Welcome to our dedicated page for Forge Glo Hldg SEC filings (Ticker: FRGE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forge Global Holdings, Inc. (FRGE) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Forge operates in the securities and commodity exchanges industry and its common stock is listed on the New York Stock Exchange under the symbol FRGE, as noted in multiple Form 8-K reports. These filings explain how Forge structures its private market platform, corporate transactions, executive compensation and governance.
Recent Form 8-K filings describe significant events for Forge. One 8-K dated November 5, 2025 details the Agreement and Plan of Merger with The Charles Schwab Corporation and a wholly owned Schwab subsidiary, under which the subsidiary will merge with and into Forge and Forge will survive as a wholly owned subsidiary of Schwab. The filing outlines the cash consideration per share, treatment of equity awards, closing conditions, termination rights and potential termination fee. Subsequent 8-Ks and supplemental disclosures address litigation challenging proxy statement disclosures about the merger and provide additional background on the sale process and financial advisor analyses.
Other 8-K and 8-K/A filings cover topics such as the acquisition of Accuidity, LLC through a two-step merger structure, with accompanying audited statements of assets acquired and liabilities assumed and unaudited pro forma condensed combined financial information. Additional filings discuss lease arrangements for Forge’s headquarters space in San Francisco, executive equity and bonus arrangements in connection with the pending Schwab merger, and corrections to previously issued earnings materials.
Through Stock Titan, users can review these FRGE filings alongside AI-powered summaries that highlight key terms, structural features and implications without needing to read every line of the underlying documents. The page surfaces material events reported on Form 8-K and amendments on Form 8-K/A, and it complements other SEC reports such as quarterly and annual filings that provide broader financial and operational detail. Investors and researchers can use this resource to understand how Forge reports on mergers, acquisitions, compensation decisions, facility leases and other governance matters in its official SEC submissions.
BlackRock, Inc. has reported a significant ownership position in Forge Global Holdings, Inc. common stock. As of 12/31/2025, BlackRock beneficially owned 813,292 shares, representing 5.9% of Forge Global’s outstanding common stock. BlackRock reports 802,778 shares with sole voting power and all 813,292 shares with sole dispositive power, with no shared voting or dispositive authority.
The shares are held by certain BlackRock business units in the ordinary course of business and are not held for the purpose of changing or influencing control of Forge Global. Various underlying clients and accounts have rights to dividends and sale proceeds, but no single person has more than five percent of the total outstanding common shares.
Forge Global Holdings, Inc. reported an insider equity transaction by Chief Accounting Officer Catherine M. Dondzila. On January 12, 2026, 666 shares of common stock were withheld by the company to cover tax withholding and remittance obligations tied to the net settlement of restricted stock units. The transaction was coded as an "F" event, indicating a tax-related share withholding rather than an open-market trade, at a stated price of $0 per share. After this tax withholding, Dondzila directly beneficially owned 48,185 shares of Forge Global common stock.
Forge Global Holdings, Inc. reported an insider equity transaction by Chief Executive Officer and director Kelly Rodriques. On 01/12/2026, 2,943 shares of common stock were withheld by the company (transaction code F) at a per-share price of $0 to satisfy tax withholding and remittance obligations related to the net settlement of restricted stock units.
Following this tax withholding, Rodriques beneficially owned 418,756 shares of Forge Global common stock in direct form. In addition, 4,718 shares were held indirectly through a Roth IRA account titled "By Forge Trust Co CFBO Kelly Rodriques Roth IRA."
Forge Global Holdings filed an 8-K describing stockholder lawsuits challenging disclosures in its proxy statement for the pending all-cash merger with The Charles Schwab Corporation. Several actions in federal, New York, and California courts allege that proxy disclosures about the merger were incomplete or misleading and assert federal and state law claims.
While denying all allegations and any need for further disclosure, Forge is voluntarily supplementing its definitive proxy statement to avoid potential delays to the merger. The new disclosures expand the background of the sale process, relationships and independence considerations around the special committee and its advisor FT Partners, and clarify that Schwab’s non-binding proposals did not include employment or compensation arrangements for Forge senior management.
The filing also adds detail on FT Partners’ valuation work, including selected trading multiple ranges, discounted cash flow assumptions such as a terminal EBITDA multiple range of 10.0x to 16.0x and discount rates of 14.5% to 20.0%, and a Base Case Projections table with net revenue, operating expenses, adjusted EBITDA, and unlevered free cash flow through 2030.
Forge Global Holdings, Inc. Chief Financial Officer reported a tax-related share withholding tied to equity awards on 12/29/2025. A total of 5,762 shares of common stock were withheld by the company at a reported price of $0 to cover tax obligations from the net settlement of restricted stock units, leaving the officer with 23,695 shares held directly. The filing notes this withholding is connected to a merger agreement with The Charles Schwab Corporation, under which certain equity awards were partially accelerated to address potential tax issues under Sections 280G and 4999 of the Internal Revenue Code, contingent on the officer’s agreement to repay accelerated compensation in certain circumstances.
Forge Global Holdings, Inc. reported an insider equity transaction by its Chief Executive Officer and director related to tax withholding on restricted stock units. On 12/29/2025, 19,519 shares of common stock were withheld by the company at a price of $0 per share to cover tax obligations from the accelerated settlement of an equity award. After this transaction, the reporting person beneficially owned 421,699 shares directly and 4,718 shares indirectly through a Roth IRA. The acceleration of equity award payments was approved by the board in connection with an Agreement and Plan of Merger dated November 5, 2025 among Forge Global, The Charles Schwab Corporation, and a Schwab subsidiary, aimed at mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code.
Forge Global Holdings, Inc. reported that its Chief Financial Officer acquired common shares through the vesting of performance-based restricted stock units. On 12/22/2025, the CFO received 3,111 shares of common stock at a price of $0 per share under the company’s 2025 Inducement Plan, after the Compensation Committee certified that total shareholder return performance goals for the 2025 fiscal year were fully met, earning 100% of the target award.
On the same date, the CFO also received 2,222 shares at a price of $0 per share under the 2022 Stock Option and Incentive Plan, again based on 100% achievement of total shareholder return targets for 2025. Following these transactions, the CFO beneficially owned 29,457 shares directly. The filing notes that, in connection with a Merger Agreement with The Charles Schwab Corporation, the board approved acceleration of certain equity awards to address potential adverse tax consequences, with repayment obligations for accelerated compensation under specified conditions.
Forge Global Holdings, Inc. reported that its Chief Executive Officer and director acquired 36,800 shares of common stock on 12/23/2025 at a price of $0 per share. These shares came from performance-based restricted stock units tied to total shareholder return, which the Board certified as earned at 200% of the target award based on 2025 stock price goals under the company’s 2022 Stock Option and Incentive Plan. After this transaction, the reporting person beneficially owned 441,218 shares directly and 4,718 shares indirectly through a Roth IRA. The filing also notes that, in connection with an Agreement and Plan of Merger dated November 5, 2025 with The Charles Schwab Corporation and a Schwab subsidiary, the Board approved accelerated payment of certain equity awards to address potential tax effects, with repayment required under certain conditions.
Forge Global Holdings, Inc. describes special compensation actions for its Chief Executive Officer and Chief Financial Officer in connection with the pending merger with The Charles Schwab Corporation. To address potential “excess parachute payments” under Sections 280G and 4999 of the tax code, the board and compensation committee approved paying certain 2025 incentives earlier than originally scheduled.
For CEO Kelly Rodriques, performance-based restricted stock units granted in 2025 and tied to stock price performance versus the Russell 2000 were fully earned at 200% of target, leading to the vesting and settlement of 36,800 RSUs in December 2025. For CFO James Nevin, actions include a $340,000 partial 2025 cash bonus paid in December 2025, accelerated vesting of 11,926 time-based RSUs, and 5,333 performance-based RSUs earned at 100% of target.
Both executives signed Section 280G Mitigation Acknowledgements requiring them to repay the after-tax portion of these accelerated amounts if they leave before the dates the awards would have normally vested or if the company later determines the accelerated amounts exceeded what actual performance justified.
Forge Global Holdings has agreed to be acquired by The Charles Schwab Corporation in an all-cash merger. Each outstanding share of Forge common stock, other than excluded and dissenting shares, will be converted into the right to receive $45.00 in cash, without interest and less any applicable withholding taxes.
The company states this price is a premium of about 170% to the $16.63 closing price on October 24, 2025, the last trading day before media reports about a possible deal. A virtual special meeting on January 22, 2026 will allow stockholders of record on December 9, 2025 to vote on adopting the merger agreement and related proposals.
An independent special committee and the full board unanimously determined the merger is fair and in the best interests of stockholders and recommend voting in favor. Support agreements with Motive Capital funds and Deutsche Börse AG cover roughly 26.38% of the voting power and commit those holders to back the transaction. If completed, Forge will become a wholly owned Schwab subsidiary, its stock will be delisted from the NYSE, and stockholders who follow Delaware procedures may instead seek court-determined appraisal value.