[144] Finance of America Companies Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 filing for Finance of America Companies, Inc. (FOA): This notice reports a proposed sale of 750 common shares through Wells Fargo Clearing Services with an aggregate market value of $19,688 and an approximate sale date of 09/02/2025. The shares were acquired as restricted stock units (RSUs) on 09/29/2021 and payment/issuance is recorded the same day. The filing lists prior sales by the same person within the past three months: three separate sales of 750 shares each on 06/02/2025, 07/01/2025, and 08/01/2025 with gross proceeds of $16,095.43, $17,333.00, and $15,707.26 respectively. The filer listed is Kristen Sieffert and the issuer is Finance of America Companies, Inc.

Positive

• Disclosure of acquisition details: The filing specifies the RSU grant date (09/29/2021), clarifying the origin of the shares.
• Complete recent sales history: Three prior sales in Jun–Aug 2025 are listed with gross proceeds, improving transparency.

Negative

• No price per-share disclosed for the proposed 09/02/2025 sale: The filing lists aggregate market value but not an explicit per-share price for the proposed sale.
• Signature and plan adoption dates not shown in content provided: The filing text includes sections for these items but no filled values are present in the provided extract.

Insights

Securities Analyst

TL;DR: Insider intends to sell 750 FOA common shares on 09/02/2025; prior monthly sales of 750 shares each in June–August 2025 are disclosed.

The Form 144 documents a routine proposed sale by an insider or control person via Wells Fargo Clearing Services. The securities were acquired as RSUs on 09/29/2021, indicating they are vested awards rather than purchased shares. The filing also discloses three recent sales of identical quantities (750 shares) in each of the prior three months with stated gross proceeds, which demonstrates ongoing dispositions of restricted or control securities. The disclosure meets Rule 144 reporting requirements by listing acquisition details, broker, and recent sale history.

Corporate Governance Expert

TL;DR: Filing is a standard Rule 144 notice showing planned sale of 750 FOA shares and prior sales in the last three months.

The notice includes the required representations about absence of undisclosed material adverse information and notes the securities were RSUs issued by the company on 09/29/2021. The signature/explicit plan adoption date fields are present but not populated in the provided text. This is procedural disclosure without additional governance action or corporate change described.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services One North Jefferson Avenue St. Louis MO 63103	750	19688.00	11079270	09/02/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/29/2021	RSU's	Issuer			750	09/29/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kristen Sieffert 5830 Granite Parkway, Suite 400 Plano TX 75024	Finance of America Companies, Inc.	06/02/2025	750	16095.43
Kristen Sieffert 5830 Granite Parkway, Suite 400 Plano TX 75024	Finance of America Companies, Inc.	07/01/2025	750	17333.00
Kristen Sieffert 5830 Granite Parkway, Suite 400 Plano TX 75204	Finance of America Companies, Inc.	08/01/2025	750	15707.26

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for FOA report?

It reports a proposed sale of 750 common shares of Finance of America Companies, Inc. with an aggregate market value of $19,688 and an approximate sale date of 09/02/2025.

Who is the seller named in the Form 144 for FOA?

The filing identifies Kristen Sieffert as the person connected to the sales disclosed in the notice.

How were the 750 FOA shares to be sold acquired?

The securities were acquired as RSUs (restricted stock units) on 09/29/2021.

Were there any recent sales of FOA shares by the same person?

Yes. The filing lists three sales of 750 shares each on 06/02/2025 ($16,095.43), 07/01/2025 ($17,333.00), and 08/01/2025 ($15,707.26).

Through which broker is the proposed FOA sale to be executed?

The proposed sale is listed through Wells Fargo Clearing Services located in St. Louis, MO, and the exchange is the NYSE.