Welcome to our dedicated page for Forge Glo Hldg SEC filings (Ticker: FRGE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forge Global Holdings, Inc. (FRGE) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Forge operates in the securities and commodity exchanges industry and its common stock is listed on the New York Stock Exchange under the symbol FRGE, as noted in multiple Form 8-K reports. These filings explain how Forge structures its private market platform, corporate transactions, executive compensation and governance.
Recent Form 8-K filings describe significant events for Forge. One 8-K dated November 5, 2025 details the Agreement and Plan of Merger with The Charles Schwab Corporation and a wholly owned Schwab subsidiary, under which the subsidiary will merge with and into Forge and Forge will survive as a wholly owned subsidiary of Schwab. The filing outlines the cash consideration per share, treatment of equity awards, closing conditions, termination rights and potential termination fee. Subsequent 8-Ks and supplemental disclosures address litigation challenging proxy statement disclosures about the merger and provide additional background on the sale process and financial advisor analyses.
Other 8-K and 8-K/A filings cover topics such as the acquisition of Accuidity, LLC through a two-step merger structure, with accompanying audited statements of assets acquired and liabilities assumed and unaudited pro forma condensed combined financial information. Additional filings discuss lease arrangements for Forge’s headquarters space in San Francisco, executive equity and bonus arrangements in connection with the pending Schwab merger, and corrections to previously issued earnings materials.
Through Stock Titan, users can review these FRGE filings alongside AI-powered summaries that highlight key terms, structural features and implications without needing to read every line of the underlying documents. The page surfaces material events reported on Form 8-K and amendments on Form 8-K/A, and it complements other SEC reports such as quarterly and annual filings that provide broader financial and operational detail. Investors and researchers can use this resource to understand how Forge reports on mergers, acquisitions, compensation decisions, facility leases and other governance matters in its official SEC submissions.
BlackRock, Inc. filed Amendment No. 1 to Schedule 13G reporting beneficial ownership of 655,012 shares of Forge Global Holdings, Inc. (FRGE) common stock, representing 4.8% of the class as of 09/30/2025.
BlackRock reports sole voting power over 636,983 shares and sole dispositive power over 655,012 shares, with no shared voting or dispositive power. The filing indicates ownership of 5 percent or less of the class. BlackRock certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Forge Global Holdings, Inc. (FRGE) disclosed an insider transaction by its Chief Executive Officer and Director. On 10/10/2025, 2,992 shares of common stock were withheld (Transaction Code F) to satisfy tax obligations from the net settlement of restricted stock units, with no sale proceeds.
Following this tax withholding, the reporting person beneficially owns 410,402 shares directly. In addition, 4,718 shares are held indirectly through Forge Trust Co CFBO Kelly Rodriques Roth IRA.
Forge Global Holdings (FRGE) reported an administrative insider transaction by its Chief Accounting Officer. On 10/10/2025, 581 shares of common stock were withheld under Code F to cover taxes upon RSU net settlement at a reported price of $0. Following this withholding, the reporting person beneficially owns 50,003 shares, held directly.
Forge Global Holdings insider filing: Kelly Rodriques, who serves as Chief Executive Officer and a director, reported a voluntary forfeiture of 155,935 restricted stock units on 09/22/2025. The forfeiture was recorded as a disposition at a $0 price under transaction code J because the award was unvested and unsettled. After the reported transaction, the filing shows Rodriques beneficially owns 413,394 shares directly and 4,718 shares indirectly via a trust for a Roth IRA.
Forge Global Holdings, Inc. disclosed that an executive, Mr. Rodriques, voluntarily forfeited all 155,935 restricted stock units (RSUs) that were part of an RSU grant approved at the company’s
Forge Global Holdings, Inc. filed an amended Form 8-K disclosing that it has included an Audited Statement of Assets Acquired and Liabilities Assumed of Accuidity as of July 1, 2025, with notes and an independent auditor's report by Wild, Maney & Resnick, LLP, filed as Exhibit 99.1. The SEC, via a letter dated July 24, 2025, advised the company that the audited statement may be provided in lieu of Accuidity's historical financial statements and any pro forma financial statements for purposes of complying with the requirements of Rule 3-05 of Regulation S-X.
Kelly Rodriques, CEO and director of Forge Global Holdings, Inc. (FRGE), reported a small disposition of company common stock. The Form 4 shows a transaction dated 09/10/2025 where 3,003 shares were disposed (transaction code F) at a reported price of $0; the filer explains these shares were withheld by the issuer to satisfy tax withholding in connection with the net settlement of restricted stock units.
After the reported transaction, the filing shows 569,329 shares directly beneficially owned and an additional 4,718 shares indirectly held through Forge Trust Co CFBO Kelly Rodriques Roth IRA, for a combined reported position presented on the form.
Forge Global Holdings insider Catherine M. Dondzila, identified as the company’s Chief Accounting Officer, reported a non‑derivative transaction on 09/10/2025. The filing shows 576 shares of common stock were disposed of under transaction code F at a reported price of $0. After the transaction she beneficially owns 50,584 shares in a direct capacity. The filing explains the 576 shares were withheld by the issuer to satisfy tax withholding and remittance obligations related to the net settlement of restricted stock units. The Form 4 is signed by an attorney‑in‑fact on behalf of the reporting person.
Kelly Rodriques, a director and the Chief Executive Officer of Forge Global Holdings, Inc. (FRGE), reported routine stock sales to cover tax obligations related to vesting restricted stock units. The Form 4 shows sales of 7,470 shares on 08/18/2025 at $20.5473 and 3,530 shares on 08/20/2025 at $19.7098. Following those transactions, the reporting person beneficially owned 572,332 shares directly and 4,718 shares indirectly through a Roth IRA held at Forge Trust Co.
Forge Global Holdings, Inc. (FRGE) filed a Form 144 disclosing a proposed sale of 11,000 shares of its common stock through Piper Sandler & Co. The filing records an aggregate market value of $232,430 for the shares and shows 13,601,362 shares outstanding. The shares were acquired on 01/05/2024 as compensation and fully paid on that date. The filer reports no securities sold in the past three months. The approximate sale date is listed as 08/18/2025 and the transaction is planned on the NYSE. The notice includes the standard representation that the seller is unaware of undisclosed material adverse information.
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