Welcome to our dedicated page for Futu Holdings SEC filings (Ticker: FUTU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Futu Holdings's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Futu Holdings's regulatory disclosures and financial reporting.
Futu Holdings Ltd director Lu Shan filed an initial ownership report showing a direct holding of 1,442,720 American Depositary Shares. This Form 3 does not reflect a new trade but records his existing stake as an insider.
Each American Depositary Share is convertible at any time into eight Class A ordinary shares of Futu, and the ADSs have no expiration date.
Futu Holdings Ltd executive Xu Li, a Senior Vice President, filed an initial ownership report showing his holdings in the company. He reports direct ownership of American Depositary Shares representing 179,200 underlying Class A ordinary shares and separate direct ownership of 240,000 Class A ordinary shares. He also reports indirect ownership of American Depositary Shares representing 3,200,000 underlying Class A ordinary shares through Roti Holdings Limited. A footnote states that each American Depositary Share is convertible at any time into eight Class A ordinary shares and has no expiration date, and that Xu Li disclaims beneficial ownership beyond his pecuniary interest.
Futu Holdings Limited reported very strong growth for the fourth quarter and full year 2025. In Q4 2025, total revenue rose 45.3% to HK$6,438.5 million, driving an 80.2% increase in net income to HK$3,369.4 million, with net margin improving to 52.3%.
For full year 2025, revenue grew 68.1% to HK$22,846.9 million and net income more than doubled, up 108.0% to HK$11,301.9 million, as gross margin expanded to 87.1% and operating margin to 61.6%. Growth was supported by higher trading volumes, margin financing and wealth management assets.
Operationally, total client assets reached HK$1.23 trillion, up 65.9% year-over-year, and total trading volume hit a record HK$3.98 trillion. Futu added over 954 thousand net new funded accounts in 2025, bringing the total to 3.4 million, and is guiding to 800 thousand net new funded accounts in 2026.
Futu Holdings Limited submitted a Form 6-K as a foreign private issuer, providing the U.S. market with a press release announcing its unaudited financial results for the second quarter of 2025. This filing makes those quarterly figures available to investors alongside its annual Form 20-F reports.
The company is headquartered in Hong Kong and is led by Chairman and Chief Executive Officer Leaf Hua Li, who signed the report on behalf of the board. The filing formalizes the Q2 2025 results disclosure within the U.S. regulatory framework.
Futu Holdings Limited (FUTU) has filed a Form 144 with the U.S. Securities and Exchange Commission disclosing a proposed insider sale of American Depositary Shares (ADSs).
- Shares to be sold: 94,000 ADSs.
- Aggregate market value: US $11,438,860.
- Percentage of shares outstanding: approximately 0.10% of the 94,783,496 ADSs outstanding.
- Planned sale date: 18 June 2025.
- Planned exchange: NASDAQ.
- Broker: Futu Securities International (Hong Kong) Ltd.
- Acquisition history: The seller obtained 50,000 ADSs on 4 Nov 2019 and 44,000 ADSs on 6 Nov 2024 through the company’s Share Incentive Plan. No prior sales were reported in the last three months.
The filing states that the seller affirms no knowledge of undisclosed material adverse information and confirms compliance with Rule 144 requirements. Because the proposed transaction equals only one-tenth of one percent of outstanding shares, the potential market impact is expected to be limited; however, investors often view any sizable insider disposal—valued here at over US $11 million—as a possible negative sentiment indicator.