Welcome to our dedicated page for Firstsun Capital SEC filings (Ticker: FSUN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
FirstSun Capital Bancorp filings document a bank holding company’s operating results, governance, capital structure and material corporate events. Form 8-K reports cover quarterly financial results, Regulation FD investor presentations, credit metrics, merger-related expenses, material agreements and the completed merger with First Foundation Inc., including related registration-rights and subsidiary disclosures.
Proxy materials describe annual meeting matters such as director elections, auditor ratification and shareholder voting procedures. Other filings record special-meeting votes, common-stock authorization matters, non-voting common stock proposals, governance provisions and emerging growth company status, providing formal disclosure around FirstSun’s public-company reporting and bank holding company structure.
FIRSTSUN CAPITAL BANCORP director Thomas C. Shafer reported an equity award linked to a merger transaction. He acquired 80,415 shares of FirstSun common stock on a grant/award basis at a stated price of $0.00 per share, increasing his direct holdings to 80,415 shares.
The footnote explains these shares were received in exchange for 500,000 unvested restricted stock units of First Foundation Inc. that were assumed by FirstSun and replaced with FirstSun RSUs in connection with the merger of First Foundation with and into FirstSun. In a separate line, 7,105 shares are reported as indirectly held through the Thomas C. Shafer Revocable Living Trust, reflecting his additional indirect ownership position.
FIRSTSUN CAPITAL BANCORP director Thomas C. Shafer reported his initial holdings on a Form 3. The filing shows indirect ownership of 7,105 shares of common stock held through the Thomas C. Shafer Revocable Living Trust. Form 3 establishes his baseline ownership as a new reporting insider.
FIRSTSUN CAPITAL BANCORP director Parker C. Allen received 2,140 shares of common stock as a stock award. The Form 4 shows an acquisition coded as a grant at a price of $0.00 per share, leaving Allen with 2,140 shares held directly after the transaction.
The footnote explains these shares reflect RSUs assumed and converted in connection with the merger of First Foundation Inc. into FirstSun, using an exchange ratio of 0.16083 FirstSun shares for each First Foundation share.
FirstSun Capital Bancorp director Sam Edelson reported an acquisition of 2,140 shares of common stock through an equity award. The shares were received at a price of $0.0000 per share as a grant, not an open-market purchase. According to the footnote, they were issued in exchange for 13,308 unvested restricted stock units of First Foundation Inc. that were assumed and replaced with FirstSun RSUs in connection with the merger of First Foundation with and into FirstSun, using an exchange ratio of 0.16083 FirstSun share per First Foundation share. After this transaction, Edelson directly holds 2,140 shares of FirstSun common stock.
FIRSTSUN CAPITAL BANCORP reported that Sam Edelson has become a reporting person as a director through an initial Form 3 statement of beneficial ownership. The data provided does not list any common stock or derivative security transactions, and it shows no derivative positions reported for this filing.
FIRSTSUN CAPITAL BANCORP director Parker C. Allen has filed an initial insider ownership report on Form 3. The filing lists him as a director and shows no reported share purchases, sales, or option exercises in the data provided.
FIRSTSUN CAPITAL BANCORP CEO & President Neal E. Arnold reported equity compensation awards and related tax withholding. He received 30,170 time-vesting restricted stock units that vest in three equal annual installments on the grant anniversary and 36,950 shares delivered upon vesting of performance-based restricted stock units granted on April 1, 2023 under the Long-Term Incentive Plan. To cover tax obligations on these vestings, 10,914 shares were withheld at a price of $36.46 per share. After these transactions, Arnold directly holds 329,750 common shares, including 232,348 shares in a joint brokerage account with his spouse.
FIRSTSUN CAPITAL BANCORP Chief Administrative Officer Laura J. Frazier reported equity awards and related tax withholding in common stock. She received 5,485 shares as a time-vesting restricted stock unit award and 4,751 shares delivered upon vesting of performance-based restricted stock units granted under the Long-Term Incentive Plan. In connection with the vesting, 1,883 shares were withheld at $36.46 per share to cover tax obligations, a non-market disposition. After these transactions, she directly holds 16,514 shares of common stock.
FIRSTSUN CAPITAL BANCORP Chief Financial Officer Robert A. Cafera reported equity compensation changes involving company common stock. On April 1, 2026, he received 9,600 time-vesting restricted stock units, which vest in three equal annual installments on each anniversary of the grant date.
He also received 6,333 shares delivered upon vesting of performance-based restricted stock units that were granted on April 1, 2023 under the Long-Term Incentive Plan after performance goals were achieved for the three‑year period. To cover tax obligations on vesting, 2,537 shares were withheld at a reference price of $36.46 per share. After these compensation and tax-withholding entries, Cafera directly holds 148,622 shares of common stock.
FirstSun Capital Bancorp completed its all-stock merger with First Foundation Inc., with each First Foundation common share converted into 0.16083 shares of FirstSun. First Foundation Bank was merged into Sunflower Bank, creating a larger regional banking platform.
FirstSun amended a Registration Rights Agreement so key former First Foundation investors can resell their new shares via a required shelf registration, subject to lock-up agreements lasting up to 24 months. Its charter was amended to increase authorized common stock to 80,000,000 shares and create 20,000,000 shares of non-voting common stock for holders exceeding a 4.99% voting threshold.
The company assumed $150 million of 3.50% fixed-to-floating subordinated notes due 2032 and added multiple former First Foundation directors, including former CEO Thomas C. Shafer as Executive Vice Chairman with a $1,090,000 base salary. On a pro forma basis as of December 31, 2025, the combined company had $20.4 billion in assets, $13.8 billion in loans and $16.4 billion in deposits.