Funko (FNKO) awards CFO Yves Le Pendeven 123,750 RSUs

Rhea-AI Filing Summary

Le Pendeven Yves reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. reported that CFO Yves Le Pendeven received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or, at Funko’s election, an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, contingent on his continued employment at each vesting date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Le Pendeven Yves

(Last) (First) (Middle)

C/O FUNKO, INC.

2802 WETMORE AVENUE

(Street)

EVERETT WASHINGTON 98201

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/17/2026		A		123,750		(2)	(2)	CLASS A COMMON STOCK	123,750	$0	123,750	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

2. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Remarks:

	/s/ Tracy D. Daw as Attorney-in-Fact for Yves Le Pendeven	03/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Funko (FNKO) disclose about CFO Yves Le Pendeven’s new equity grant?

Funko disclosed that CFO Yves Le Pendeven received 123,750 restricted stock units. These RSUs are a form of equity-based compensation that can convert into Class A common shares or equivalent cash, aligning his interests with shareholders over a multi-year vesting period.

How many restricted stock units did Funko’s CFO receive in this Form 4 filing?

Funko’s CFO received a grant of 123,750 restricted stock units. After this award, his reported RSU holdings total 123,750 units, reflecting this single grant disclosed, which represents a substantial component of his long-term incentive compensation from the company.

What is the vesting schedule for Yves Le Pendeven’s Funko (FNKO) RSU grant?

The RSUs vest in four equal installments on the first through fourth anniversaries of March 17, 2026. Vesting is conditioned on Yves Le Pendeven’s continued employment with Funko through each applicable vesting date, spreading the potential share or cash delivery over four years.

What does each Funko RSU granted to the CFO represent under this award?

Each Funko RSU represents a contingent right to receive one share of Class A common stock or, at Funko’s election, an equivalent cash payment. This flexibility allows the company to settle the award in equity or cash when units vest, depending on its preferences.

Is the Funko CFO’s RSU grant an open-market stock purchase or sale?

The Funko CFO’s RSU grant is not an open-market purchase or sale. It is a compensation-related award reported with transaction code “A”, meaning a grant or other acquisition, with no price per share and subject to future vesting based on continued employment.

When do the first and final tranches of the Funko CFO RSUs vest?

The first RSU tranche vests on the first anniversary of March 17, 2026, and additional equal tranches vest on the second, third and fourth anniversaries. Each vesting date requires the CFO to remain employed with Funko through that specific anniversary date.