to its Loan and Security Agreement with Gibraltar Business Capital, LLC, effective August 31, 2025. The amendment modifies the company’s minimum EBITDA financial covenant and extends the loan’s maturity date from August 31, 2025 to September 15, 2025, with the new date still subject to possible acceleration or further extension under the agreement’s terms. The amendment reflects an updated understanding between the lender and Flux Power and is filed as Exhibit 10.1 to this report.
Flux Power Holdings, Inc. held a Special Meeting of Stockholders on August 29, 2025. As of the July 14, 2025 record date, 16,835,698 shares of common stock were outstanding and entitled to vote, and 10,415,086 shares were represented in person or by proxy, representing approximately 62% of eligible shares and establishing a quorum.
Stockholders approved all proposals presented at the meeting. One proposal received 9,077,960 votes for and 1,337,126 against. A second proposal received 9,523,300 votes for and 891,786 against. A third proposal received 9,211,953 votes for, 1,203,087 against, and 46 abstentions. There were no broker non-votes reported for any proposal.
Flux Power Holdings, Inc. has called a virtual special meeting on August 29, 2025 to request stockholder approval for a major capital structure change and a related financing. The board is asking investors to amend and restate the articles of incorporation to increase authorized preferred stock from 500,000 to 3,000,000 shares, create “blank check” preferred, and designate 1,000,000 shares as Series A Convertible Preferred Stock with senior dividend, liquidation and voting rights.
Stockholders are also being asked to approve the potential issuance of common shares upon conversion of the Series A preferred and exercise of related common warrants issued in a non‑public private placement, because the total could exceed 20% of the 16,835,698 common shares outstanding as of July 14, 2025 under Nasdaq Listing Rule 5635(d). The private placement covers up to $5,000,000 of prefunded warrants priced at $19.369 per underlying preferred share, plus five‑year common warrants equal to 50% of the common shares issuable on conversion.
The preferred carries an 8.0% annual cumulative dividend, a liquidation value of $19.369 per share, broad anti‑dilution adjustments and voting as‑converted with common, plus separate class consent rights. These steps are framed as critical to raising equity after Nasdaq notified the company that its stockholders’ equity was a deficit of ($4,372,000) as of March 31, 2025, versus the $2,500,000 minimum, and warned of trading suspension absent a successful appeal.
Flux Power Holdings (FLUX) filed a Form 4 disclosing new equity awards to CEO/President & Director Krishna C. Vanka on 08/01/2025.
- Time-based RSUs: 121,951 units (Transaction Code “A”) granted under the 2021 Equity Incentive Plan; vest 1/3 annually starting 07/01/2026, subject to continued service.
- Performance-based RSUs: up to 182,927 units (maximum) granted on the same date; cliff-vest on 07/01/2028 if Compensation Committee performance targets are met.
No shares were sold or disposed; total potential beneficial ownership from these awards is 304,878 common shares, all held directly. The filing signals continued long-term incentive alignment but also introduces incremental dilution if fully vested.
Flux Power Holdings (FLUX) Form 4: Chief Operating Officer Jeffrey Curtis Mason reported the grant of 56,100 incentive stock options on 08/01/2025 under the company’s 2021 Equity Incentive Plan. The options carry a $1.88 exercise price, equal to the issuer’s 10-day VWAP on the grant date, and will vest in equal annual installments over three years (08/01/2025-08/01/2028). Ownership remains direct and this is the earliest transaction disclosed. No shares were acquired or sold outright; the filing solely records the new derivative position.
The transaction modestly increases potential dilution (≈56k shares vs. 17.0 m basic shares outstanding as of last report) but also strengthens management-shareholder alignment by tying compensation to future share-price appreciation. No other insider activity, sales, or price-sensitive disclosures are included.