Franklin BSP COO files Form 3 with no share ownership

Franklin BSP Capital Corp’s Chief Operating Officer, Jamie Robert Smith, filed an initial insider ownership report on Form 3.

Accepted by SEC EDGAR 02/09/2026 - 11:54 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Franklin BSP Capital Corp’s Chief Operating Officer, Jamie Robert Smith, filed an initial insider ownership report on Form 3. The filing states that no securities of Franklin BSP Capital Corp are beneficially owned. This establishes Smith’s baseline insider ownership status as of the reported date.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Jamie Robert Smith’s Form 3 filing for FRBP show?

The Form 3 filing shows that Chief Operating Officer Jamie Robert Smith currently reports no beneficial ownership of Franklin BSP Capital Corp securities. This establishes his starting ownership position as an insider as of the stated event date.

Who is the insider in this Franklin BSP Capital Corp (FRBP) Form 3?

The insider is Jamie Robert SmithChief Operating Officer of Franklin BSP Capital Corp. The Form 3 identifies his officer role and confirms his status as a reporting person under SEC Section 16 rules.

Does the FRBP Form 3 report any shares owned by Jamie Robert Smith?

No. The Form 3 explicitly states that no securities are beneficially owned by Jamie Robert Smith. This means he reports holding no Franklin BSP Capital Corp stock or derivative securities as of the event date in the filing.

Why is a Form 3 filed when no FRBP shares are owned?

A Form 3 is required when someone becomes an officer, director, or significant owner, even if they hold no shares. It establishes an official baseline ownership position for future Form 4 or Form 5 transaction reporting obligations.

What is Jamie Robert Smith’s role at Franklin BSP Capital Corp (FRBP)?

Jamie Robert Smith is identified as the Chief Operating Officer of Franklin BSP Capital Corp. This officer role makes him a Section 16 reporting person, requiring disclosure of his beneficial ownership or lack thereof on Form 3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Smith Jamie Robert

(Last) (First) (Middle)

C/O FRANKLIN BSP CAPITAL CORPORATION

ONE MADISON AVENUE, SUITE 1600

(Street)

NEW YORK NY 10010

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/28/2026

3. Issuer Name and Ticker or Trading Symbol
Franklin BSP Capital Corp [ NONE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Jamie Robert Smith	02/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.