Welcome to our dedicated page for Forge Glo Hldg SEC filings (Ticker: FRGE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Forge Global Holdings, Inc. (FRGE) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Forge operates in the securities and commodity exchanges industry and its common stock is listed on the New York Stock Exchange under the symbol FRGE, as noted in multiple Form 8-K reports. These filings explain how Forge structures its private market platform, corporate transactions, executive compensation and governance.
Recent Form 8-K filings describe significant events for Forge. One 8-K dated November 5, 2025 details the Agreement and Plan of Merger with The Charles Schwab Corporation and a wholly owned Schwab subsidiary, under which the subsidiary will merge with and into Forge and Forge will survive as a wholly owned subsidiary of Schwab. The filing outlines the cash consideration per share, treatment of equity awards, closing conditions, termination rights and potential termination fee. Subsequent 8-Ks and supplemental disclosures address litigation challenging proxy statement disclosures about the merger and provide additional background on the sale process and financial advisor analyses.
Other 8-K and 8-K/A filings cover topics such as the acquisition of Accuidity, LLC through a two-step merger structure, with accompanying audited statements of assets acquired and liabilities assumed and unaudited pro forma condensed combined financial information. Additional filings discuss lease arrangements for Forge’s headquarters space in San Francisco, executive equity and bonus arrangements in connection with the pending Schwab merger, and corrections to previously issued earnings materials.
Through Stock Titan, users can review these FRGE filings alongside AI-powered summaries that highlight key terms, structural features and implications without needing to read every line of the underlying documents. The page surfaces material events reported on Form 8-K and amendments on Form 8-K/A, and it complements other SEC reports such as quarterly and annual filings that provide broader financial and operational detail. Investors and researchers can use this resource to understand how Forge reports on mergers, acquisitions, compensation decisions, facility leases and other governance matters in its official SEC submissions.
Forge Global Holdings, Inc. reported a routine insider transaction by its Chief Accounting Officer. On 12/10/2025, 576 shares of common stock were withheld by the company to cover tax withholding and remittance obligations related to the net settlement of restricted stock units. The shares were treated as a disposition at a price of $0, reflecting that this was a tax withholding event rather than an open-market sale. Following this transaction, the officer beneficially owns 48,851 shares of Forge Global common stock in direct ownership.
Forge Global Holdings, Inc. disclosed that investment vehicle Kostka LLC and its managers Mark DeNatale and Vince Gubitosi collectively report beneficial ownership of a little over seven percent of the company’s common stock. Kostka LLC reports beneficial ownership of 977,987 shares, or 7.11% of Forge’s common stock, based on 13,756,621 shares outstanding. DeNatale reports beneficial ownership of 994,903 shares, or 7.23%, while Gubitosi reports 995,987 shares, or 7.24%, reflecting their direct holdings plus shares held through Kostka LLC and a related entity.
The filing classifies the stake as passive, with the reporting persons certifying that the securities were not acquired and are not held for the purpose of changing or influencing control of Forge Global. Voting and dispositive power over most of the shares is shared, underscoring their role as significant but non‑controlling shareholders.
Forge Global Holdings (FRGE) reported Q3 2025 results showing modest top-line growth and slightly narrower losses. Total revenue was $21.3 million, up from $19.2 million a year ago. Marketplace revenue rose to $12.2 million from $8.7 million, while custodial administration fees declined to $9.1 million from $10.5 million. Operating loss was $20.5 million versus $20.9 million, and net loss was $18.2 million versus $18.8 million. Basic and diluted net loss per share was $1.37.
For the first nine months, revenue reached $74.3 million versus $60.7 million, with operating loss of $49.9 million versus $63.6 million. Cash and cash equivalents were $32.3 million as of September 30, 2025, compared with $105.1 million at year-end, reflecting operating cash use of $32.0 million year-to-date. The company closed the Accuidity acquisition on July 1, 2025 for $9.8 million in cash, 1,150,000 shares, and contingent consideration valued at $6.0 million, adding $26.0 million of goodwill and $6.7 million of identifiable intangibles. Shares outstanding were 13,756,621 as of November 12, 2025.
Forge Global Holdings (FRGE) furnished an investor update. On November 13, 2025, the company posted supplemental financial information and key business metrics related to its results for the quarter ended September 30, 2025, on its investor relations website. The materials are furnished as Exhibit 99.1 under Item 2.02 of a Form 8-K.
The company notes the furnished materials are not deemed “filed” for purposes of Section 18 of the Exchange Act and are not automatically incorporated by reference into other filings. An Inline XBRL cover page (Exhibit 104) is included.
Forge Global Holdings (FRGE) reported an insider transaction on 11/10/2025 by its Chief Executive Officer and Director. The issuer withheld 2,992 shares of common stock to satisfy tax obligations related to the net settlement of restricted stock units, reported under transaction code F at a stated price of $0.
Following this tax withholding, the reporting person beneficially owns 407,410 shares directly and 4,718 shares indirectly through Forge Trust Co CFBO Kelly Rodriques Roth IRA. This reflects routine RSU tax settlement activity rather than an open‑market sale.
Forge Global Holdings (FRGE) reported an insider transaction by its Chief Accounting Officer on a Form 4. On 11/10/2025, 576 shares of common stock were withheld by the company to satisfy tax obligations related to the net settlement of restricted stock units, coded “F”. After this administrative withholding, the officer directly owned 49,427 shares.
Forge Global Holdings (FRGE): Motive-affiliated investment entities filed Amendment No. 2 to Schedule 13D disclosing aggregate beneficial ownership of 2,107,775 shares (15.50%) of Forge Global common stock. Percentages are based on 13,601,362 shares outstanding as of August 6, 2025.
The group includes Motive Capital Fund I and II vehicles, MCF2 FG Aggregator, and Motive Capital Funds Sponsor, LLC. Motive Capital Funds Sponsor holds 682,000 shares and warrants to purchase 492,444 shares. Control relationships among Motive entities are outlined, with beneficial ownership disclaimed beyond pecuniary interests.
On November 5, 2025, the reporting persons entered a Support Agreement with The Charles Schwab Corporation to vote their shares in favor of the merger agreement and to oppose competing proposals, with customary transfer and proxy restrictions. The Support Agreement terminates upon specified events, including termination of the merger agreement or a change in board recommendation.
Forge Global Holdings (FRGE): Deutsche Börse AG filed Amendment No. 2 to its Schedule 13D, reporting beneficial ownership of 1,614,146 shares of common stock, representing 11.9% of the class.
On November 5, 2025, The Charles Schwab Corporation, Ember-Falcon Merger Sub, Inc., and Forge Global entered into a Merger Agreement for Forge Global to merge with and into Merger Sub, with Merger Sub surviving as a wholly owned subsidiary of Schwab. As a condition to that agreement, Deutsche Börse entered a Support Agreement to vote all of its shares in favor of the Merger Agreement and the transactions contemplated, and against other acquisition proposals; the Support Agreement terminates upon certain events, including termination of the Merger Agreement. The Merger Agreement triggered a put/call right related to Forge Europe GmbH, and Forge Global exercised its right to acquire all equity securities of Forge Europe GmbH held by Deutsche Börse, with that transaction expected to close simultaneously with the Merger.
Forge Global (FRGE) entered into a definitive agreement to be acquired by The Charles Schwab Corporation. At closing, each outstanding Forge Global common share (other than excluded and dissenting shares) will be converted into $45.00 in cash, without interest.
Closing is subject to a majority stockholder vote, expiration or termination of the HSR waiting period and other customary regulatory approvals, no law preventing the deal, and the absence of a continuing Company Material Adverse Effect, along with customary accuracy and performance conditions. The agreement includes a one‑year outside date.
Equity awards will be treated as follows: options are cashed out for intrinsic value (out‑of‑the‑money options are canceled); RSUs, RSAs and PSUs are assumed as Schwab awards using an Equity Award Exchange Ratio based on Schwab’s 5‑day average price, with PSU performance conditions removed and certain severance‑related vesting acceleration for 12 months after closing. A $25,740,000 termination fee may be payable by the Company in specified circumstances.
Forge Global Holdings (FRGE) entered a new headquarters lease for approximately 21,795 rentable square feet at Four Embarcadero Center, San Francisco. The five years and four months term begins on February 1, 2026 and ends May 31, 2031, following the current sublease’s expiration on January 31, 2026.
The lease sets an initial annual base rent of about $1,983,000, with the first four months abated. Base rent then increases on a scheduled basis with a 3% annual escalation through the end of the term. In addition to base rent, the company will pay its proportionate share of building operating expenses, including property taxes, as additional rent. Forge will provide a letter of credit of approximately $661,000 as a security deposit. The agreement is reported as a material definitive agreement and creates a direct financial obligation.
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