STOCK TITAN

Director at Funko (NASDAQ: FNKO) awarded RSUs and stock options grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. reported an equity compensation grant to director Reed Duchscher. On January 12, 2026, he received 9,580 restricted stock units, each representing a right to one share of Class A common stock or, at the company’s election, an equivalent cash payment. These RSUs vest on January 12, 2027, if he continues serving the company through that date.

He was also granted a stock option covering 14,300 shares of Class A common stock at an exercise price of $3.52 per share. This option will vest and become exercisable on January 12, 2027, subject to his continued service with Funko.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Duchscher Reed

(Last) (First) (Middle)
C/O FUNKO, INC.
2802 WETMORE AVE

(Street)
EVERETT WA 98201

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 01/12/2026 A 9,580 (1) (1) CLASS A COMMON STOCK 9,580 $0 9,580 D
Stock Option (Right to Buy) $3.52 01/12/2026 A 14,300 (2) 01/12/2036 CLASS A COMMON STOCK 14,300 $0 14,300 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on January 12, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
2. The option will vest and become exercisable on January 12, 2027, subject to the Reporting Person's continued service with the Issuer through the vesting date.
Remarks:
/s/ Tracy Daw, as Attorney-in-Fact for Reed Duchscher 01/14/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did Funko (FNKO) report for Reed Duchscher?

Funko reported that director Reed Duchscher received equity awards consisting of restricted stock units and a stock option grant on January 12, 2026.

How many RSUs did the Funko director receive in this Form 4 filing?

Director Reed Duchscher received 9,580 restricted stock units (RSUs), each representing a right to one share of Funko Class A common stock or an equivalent cash payment.

What are the terms of the stock options granted to the Funko director?

Reed Duchscher was granted a stock option for 14,300 shares of Class A common stock with an exercise price of $3.52 per share, reported as directly owned.

When do the RSUs and stock options for Funko’s director vest?

Both the 9,580 RSUs and the 14,300-share stock option are scheduled to vest or become exercisable on January 12, 2027, if Reed Duchscher continues to serve Funko through that date.

Does each Funko RSU convert into one share of Class A common stock?

Each RSU represents a contingent right to receive one share of Class A common stock or, at Funko’s election, an equivalent cash payment upon vesting.

Is the equity granted to the Funko director held directly or indirectly?

The filing shows both the RSUs and the stock option as directly owned by Reed Duchscher.
Funko

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200.36M
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11.78%
Leisure
Games, Toys & Children's Vehicles (no Dolls & Bicycles)
Link
United States
EVERETT