Funko (NASDAQ: FNKO) exec sells 5,744 shares after RSU vesting

Rhea-AI Filing Summary

Funko, Inc. chief international officer Andrew David Oddie reported a series of equity transactions involving Class A common stock. On March 6 and 8, 2026, he exercised restricted stock units into a total of 11,581 shares of common stock at a conversion price of $0.00 per share. On March 9, 2026, he sold 5,744 shares of Class A common stock in open-market transactions at weighted average prices of $4.3568 and $4.3364 per share. Footnotes state these sales were made to cover taxes upon RSU vesting under a pre-arranged Rule 10b5-1 instruction letter entered into in June 2019, indicating the dispositions were part of a planned tax-related process rather than discretionary trading.

Insider Trade Summary

Net Seller: 5,744 shares ($24,978)

Net Sell 6 txns

Insider Oddie Andrew David

Role CHIEF INTERNATIONAL OFFICER

Sold 5,744 shs ($25K)

Type	Security	Shares	Price	Value
Sale	CLASS A COMMON STOCK	3,413	$4.3568	$15K
Sale	CLASS A COMMON STOCK	2,331	$4.3364	$10K
Exercise	Restricted Stock Units	4,700	$0.00	--
Exercise	CLASS A COMMON STOCK	4,700	$0.00	--
Exercise	Restricted Stock Units	6,881	$0.00	--
Exercise	CLASS A COMMON STOCK	6,881	$0.00	--

Holdings After Transaction: CLASS A COMMON STOCK — 55,671 shares (Direct); Restricted Stock Units — 0 shares (Direct)

Footnotes (1)

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. Shares were sold to cover taxes upon the vesting of RSUs pursuant to a Rule 10b5-1 instruction letter entered into in June 2019. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. On March 6, 2023, the Reporting Person was granted 27,525 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Oddie Andrew David

(Last) (First) (Middle)

C/O FUNKO, INC.

2802 WETMORE AVENUE

(Street)

EVERETT WA 98201

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF INTERNATIONAL OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
CLASS A COMMON STOCK	03/06/2026		M		6,881	A	$0(1)	59,084	D
CLASS A COMMON STOCK	03/09/2026		S		3,413(2)	D	$4.3568(3)	55,671	D
CLASS A COMMON STOCK	03/08/2026		M		4,700	A	$0(1)	60,371	D
CLASS A COMMON STOCK	03/09/2026		S		2,331(2)	D	$4.3364(4)	58,040(5)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/06/2026		M			6,881	(6)	(6)	CLASS A COMMON STOCK	6,881	$0	6,882	D
Restricted Stock Units	(1)	03/08/2026		M			4,700	(7)	(7)	CLASS A COMMON STOCK	4,700	$0	0	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

2. Shares were sold to cover taxes upon the vesting of RSUs pursuant to a Rule 10b5-1 instruction letter entered into in June 2019.

3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.30 to $4.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.31 to $4.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

5. The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

6. On March 6, 2023, the Reporting Person was granted 27,525 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

7. On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Remarks:

	/s/ Tracy D. Daw as Attorney-in-Fact for Andrew David Oddie	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Funko (FNKO) report for Andrew David Oddie?

Funko reported that executive Andrew David Oddie exercised restricted stock units into 11,581 shares of Class A common stock, then sold 5,744 shares in open-market transactions. These activities reflect RSU vesting followed by partial share sales tied to those awards.

How many Funko (FNKO) shares did the executive sell and at what prices?

Andrew David Oddie sold 5,744 shares of Funko Class A common stock. The weighted average sale prices were about $4.3568 and $4.3364 per share, executed across multiple trades within narrow price ranges disclosed in the footnotes.

Were the recent Funko (FNKO) insider share sales discretionary or pre-planned?

The filing states the shares were sold to cover taxes upon RSU vesting under a Rule 10b5-1 instruction letter entered into in June 2019. This indicates the transactions followed a pre-planned arrangement rather than ad hoc discretionary trading decisions.

What derivative securities did the Funko (FNKO) executive exercise?

Andrew David Oddie exercised restricted stock units (RSUs), each representing a contingent right to receive one Funko Class A share or equivalent cash. He converted RSUs into 11,581 shares of common stock at a stated conversion price of $0.00 per share.

Why did the Funko (FNKO) insider sell shares after RSU vesting?

Footnotes explain that shares were sold specifically to cover tax obligations arising from the vesting of RSUs. Using a pre-arranged Rule 10b5-1 instruction letter, a portion of the newly acquired shares was sold in the market to satisfy associated tax liabilities.