Welcome to our dedicated page for Forge Glo Hldg SEC filings (Ticker: FRGE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forge Global Holdings, Inc. (FRGE) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Forge operates in the securities and commodity exchanges industry and its common stock is listed on the New York Stock Exchange under the symbol FRGE, as noted in multiple Form 8-K reports. These filings explain how Forge structures its private market platform, corporate transactions, executive compensation and governance.
Recent Form 8-K filings describe significant events for Forge. One 8-K dated November 5, 2025 details the Agreement and Plan of Merger with The Charles Schwab Corporation and a wholly owned Schwab subsidiary, under which the subsidiary will merge with and into Forge and Forge will survive as a wholly owned subsidiary of Schwab. The filing outlines the cash consideration per share, treatment of equity awards, closing conditions, termination rights and potential termination fee. Subsequent 8-Ks and supplemental disclosures address litigation challenging proxy statement disclosures about the merger and provide additional background on the sale process and financial advisor analyses.
Other 8-K and 8-K/A filings cover topics such as the acquisition of Accuidity, LLC through a two-step merger structure, with accompanying audited statements of assets acquired and liabilities assumed and unaudited pro forma condensed combined financial information. Additional filings discuss lease arrangements for Forge’s headquarters space in San Francisco, executive equity and bonus arrangements in connection with the pending Schwab merger, and corrections to previously issued earnings materials.
Through Stock Titan, users can review these FRGE filings alongside AI-powered summaries that highlight key terms, structural features and implications without needing to read every line of the underlying documents. The page surfaces material events reported on Form 8-K and amendments on Form 8-K/A, and it complements other SEC reports such as quarterly and annual filings that provide broader financial and operational detail. Investors and researchers can use this resource to understand how Forge reports on mergers, acquisitions, compensation decisions, facility leases and other governance matters in its official SEC submissions.
Forge Global Holdings, Inc. Chief Accounting Officer Catherine M. Dondzila reported an acquisition of 8,888 shares of common stock on February 12, 2026. These are restricted stock units (RSUs) granted at a price of $0 per share under the company’s 2022 Stock Option and Incentive Plan.
Each RSU represents one share of common stock. Subject to her continued service with the company, 1/36th of the RSUs will vest in equal monthly installments starting on the one-month anniversary of the vesting commencement date. After this grant, she beneficially owns 56,498 shares of Forge Global common stock directly.
Forge Global Holdings, Inc. reported that Chief Executive Officer and director Kelly Rodriques had 16,558 shares of common stock withheld on February 10, 2026 to satisfy tax withholding and remittance obligations tied to the net settlement of restricted stock units. The shares were disposed of at a stated price of $0.00 per share under transaction code F, which indicates a tax-liability payment using shares rather than a market sale. After this adjustment, Rodriques directly beneficially owned 432,233 shares of common stock and indirectly beneficially owned 4,718 shares through a Roth IRA account held at Forge Trust Co.
Forge Global Holdings, Inc. Chief Financial Officer Nevin James reported a tax-related share disposition. On February 10, 2026, the company withheld 1,680 shares of common stock to satisfy tax withholding obligations tied to restricted stock units, a non-cash, code F transaction. Following this withholding, James directly beneficially owned 37,249 shares of Forge Global common stock.
Forge Global Holdings' Chief Accounting Officer Catherine M. Dondzila reported a disposal of 575 shares of common stock on February 10, 2026 to satisfy tax withholding obligations tied to restricted stock units. After this tax-withholding transaction, she directly owns 47,610 shares of Forge Global common stock.
Forge Global Holdings CEO Kelly Rodriques reported receiving 30,035 shares of common stock on January 28, 2026. These shares were acquired at $0 per share upon certification that performance conditions for previously granted performance-based RSUs were met under the 2022 Stock Option and Incentive Plan.
After this award, Rodriques beneficially owns 448,791 shares directly and 4,718 shares indirectly through a Roth IRA account held at Forge Trust Co.
Forge Global Holdings, Inc. reported that its Chief Financial Officer, Nevin James, acquired 15,234 shares of common stock on January 28, 2026. The shares were issued at $0 per share upon certification that performance conditions for previously granted performance-based RSUs were met.
Following this award under the company’s 2025 Inducement Plan, the CFO beneficially owns 38,929 shares of Forge Global common stock. A portion of the RSUs vested on the certification date, and the remaining RSUs are scheduled to vest in 24 equal monthly installments starting one month after February 1, 2026, contingent on continued service.
Forge Global Holdings, Inc. director Kimberley H. Vogel reported an equity award in the form of restricted stock units. On January 28, 2026, she was granted 1,416 RSUs of common stock at a reported price of $0 per share.
The RSUs were granted under the company’s 2022 Stock Option and Incentive Plan, are 100% vested on the grant date, and will settle on the nearest monthly settlement date following grant. After this award, she directly holds 27,121 common shares and indirectly holds 5,521 shares through the Kim Vogel, Inc. Defined Benefit Plan.
Forge Global Holdings director Ashwin Kumar received 1,416 restricted stock units (RSUs) of common stock on January 28, 2026. The RSUs were granted at a price of $0 per share under the company’s 2022 Stock Option and Incentive Plan.
Each RSU represents one share of Forge Global common stock. All of these RSUs were fully vested on the grant date and will settle on the nearest monthly settlement date after that grant date. Following this award, Kumar beneficially owns 28,423 shares of Forge Global common stock directly.
Forge Global Holdings, Inc. director Asiff S. Hirji reported a new equity award. On 01/28/2026, he received 1,133 shares of common stock at a price of $0 through fully vested restricted stock units granted under the company’s 2022 Stock Option and Incentive Plan.
Each RSU represents one share of Forge Global common stock and will settle on the nearest monthly settlement date after the grant. Following this grant, Hirji beneficially owns 60,670 shares directly, 16,967 shares indirectly through the Hirjii-Wigglesworth 2021 Grantor Retained Annuity Trust, and 13,359 shares indirectly through Hirji-Wigglesworth Partners, LP.
Forge Global Holdings, Inc. reported that its stockholders approved the Agreement and Plan of Merger with The Charles Schwab Corporation at a special meeting held on January 22, 2026. The merger will combine Forge Global with a wholly owned Schwab subsidiary, after which Forge Global will become a wholly owned subsidiary of Schwab.
As of the December 9, 2025 record date, 13,844,606 common shares were eligible to vote, and 9,687,311 shares were represented at the meeting, constituting 69.97% of the voting power. The proposal to adopt the Merger Agreement received 9,666,293 votes for, 570 against, and 20,448 abstentions. Stockholders also approved, on a non-binding advisory basis, certain compensation arrangements for named executive officers in connection with the merger. The company issued a press release announcing the voting results and furnished it as an exhibit.