Flotek Inds Inc Del SEC Filings

Flotek Industries (FTK) filed an 8-K stating it issued a press release with financial results for the quarter ended September 30, 2025 and announced a conference call to discuss its financial and operating results. The press release is furnished as Exhibit 99.1.

The Company also posted an investor presentation on its website, attached as Exhibit 99.2. The information under Items 2.02 and 7.01 is being furnished, not filed, under the Exchange Act.

Flotek Industries (FTK) reported insider activity by its SVP, GC and Secretary on 10/30/2025. The officer acquired 6,000 shares of common stock via a transaction coded “M” linked to performance-based RSUs. To satisfy tax obligations, share withholding transactions coded “F” reduced holdings by 1,574 and 2,361 shares at $18.75. After these transactions, the officer directly held 20,950 shares.

Flotek Industries (FTK) CFO J. Bond Clement reported insider transactions on 10/30/2025. He settled 15,000 performance‑based RSUs into common stock (code M). To satisfy tax withholding, the filing shows dispositions of 3,935 shares at $18.75 and 5,903 shares at $18.75 (code F). After these transactions, his direct holdings totaled 100,601 shares.

Flotek Industries (FTK) reported insider activity by its CEO and director on 10/30/2025. The filing shows the settlement of 30,000 performance-based restricted stock units (Transaction Code M), increasing common shares and followed by two dispositions coded F at $18.75 per share for 7,870 and 11,805 shares. After these transactions, the reporting person directly owned 167,706 common shares.

The derivative securities table lists the Performance Based Restricted Stock Unit conversion of 30,000 units into common stock with 0 derivative securities remaining afterward. A footnote states the total includes 526 shares acquired under the company’s 2012 Employee Stock Purchase Plan for the three-month period commencing July 1, 2025.

Ryan G. Ezell, Chief Executive Officer and director of Flotek Industries, Inc. (FTK), reported multiple transactions on 08/14/2025 that changed his holdings in common shares and stock options. The filing shows a sale of 87,187 common shares at $12.26, and prior to that two option-related acquisitions recorded as 62,881 shares at $3.28 and 24,306 shares at $8.64. After these transactions his beneficial ownership of common shares is reported as 156,855 shares. The filing also notes acquisition of 604 shares under the 2012 Employee Stock Purchase Plan, and explains vesting dates for the options.

Flotek Industries (FTK) Chief Financial Officer Clement J. Bond executed stock option transactions on 08/13/2025. He exercised 45,732 stock options with an exercise price of $3.28 (stock options expire 12/05/2033) and immediately sold 45,732 common shares at $12.74 per share. Following these transactions the filing shows 95,439 common shares beneficially owned by Mr. Bond.

The Form 4 also corrects a prior reporting error related to share withholding for taxes from a December 20, 2023 filing. The report is signed by J. Bond Clement on 08/14/2025 and identifies him as the company CFO.

Flotek Industries, Inc. (FTK) reported a Form 144 notice showing a proposed sale of 45,732 common shares through Apex Clearing on 08/13/2025. The aggregate market value of the shares at filing is $582,604.09 against 29,860,000 shares outstanding, representing a small fraction of the company’s equity. The shares were acquired on 12/05/2023 via a stock option exercise from Flotek Industries, Inc. No sales by the filer in the prior three months were reported. The filer certifies they are unaware of undisclosed material adverse information.

Form 144 filed for Flotek Industries (FTK) reports a proposed sale of 87,187 common shares with an aggregate market value of $1,101,171.81 to be executed on the NYSE on 08/14/2025 through APEX CLEARING.

The filing shows the shares were acquired by stock option exercises: 24,306 shares on 04/19/2021 and 62,881 shares on 12/05/2023. No securities were reported sold by the person in the past three months. The form includes the filer’s representation that they do not possess undisclosed material adverse information about the issuer. The filing does not disclose the name of the person for whose account the securities will be sold or the filer’s stated relationship to the issuer.

Flotek Industries (FTK) Q2 2025 10-Q highlights:

• Revenue rose 26% YoY to $58.4 m (external +$7.0 m; related-party +$5.2 m). H1 sales up 31% to $113.7 m.
• Gross margin improved to 24.7% (19.9% LY) on better mix; operating income +16% to $2.6 m. Net income slipped 10% YoY to $1.8 m (EPS $0.05) as interest expense tripled after new debt; YTD profit doubled to $7.1 m.
• Asset acquisition 28-Apr-25: FTK bought 30 mobile power-gen units from affiliate ProFrac for $107.5 m, then leased them back for six years. Consideration: $40 m 10% note (due 2030), 6 m equity warrants, and $24.8 m contract-fee offsets. Because ProFrac owns >50% of FTK, assets booked at $15.1 m; excess $92.4 m reduced APIC, cutting equity to $71.9 m (-37%). Lease produced $3.2 m Q2 rental income; future minimum rent totals $128.8 m through 2030.
• Balance sheet: Assets $172.2 m; cash $5.0 m (+14%). Liabilities jumped to $100.4 m (was $56.9 m) mainly from the related-party note. Net debt now ~$40 m; ABL usage $5.1 m with $9.2 m availability.
• Cash flow: H1 operating cash inflow $2.8 m vs $0.8 m LY; capex $1.3 m.
• Outlook items: Company anticipates 2025 Contract Shortfall Fee of $15.2 m payable by ProFrac in early 2026; no guidance provided.

Overall, FTK shows solid top-line growth and initial lease revenue, offset by higher leverage, dilution risk (6 m new warrants) and heavier reliance on its controlling customer.