Schroder & Co. (NASDAQ: FRHC) files Form 144 after equity vesting

Rhea-AI Filing Summary

Schroder & Co. Inc. submitted a Form 144 notice reporting proposed disposition of Common Stock, par value $0.001 per share, tied to an equity compensation vesting on 06/11/2026. The filing lists transaction-related entries and an apparent filing date of 06/22/2026.

Insights

Securities Compliance Attorney

Form 144 records a proposed resale under Rule 144 following an equity grant vesting.

Form 144 is a notice of an intended sale by an affiliate or control person; the excerpt ties the filing to an equity compensation vesting event on 06/11/2026. The filing date appears as 06/22/2026.

Because the excerpt provides minimal transaction detail, timing, number of shares offered, and proceeds treatment are not specified here. Subsequent broker confirmations or a Form 4/transaction report would disclose completed sales and exact volumes.

Key Figures

Par value: $0.001 per share Vesting date: 06/11/2026 Form 144 filing date: 06/22/2026 +1 more

4 metrics

Par value $0.001 per share Common Stock par value

Vesting date 06/11/2026 Vesting of employee stock grant

Form 144 filing date 06/22/2026 Filing or receipt date shown

Numeric entries in excerpt 357; 51,300; 61,292,581 Listed numeric fields from the excerpt (labels not provided)

Key Terms

Form 144, Equity Compensation, Common Stock, par value

3 terms

Form 144 regulatory

"Vesting of employee stock grant | Issuer | 06/11/2026"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Equity Compensation financial

"Vesting of employee stock grant | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Common Stock, par value financial

"Common Stock, par value $0.001 per share"

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Schroder & Co. Inc. 7 Bryant Park New York NY 10018	357	51300	61292581	06/22/2026	The Nasdaq Capital M

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $0.001 per share	06/11/2026	Vesting of employee stock grant	Issuer			677	06/11/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Schroder & Co. Inc.'s Form 144 (FRHC) mean?

It notifies the SEC of a proposed resale of restricted or control securities following a vesting event. The filing links to an equity compensation vesting on 06/11/2026 and a filing date of 06/22/2026, indicating planned disposition procedures.

Does Form 144 confirm shares have been sold for FRHC?

No. Form 144 is a notice of intent to sell; it does not confirm completed sales. The excerpt shows a proposed disposition tied to vesting on 06/11/2026, with the Form 144 dated 06/22/2026.

Will the company receive proceeds from the sale reported on Form 144?

The excerpt does not state proceeds treatment. Form 144 typically covers resales by holders; whether proceeds go to the issuer or selling holder is not specified in the provided content and requires further disclosure.

What further filings should investors watch after a Form 144 for FRHC?

Watch for a Form 4 or broker-dealer trade report that records the actual sale and volumes. The Form 144 here references vesting on 06/11/2026; completed transactions would be reported in subsequent filings or market trade records.