FOA president sells 750 shares under 10b5-1 plan

Finance of America Companies Inc. president Kristen N. Sieffert reported an open-market sale of 750 shares of Class A Common Stock.

Accepted by SEC EDGAR 07/02/2026 - 04:10 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Finance of America Companies Inc. president Kristen N. Sieffert reported an open-market sale of 750 shares of Class A Common Stock. The transaction took place on July 1, 2026 at a weighted average price of $27.3567 per share.

The sale was effected under a pre-arranged Rule 10b5-1 trading plan adopted on December 13, 2024. Following this transaction, Sieffert directly holds 126,262 shares of Finance of America Companies Inc. Class A Common Stock.

Insider Trade Summary 10b5-1

Net Seller: 750 shares

Net Sell 1 txn

Insider Sieffert Kristen N

Role President

Sold 750 shs ($21K)

Share of Position Sold 0.59%

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	750	$27.3567	$21K

Holdings After Transaction: Class A Common Stock — 126,262 shares (Direct)

Holdings Before and After: Class A Common Stock, 127,012 to 126,262 shares (Direct)

Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (2)

1. F1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
2. F2. These shares were sold in multiple transactions each at the price of $27.356666667. The price reported in Column 4 is a weighted average price which has been rounded to four decimal points.

Key Figures

Shares sold: 750 shares Sale price: $27.3567 per share Shares held after sale: 126,262 shares +1 more

4 metrics

Shares sold 750 shares Open-market sale on July 1, 2026

Sale price $27.3567 per share Weighted average price for multiple transactions

Shares held after sale 126,262 shares Direct ownership following transaction

Trading plan adoption date December 13, 2024 Rule 10b5-1 plan governing this sale

Key Terms

Rule 10b5-1 trading plan, weighted average price, Class A Common Stock

3 terms

Rule 10b5-1 trading plan regulatory

"Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price which has been rounded"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Class A Common Stock financial

"security_title: Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FOA president Kristen Sieffert report?

FOA president Kristen N. Sieffert reported selling 750 shares of Class A Common Stock in an open-market transaction. The shares were sold at a weighted average price of $27.3567 per share on July 1, 2026, according to the Form 4 filing.

At what price did the FOA insider sale occur and how was it calculated?

The FOA insider sale was reported at a weighted average price of $27.3567 per share. The filing notes the shares were sold in multiple transactions, each at $27.356666667, and the reported figure in the Form 4 was rounded to four decimal places.

How many FOA shares does Kristen Sieffert hold after this Form 4 sale?

After the reported sale, Kristen N. Sieffert directly holds 126,262 shares of Finance of America Companies Inc. Class A Common Stock. This post-transaction balance is disclosed in the Form 4 as the total number of shares beneficially owned following the sale.

Was the FOA insider sale made under a Rule 10b5-1 trading plan?

Yes. The Form 4 states the sale was effected under a Rule 10b5-1 trading plan adopted by Kristen N. Sieffert on December 13, 2024. Such plans pre-schedule trades, indicating the transaction timing was determined in advance rather than decided spontaneously.

What type of security did the FOA Form 4 transaction involve?

The FOA Form 4 transaction involved Class A Common Stock of Finance of America Companies Inc. The filing classifies it as a non-derivative security and reports an open-market sale of 750 shares, with direct ownership indicated after the transaction is completed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sieffert Kristen N

(Last) (First) (Middle)

C/O FINANCE OF AMERICA COMPANIES INC.,

5830 GRANITE PARKWAY, SUITE 400

(Street)

PLANO TEXAS 75024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Finance of America Companies Inc. [ FOA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/01/2026		S(1)		750	D	$27.3567(2)	126,262	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a sale effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.

2. These shares were sold in multiple transactions each at the price of $27.356666667. The price reported in Column 4 is a weighted average price which has been rounded to four decimal points.

Remarks:

	/s/ Tracy Lowe, as power of attorney for Kristen N. Sieffert	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)