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  4. [Form 3/A] FIRST US BANCSHARES, INC. Amended Initial Statement of Beneficial Ownership

First US Bancshares (FUSB) SVP discloses existing stock option grants

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3/A

Rhea-AI Filing Summary

FIRST US BANCSHARES, INC. filed an amended insider ownership report for senior vice president Matthew A. Parker, detailing existing stock option awards. He holds options over 300 shares of common stock at an exercise price of $10.01 expiring in 2029 and 300 shares at $11.71 expiring in 2028. The footnotes state these options were granted in 2018 and 2019 and vested in three equal annual installments. The filing reflects holdings only, with no reported purchases or sales.

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Insider Parker Matthew A.
Role SVP, PAO & Dir. Fin. Rptg.
Type Security Shares Price Value
holding Stock Option (right to buy) -- -- --
holding Stock Option (right to buy) -- -- --
Holdings After Transaction: Stock Option (right to buy) — 300 shares (Direct, null)
Footnotes (1)
  1. These options were granted on February 12, 2018, and vested in equal installments on each of the first three anniversaries of the date of grant. These options were granted on February 27, 2019, and vested in equal installments on each of the first three anniversaries of the date of grant.
Option 1 exercise price $10.01 per share Stock option over 300 common shares, expires 2029-02-27
Option 1 underlying shares 300 shares Common stock underlying stock option at $10.01, direct holding
Option 2 exercise price $11.71 per share Stock option over 300 common shares, expires 2028-02-12
Option 2 underlying shares 300 shares Common stock underlying stock option at $11.71, direct holding
Total option positions 600 underlying shares Sum of two stock option grants over common stock
Stock Option (right to buy) financial
"security_title: Stock Option (right to buy)"
exercise price financial
"conversion_or_exercise_price: 10.0100 and 11.7100"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"expiration_date: 2029-02-27T00:00:00.000Z"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
vested in equal installments financial
"vested in equal installments on each of the first three anniversaries"
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Parker Matthew A.
(Last)(First)(Middle)
3291 US HIGHWAY 280
(Street)
BIRMINGHAM ALABAMA 35243
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
05/21/2025		3. Issuer Name and Ticker or Trading Symbol
FIRST US BANCSHARES, INC. [ FUSB ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
06/02/2025
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, PAO & Dir. Fin. Rptg.
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy)02/12/2019(1)02/12/2028Common Stock300$11.71D
Stock Option (right to buy)02/27/2020(2)02/27/2029Common Stock300$10.01D
Explanation of Responses:
1. These options were granted on February 12, 2018, and vested in equal installments on each of the first three anniversaries of the date of grant.
2. These options were granted on February 27, 2019, and vested in equal installments on each of the first three anniversaries of the date of grant.
Remarks:
This amendment is being filed solely to include the derivative securities above, which were inadvertently omitted from the original filing.
/s/Beverly J. Dozier, by power of attorney06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the FUSB Form 3/A filing show about Matthew A. Parker?

The Form 3/A shows Matthew A. Parker’s existing stock option holdings in FIRST US BANCSHARES. It lists two option grants over common stock, including exercise prices, expiration dates, and vesting details, without reporting any new purchases or sales.

How many FIRST US BANCSHARES (FUSB) shares are covered by Parker’s options?

Parker’s options cover 600 shares of FIRST US BANCSHARES common stock in total. One grant relates to 300 shares at a $10.01 exercise price, and another to 300 shares at an $11.71 exercise price, as disclosed in the filing data.

What are the exercise prices and expirations of Parker’s FUSB stock options?

The filing shows one option over 300 shares with a $10.01 exercise price expiring in 2029, and another over 300 shares with an $11.71 exercise price expiring in 2028. Both relate to FIRST US BANCSHARES common stock and are held directly.

Were any FUSB shares bought or sold in this Form 3/A for Parker?

No share purchases or sales are reported for Parker in this Form 3/A. The transactions are classified as holdings, with buyCount and sellCount both zero, meaning the document serves as a snapshot of his existing stock option positions.

When were Matthew A. Parker’s FUSB options granted and how did they vest?

Footnotes explain that one option grant was made on February 12, 2018 and another on February 27, 2019. Each grant vested in equal installments on the first three anniversaries of its grant date, indicating a three-year graded vesting schedule.