Welcome to our dedicated page for Forge Glo Hldg SEC filings (Ticker: FRGE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Forge Global Holdings, Inc. filings document the company's private-market platform disclosures and later corporate-status records for FRGE common stock. Form 8-K reports cover operating and financial results, supplemental business metrics, material agreements, shareholder voting matters, governance and compensatory arrangements, and capital-structure disclosures.
The filing record also includes a Form 25 for removal of the company's common stock from NYSE listing and a Form 15 for termination or suspension of Exchange Act reporting. Those documents record the transition of FRGE common stock from listed public-company reporting to a deregistration framework.
Forge Global Holdings director Debra J. Chrapaty reported dispositions tied to the company’s merger with The Charles Schwab Corporation. On the March 2, 2026 merger effective time, 32,450 shares of Forge Global common stock were cancelled and converted into the right to receive $45.00 in cash per share.
The filing also shows 2,833 restricted stock units were disposed of in connection with the deal. Under the merger terms, each outstanding Forge Global RSU was converted into a Schwab restricted stock unit based on an exchange ratio using the $45.00 merger consideration and a $94.7880 average Schwab share price.
Forge Global Holdings director Lawrence E. Leibowitz reported equity dispositions tied to the closing of the company’s merger with The Charles Schwab Corporation. On March 2, 2026, each issued and outstanding Forge common share was cancelled and converted into the right to receive $45.00 per share in cash.
In this filing, Leibowitz reports a disposition to the issuer of 27,588 shares of common stock at $45.00 per share, reflecting the cash-out under the merger terms. He also reports a disposition of 5,668 restricted stock units, which were converted into Schwab restricted stock units based on an exchange ratio using the $45.00 merger consideration divided by $94.7880, the specified Schwab average trading price.
Following these transactions, the Form 4 shows zero Forge shares and RSUs held directly by Leibowitz, consistent with Forge becoming a wholly owned subsidiary of Schwab after the merger.
Forge Global Holdings, Inc. terminates effectiveness of its Form S-1 registration covering up to 115,289,295 shares of Common Stock as part of post‑closing actions related to its merger into The Charles Schwab Corporation. The Merger closed on March 2, 2026, after which Forge became a wholly owned subsidiary of Parent.
The company states it is deregistering all unsold or unissued shares that remained under the Registration Statement and files this Post‑Effective Amendment No. 2 to remove those securities from registration pursuant to its prior undertaking.
Forge Global Holdings, Inc. has been acquired by The Charles Schwab Corporation, which completed a cash merger on March 2, 2026. Each Forge common share (other than shares already held by Schwab and its affiliates) was converted into the right to receive $45.00 in cash, without interest.
Forge is now a wholly owned subsidiary of Schwab, and its common stock will be delisted from the New York Stock Exchange, with a Form 25 to remove the listing and a planned Form 15 to end SEC reporting. Outstanding Forge stock options were cashed out for the in-the-money value, while underwater options were cancelled.
Restricted stock units, restricted shares, and performance stock units in Forge were converted into Schwab equity awards using an equity award exchange ratio based on Schwab’s five-day average share price. All prior Forge directors left the board, Schwab-appointed directors and officers took over key roles, and Forge’s charter and bylaws were fully amended and restated.
Forge Global Holdings, Inc. submitted a Form 25 notifying the removal of its Common Stock from listing and/or registration on the New York Stock Exchange. The Exchange states it complied with applicable rules to strike the class and that the issuer complied with rules governing a voluntary withdrawal.
Forge Global Holdings, Inc. Chief Executive Officer Kelly Rodriques reported a routine tax-related share disposition. On February 20, 2026, 1,347 shares of common stock were withheld by the company to satisfy tax obligations tied to the net settlement of restricted stock units, rather than sold in the open market. After this withholding, Rodriques directly held 522,330 shares of common stock. He also had an additional 4,718 shares held indirectly through an account titled “Forge Trust Co CFBO Kelly Rodriques Roth IRA.”
Forge Global Holdings, Inc. Chief Financial Officer Nevin James had 133 shares of common stock withheld on February 20, 2026 to cover tax obligations from settling restricted stock units. After this tax-withholding disposition, he directly held a total of 69,204 Forge Global shares.
Forge Global Holdings, Inc. Chief Accounting Officer Catherine M. Dondzila reported a Form 4 transaction involving 755 shares of common stock on February 20, 2026. The shares were withheld by the company to satisfy tax withholding obligations from net-settled restricted stock units, leaving her with 55,743 directly held shares.
Rodriques Kelly reported acquisition or exercise transactions in a Form 4 filing for FRGE. The filing lists transactions totaling 91,444 shares. Following the reported transactions, holdings were 523,677 shares.
Nevin James reported acquisition or exercise transactions in a Form 4 filing for FRGE. The filing lists transactions totaling 32,088 shares. Following the reported transactions, holdings were 69,337 shares.