Funko director reports RSU vesting into 3,108 Class A shares

Funko, Inc. director Jason Harinstein reported the vesting and conversion of restricted stock units into Class A common stock.

Rhea-AI Filing Summary

Funko, Inc. director Jason Harinstein reported the vesting and conversion of restricted stock units into Class A common stock. On December 13, 2025, 3,108 restricted stock units converted into 3,108 shares of Class A common stock at an exercise price of $0, shown as an acquisition of non-derivative shares with transaction code M.

Following this transaction, Harinstein directly beneficially owned 18,108 shares of Funko Class A common stock. The original grant of 3,108 restricted stock units vested in full on December 13, 2025, with each unit representing a contingent right to receive one share of Class A common stock or, at the issuer’s election, an equivalent cash payment.

Insider Trade Summary

3,108 shares exercised/converted

Exercise 2 txns

Insider Harinstein Jason

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	3,108	$0.00	$0.00
Exercise	CLASS A COMMON STOCK	3,108	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); CLASS A COMMON STOCK — 18,108 shares (Direct)

Footnotes (2)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
2. F2. The original grant of 3,108 RSUs vested in full on December 13, 2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Funko (FNKO) disclose for director Jason Harinstein?

Funko reported that director Jason Harinstein had 3,108 restricted stock units convert into 3,108 shares of Class A common stock on December 13, 2025, using transaction code M.

How many Funko (FNKO) shares does Jason Harinstein own after this transaction?

After the reported transaction, Jason Harinstein directly beneficially owned 18,108 shares of Funko Class A common stock.

What are the terms of the restricted stock units reported by Funko (FNKO)?

Each restricted stock unit, or RSU, represented a contingent right to receive one share of Class A common stock or, at Funko’s election, an equivalent cash payment.

When did the reported Funko (FNKO) restricted stock units vest?

The original grant of 3,108 restricted stock units vested in full on December 13, 2025.

What does transaction code M indicate in this Funko (FNKO) Form 4 filing?

Transaction code M in the filing indicates the exercise or conversion of a derivative security, here the conversion of restricted stock units into Class A common stock.

What was the exercise price of the restricted stock units in the Funko (FNKO) filing?

The restricted stock units converted into Class A common stock at an exercise price of $0, as shown in the derivative security table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/16/2025 - 04:09 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harinstein Jason

(Last) (First) (Middle)

C/O FUNKO, INC.

2802 WETMORE AVE

(Street)

EVERETT WA 98201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
CLASS A COMMON STOCK	12/13/2025		M		3,108	A	(1)	18,108	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	12/13/2025		M			3,108	(2)	(2)	CLASS A COMMON STOCK	3,108	$0	0	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

2. The original grant of 3,108 RSUs vested in full on December 13, 2025.

Remarks:

	/s/ Tracy Daw, as Attorney-in-Fact for Jason Harinstein	12/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.