Form 144: Proposed sale of restricted shares (FORM) — 10,227 and 8,664 sold

Rhea-AI Filing Summary

Filer submitted a Form 144 notice to sell restricted common stock. The notice lists three tranches of Restricted Stock dated 08/02/2024, 08/07/2024, and 11/07/2024 for 2,632, 6,030, and 2,632 shares respectively. The filing shows sales reported in the past three months of 10,227 and 8,664 shares with dollar amounts.

Insights

Securities Counsel

Form 144 lists proposed sales of restricted common stock and recent reported dispositions.

The filing documents three restricted stock tranches dated in 2024 totaling 11,294 shares across the listed dates. It also records two reported sales in 2026 of 10,227 and 8,664 shares with stated proceeds.

Timing and execution details are not included here; further SEC filings will show completed transactions or exemptions relied upon.

Key Figures

Restricted stock tranche: 2,632 shares Restricted stock tranche: 6,030 shares Restricted stock tranche: 2,632 shares +2 more

5 metrics

Restricted stock tranche 2,632 shares dated 08/07/2024

Restricted stock tranche 6,030 shares dated 08/02/2024

Restricted stock tranche 2,632 shares dated 11/07/2024

Sale reported 03/18/2026 10,227 shares proceeds $973,087.80

Sale reported 02/18/2026 8,664 shares proceeds $815,576.98

Key Terms

Restricted Stock, Form 144, Securities Sold During The Past 3 Months

3 terms

Restricted Stock regulatory

"Restricted Stock | ISSUER | 2632 | 08/07/2024"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Securities Sold During The Past 3 Months"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months | MIKE SLESSOR"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11294	1442486.62	77917947	04/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/07/2024	Restricted Stock	ISSUER			2632	08/07/2024	Not Applicable
Common	08/02/2024	Restricted Stock	ISSUER			6030	08/02/2024	Not Applicable
Common	11/07/2024	Restricted Stock	ISSUER			2632	11/07/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MIKE SLESSOR 7005 Southfront Road Livermore CA 94551	Common	03/18/2026	10227	973087.80
MIKE SLESSOR 7005 Southfront Road Livermore CA 94551	Common	02/18/2026	8664	815576.98

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 for FORM show?

It lists proposed sales of restricted common stock totaling tranches of 2,632; 6,030; and 2,632 shares. The notice also reports two recent sales of 10,227 and 8,664 shares with dollar amounts shown.

Who is the reported seller on this Form 144?

The filing names an intermediary, Morgan Stanley Smith Barney LLC, and an address for a reported seller, Mike Slessor at Livermore, CA. The document pairs those names with the listed share transactions and dates.

When were the restricted shares originally issued?

The restricted stock tranches are dated 08/02/2024, 08/07/2024, and 11/07/2024. Each date is attached to a specific restricted-stock quantity shown in the filing's securities table.

What sales were reported in the past three months?

The filing reports sales on 02/18/2026 of 8,664 shares for $815,576.98 and on 03/18/2026 of 10,227 shares for $973,087.80. Those amounts are listed under "Securities Sold During The Past 3 Months."