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Funko (NASDAQ: FNKO) awards 123,750 RSUs to product chief

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Shah Husnal reported acquisition or exercise transactions in this Form 4 filing.

Funko, Inc. reported that Chief Product Officer Husnal Shah received a grant of 123,750 restricted stock units. Each RSU represents a right to receive one share of Class A common stock or an equivalent cash payment. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, as long as Shah remains employed with Funko through each vesting date.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shah Husnal

(Last)(First)(Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE

(Street)
EVERETT WASHINGTON 98201

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Product Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/17/2026A123,750 (2) (2)CLASS A COMMON STOCK123,750$0123,750D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
2. The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 17, 2026, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Remarks:
/s/ Tracy Daw, as Attorney-in-Fact for Husnal Shah03/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What equity award did Funko (FNKO) grant to Husnal Shah?

Funko granted Chief Product Officer Husnal Shah 123,750 restricted stock units (RSUs). Each RSU is a contingent right to receive one share of Class A common stock or an equivalent cash payment, providing stock-based compensation tied to his continued service.

How do Husnal Shah’s new Funko (FNKO) RSUs vest over time?

The 123,750 RSUs vest in four equal installments on the first through fourth anniversaries of March 17, 2026. Vesting is conditioned on Shah’s continued employment with Funko through each applicable vesting date, aligning his incentives with longer-term company performance.

Are Husnal Shah’s Funko (FNKO) RSUs an open-market stock purchase?

No, the RSUs are a compensation grant, not an open-market purchase. They were awarded at no cash cost to Shah and represent a right to receive Class A common stock or cash in the future, subject to the specified vesting conditions being met.

What does each Funko (FNKO) restricted stock unit granted to Husnal Shah represent?

Each RSU represents a contingent right to receive one share of Funko’s Class A common stock or, at the company’s election, an equivalent cash payment. Actual receipt depends on the RSUs vesting and the company’s chosen settlement method at that time.

What role does Husnal Shah hold at Funko (FNKO) related to this RSU grant?

Husnal Shah is Funko’s Chief Product Officer. The 123,750 RSU grant reflects stock-based compensation tied to his executive role, with vesting over four years contingent on his continued employment with the company through each scheduled vesting anniversary.
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