Finance of America Companies (FOA) president sells 750 shares under plan

Q: How many FOA shares did Kristen N. Sieffert sell and at what price?

Kristen N. Sieffert sold 750 FOA Class A common shares at an average price of $23.6084 per share. This single reported transaction on August 3, 2026, was classified as a sale in an open-market or private transaction, pursuant to a Rule 10b5-1 plan.

Q: Was the FOA insider sale made under a Rule 10b5-1 trading plan?

Yes. The sale of 750 FOA shares by Kristen N. Sieffert was effected under a Rule 10b5-1 trading plan . The plan was adopted on December 13, 2024 , indicating the transaction followed a pre-arranged trading schedule rather than being discretionary at the time of sale.

Q: What is the nature of the FOA transaction reported in this Form 4?

The filing reports a sale of Class A common stock by Finance of America’s president, classified as an open-market or private transaction. It covers only non-derivative securities, with no derivative exercises or gifts, and shows a net sell of 750 shares in this report.

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Finance of America Companies Inc. president Kristen N. Sieffert reported an open-market sale of 750 shares of Class A common stock on August 3, 2026, at an average price of $23.6084 per share. The transaction was effected under a Rule 10b5-1 trading plan adopted December 13, 2024, and Sieffert now directly holds 125,512 shares.

Insider Trade Summary 10b5-1

Net Seller: 750 shares

Net Sell 1 txn

Insider Sieffert Kristen N

Role President

Sold 750 shs ($18K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock ^F1	750	$23.6084	$18K

Holdings After Transaction: Class A Common Stock — 125,512 shares (Direct)

Footnotes (1)

F1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

Key Figures

Shares sold: 750 shares Sale price per share: $23.6084 Shares held after transaction: 125,512 shares +1 more

4 metrics

Shares sold 750 shares Class A Common Stock sold on August 3, 2026

Sale price per share $23.6084 Average price for the August 3, 2026 sale

Shares held after transaction 125,512 shares Direct ownership following the reported sale

Net shares sold in filing 750 shares Net-sell direction per transactionSummary

Key Terms

Rule 10b5-1 trading plan, Class A Common Stock, open market or private transaction

3 terms

Rule 10b5-1 trading plan regulatory

"Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

Class A Common Stock financial

"security_title: Class A Common Stock for the reported transaction"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

open market or private transaction financial

"transaction_code_description: Sale in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/05/2026 - 04:20 PM Accepted by SEC EDGAR 08/05/2026 - 04:19 PM

FAQ

What insider transaction did FOA report for Kristen N. Sieffert?

Finance of America Companies president Kristen N. Sieffert sold 750 shares of Class A common stock on August 3, 2026. The sale was reported as an open-market or private transaction at an average price of $23.6084 per share under a Rule 10b5-1 trading plan.

How many FOA shares did Kristen N. Sieffert sell and at what price?

Kristen N. Sieffert sold 750 FOA Class A common shares at an average price of $23.6084 per share. This single reported transaction on August 3, 2026, was classified as a sale in an open-market or private transaction, pursuant to a Rule 10b5-1 plan.

How many FOA shares does Sieffert hold after the reported sale?

After the reported sale, Kristen N. Sieffert directly holds 125,512 shares of Finance of America’s Class A common stock. This post-transaction holding reflects the remaining direct ownership position disclosed following the disposition of 750 shares in the August 3, 2026 transaction.

Was the FOA insider sale made under a Rule 10b5-1 trading plan?

Yes. The sale of 750 FOA shares by Kristen N. Sieffert was effected under a Rule 10b5-1 trading plan. The plan was adopted on December 13, 2024, indicating the transaction followed a pre-arranged trading schedule rather than being discretionary at the time of sale.

What is the nature of the FOA transaction reported in this Form 4?

The filing reports a sale of Class A common stock by Finance of America’s president, classified as an open-market or private transaction. It covers only non-derivative securities, with no derivative exercises or gifts, and shows a net sell of 750 shares in this report.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sieffert Kristen N

(Last)

(First)

(Middle)

C/O FINANCE OF AMERICA COMPANIES INC.,

5830 GRANITE PARKWAY, SUITE 400

(Street)

PLANO

TEXAS

75024

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	08/03/2026		S⁽¹⁾		750	D	$23.6084	125,512	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

Remarks:

	/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR