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Funko (NASDAQ: FNKO) director gets options and RSUs grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Funko, Inc. director Jesse Jacobs reported receiving equity compensation tied to his board service. He was granted options to purchase 21,445 shares of Class A Common Stock at an exercise price of $5.22 per share, expiring on June 3, 2036, which vest on June 3, 2027. He also received 14,368 restricted stock units that each represent one share of Class A Common Stock or an equivalent cash payment, vesting on June 3, 2027, subject to continued service. The awards are held for the benefit of TCG Capital Management, LP under a stockholders agreement, and Jacobs disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Jacobs Jesse
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 14,368 $0.00 --
Grant/Award Option to Purchase Class A Common Stock 21,445 $0.00 --
Holdings After Transaction: Restricted Stock Units — 14,368 shares (Direct, null); Option to Purchase Class A Common Stock — 21,445 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date. The reporting person was granted 14,368 restricted stock units and 21,445 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The options will vest and become exercisable on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date.
Options granted 21,445 options Grant of options to purchase Class A Common Stock
Option exercise price $5.22 per share Exercise price for granted options
Option expiration June 3, 2036 Expiration date of granted options
RSUs granted 14,368 RSUs Restricted stock units tied to Class A Common Stock
Vesting date June 3, 2027 Vesting for both options and RSUs, subject to continued service
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stockholders Agreement financial
"Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right"
beneficial ownership financial
"The reporting person disclaims beneficial ownership of such securities except to the extent"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"disclaims beneficial ownership of such securities except to the extent of his pecuniary interest"
contingent right financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jacobs Jesse
(Last)(First)(Middle)
C/O FUNKO, INC.
2802 WETMORE AVENUE
(Street)
EVERETT WASHINGTON 98201
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Funko, Inc. [ FNKO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/03/2026A14,368(2) (1) (1)Class A Common Stock14,368$014,368D
Option to Purchase Class A Common Stock$5.2206/03/2026A21,445(2) (3)06/03/2036Class A Common Stock21,445$021,445D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date.
2. The reporting person was granted 14,368 restricted stock units and 21,445 options to purchase Class A Common Stock as compensation for his service on the Issuer's board of directors and are held by the reporting person for the benefit of TCG Capital Management, LP ("TCG"). Pursuant to a Stockholders Agreement with the Issuer, TCG and its affiliates have the right to nominate up to two directors to the Issuer's board of directors, subject to certain ownership thresholds. The reporting person serves on the Issuer's board of directors pursuant to this right. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
3. The options will vest and become exercisable on June 3, 2027, subject to the reporting person's continued service with the Issuer through the vesting date.
/s/ Lauren Goldberg, as Attorney-in-Fact for Jesse Jacobs06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Funko (FNKO) director Jesse Jacobs report?

Jesse Jacobs reported receiving option and RSU awards as equity compensation for Funko board service. He was granted 21,445 stock options and 14,368 restricted stock units, both tied to Class A Common Stock and subject to future vesting conditions.

How many stock options were granted to Jesse Jacobs at Funko (FNKO)?

Jesse Jacobs was granted 21,445 options to purchase Funko Class A Common Stock. These options carry a $5.22 exercise price per share, vest on June 3, 2027, and expire on June 3, 2036, reflecting standard long-dated director compensation.

What restricted stock units did Jesse Jacobs receive from Funko (FNKO)?

Jacobs received 14,368 restricted stock units linked to Funko Class A Common Stock. Each RSU represents one share or equivalent cash payment and will vest on June 3, 2027, if he continues serving on the board through that vesting date.

When do Jesse Jacobs’ Funko (FNKO) equity awards vest?

Both the RSUs and the stock options granted to Jesse Jacobs vest on June 3, 2027. Vesting is conditioned on his continued service with Funko as of that date, aligning the awards with ongoing board participation and oversight.

Who ultimately benefits from Jesse Jacobs’ Funko (FNKO) equity awards?

The awards are held by Jesse Jacobs for the benefit of TCG Capital Management, LP. A stockholders agreement gives TCG nomination rights for Funko directors, and Jacobs disclaims beneficial ownership of the securities except for his pecuniary interest.

Are Jesse Jacobs’ Funko (FNKO) awards open-market purchases or sales?

These entries reflect equity grants, not market trades. The Form 4 shows compensation-related awards of options and RSUs, coded as acquisitions, with no reported open-market buying or selling of Funko Class A Common Stock by Jacobs.