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Fathom Holdings (NASDAQ: FTHM) restores Nasdaq $1 bid-price compliance after deficiency

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Fathom Holdings Inc. reported that it has regained compliance with Nasdaq’s minimum bid price requirement for listing on the Nasdaq Capital Market. Nasdaq confirmed that from June 19, 2026 through July 6, 2026, the Company’s common stock closed at or above $1.00 per share for 10 consecutive business days. This resolves the prior notice from April 10, 2026, when the stock had traded below $1.00 for 30 consecutive business days, and Nasdaq now considers the bid price matter closed.

Positive

  • Nasdaq bid-price compliance restored: Fathom Holdings’ shares traded at or above $1.00 for 10 consecutive business days through July 6, 2026, curing a prior bid-price deficiency and closing this Nasdaq listing matter.

Negative

  • None.

Insights

Fathom restored Nasdaq bid-price compliance, closing a prior listing deficiency.

Fathom Holdings had previously been notified that its shares failed Nasdaq’s $1.00 minimum bid requirement after 30 consecutive business days below that level. Such notices can ultimately lead to delisting if not cured within an allowed period.

Nasdaq has now confirmed the stock traded at or above $1.00 for 10 straight business days from June 19, 2026 through July 6, 2026, restoring compliance with Nasdaq Listing Rule 5550(a)(2), the so‑called Bid Price Rule. This closes the deficiency case and removes the immediate procedural delisting risk tied to that rule.

Future listing status will continue to depend on the Company’s ability to maintain required bid levels and satisfy all Nasdaq Capital Market standards, as implied by the rules referenced in this disclosure.

Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Nasdaq minimum bid requirement $1.00 per share Listing Rule 5550(a)(2) Bid Price Rule
Deficiency period 30 consecutive business days Bid price below $1.00 before April 10, 2026 notice
Compliance confirmation window 10 consecutive business days Bid at least $1.00 from June 19–July 6, 2026
Compliance confirmation end date July 6, 2026 Nasdaq confirmed bid-price rule cured as of this date
Nasdaq Listing Rule 5550(a)(2) regulatory
"for continued inclusion on the Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Rule”)"
Bid Price Rule regulatory
"the bid price for the Company’s common stock had closed below the minimum $1.00 per share requirement ... (the “Bid Price Rule”)"
Emerging Growth Company regulatory
"405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging Growth Company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Nasdaq Capital Market financial
"minimum $1.00 per share requirement for continued inclusion on the Nasdaq Capital Market"
The Nasdaq Capital Market is a platform where smaller, emerging companies can list their shares for trading by investors. It provides these companies with access to funding and visibility, helping them grow, much like a local marketplace where new vendors can introduce their products to potential customers. For investors, it offers opportunities to discover early-stage companies with growth potential.

FAQ

What Nasdaq issue did Fathom Holdings (FTHM) resolve in this 8-K?
Fathom Holdings resolved a Nasdaq minimum bid-price deficiency. Its stock had traded below $1.00 for 30 straight business days, triggering a notice. After later meeting the $1.00 threshold for 10 consecutive days, the matter was closed.

How did Fathom Holdings (FTHM) regain compliance with Nasdaq’s Bid Price Rule?
The company regained compliance by having its common stock close at or above $1.00 per share for 10 consecutive business days. Nasdaq confirmed this occurred from June 19, 2026 through July 6, 2026, satisfying Listing Rule 5550(a)(2).

What is Nasdaq Listing Rule 5550(a)(2) mentioned by Fathom Holdings (FTHM)?
Nasdaq Listing Rule 5550(a)(2), called the Bid Price Rule, requires a minimum $1.00 closing bid price for continued listing on the Nasdaq Capital Market. Fathom Holdings temporarily fell below this threshold but later cured the deficiency.

Does Fathom Holdings (FTHM) still face Nasdaq delisting risk from this bid-price issue?
For this specific bid-price deficiency, no. Nasdaq stated that Fathom’s stock met the $1.00 minimum bid for 10 straight business days and that the company has regained compliance, so Nasdaq now considers this matter closed.

What dates were key for Fathom Holdings (FTHM) in curing the Nasdaq deficiency?
Nasdaq first notified Fathom on April 10, 2026, after 30 consecutive business days below $1.00. Compliance was restored when the closing bid reached at least $1.00 from June 19, 2026 through July 6, 2026, totaling 10 consecutive business days.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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0001753162FALSE00017531622026-07-062026-07-06

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_______________________________________________
FORM 8-K
_______________________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 6, 2026
_______________________________________________
FATHOM HOLDINGS INC.
(Exact name of registrant as specified in its charter)
_______________________________________________
North Carolina
(State or other jurisdiction of incorporation)
001-3941282-1518164
(Commission File Number)(IRS Employer Identification No.)
2000 Regency Parkway Drive, Suite 300, Cary, North Carolina 27518
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code 888-455-6040
_______________________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
oWritten communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
oSoliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
oPre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
oPre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each Class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, No Par Value
FTHM
Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 8.01 Other Information.

As previously reported, on April 10, 2026, Nasdaq Stock Market LLC (“Nasdaq”) notified Fathom Holdings Inc. (the “Company”) that for the last 30 consecutive business days, the bid price for the Company’s common stock had closed below the minimum $1.00 per share requirement for continued inclusion on the Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Bid Price Rule”).
On July 6, 2026, the Company received written communication from Nasdaq notifying the Company that, for the last 10 consecutive business days, from June 19, 2026 through July 6, 2026, the closing bid price of the Company’s common stock had been at least $1.00 per share. Accordingly, the Company has regained compliance with the Bid Price Rule, and Nasdaq now considers this matter closed.





SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
FATHOM HOLDINGS INC.
Date: July 9, 2026/s/ Adam Rothstein
Adam Rothstein
Interim Chief Executive Officer

Source: View Original Filing on SEC EDGAR

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