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  4. [Form 4] Funko, Inc. Insider Trading Activity

FNKO insider trade: 5,208 shares sold; holdings now 14,036

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. (FNKO) director Michael C. Lunsford reported a stock sale. On 05/28/2021, he sold 5,208 shares of Class A common stock at a weighted average price of $26.03, with trades executed between $25.94 and $26.19.

Following the transaction, he beneficially owned 14,036 shares directly. The filing also updates his holdings to remove 6,300 shares that were previously inadvertently included beginning in a filing on June 7, 2024.

Positive

  • None.

Negative

  • None.
Insider LUNSFORD MICHAEL C
Role Director
Sold 5,208 shs ($136K)
Type Security Shares Price Value
Sale CLASS A COMMON STOCK 5,208 $26.03 $136K
Holdings After Transaction: CLASS A COMMON STOCK — 14,036 shares (Direct)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.94 to $26.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. In addition to reflecting the transaction reported herein (based on holdings as the Reporting Persons most recent Form 4), the total number of shares of the Issuers Class A common stock owned by the Reporting Person reflected in Column 5 has been updated to remove 6,300 shares that were previously inadvertently included beginning in a Form 4 filed on June 7, 2024.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LUNSFORD MICHAEL C
(Last) (First) (Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE
(Street)
EVERETT WA 98201
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
CLASS A COMMON STOCK 05/28/2021 S 5,208 D $26.03(1) 14,036(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.94 to $26.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
2. In addition to reflecting the transaction reported herein (based on holdings as the Reporting Persons most recent Form 4), the total number of shares of the Issuers Class A common stock owned by the Reporting Person reflected in Column 5 has been updated to remove 6,300 shares that were previously inadvertently included beginning in a Form 4 filed on June 7, 2024.
Remarks:
/s/ Tracy D. Daw, as Attorney-in-Fact for Michael C. Lunsford 10/31/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Funko (FNKO) disclose in this Form 4?

A director, Michael C. Lunsford, sold 5,208 shares on 05/28/2021 at a weighted average price of $26.03 and reported 14,036 shares owned afterward.

At what prices were FNKO shares sold by the director?

The weighted average sale price was $26.03, with individual trades ranging from $25.94 to $26.19.

How many FNKO shares does the director own after the sale?

After the reported transaction, he beneficially owned 14,036 shares directly.

Does the filing include a correction to prior FNKO share totals?

Yes. It removes 6,300 shares that were previously inadvertently included beginning in a filing on June 7, 2024.

What type of security was involved in the transaction?

Class A common stock of Funko, Inc.

Was this transaction executed under a Rule 10b5-1 plan?

The excerpt does not state that; it only includes the standard checkbox language without indicating selection.