Gaia, Inc (GAIA) director receives 1,750-share Class A stock grant

Rhea-AI Filing Summary

GAIA, INC director Paul Howard Sutherland received a grant of 1,750 shares of Class A Common Stock at $2.405 per share. This award is classified as a grant or other acquisition rather than an open-market purchase. Following the transaction, he directly holds 360,323 Class A shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Sutherland Paul Howard

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	1,750	$2.405	$4K

Holdings After Transaction: Class A Common Stock — 360,323 shares (Direct, null)

Footnotes (1)

Key Figures

Shares granted: 1,750 shares Grant price: $2.405 per share Shares owned after: 360,323 shares +1 more

4 metrics

Shares granted 1,750 shares Class A Common Stock grant to director

Grant price $2.405 per share Transaction price for awarded shares

Shares owned after 360,323 shares Director’s direct Class A holdings post-transaction

Transaction type Grant, award, or other acquisition Transaction code A, non-derivative

Key Terms

Class A Common Stock, Grant, award, or other acquisition, Form 4

3 terms

Class A Common Stock financial

"security_title: "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutherland Paul Howard

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE COLORADO 80027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/16/2026		A		1,750	A	$2.405	360,323	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Purchase of 1,750 shares of class A common stock.

	/s/ Ned Preston Attorney-in-Fact for Paul Sutherland	06/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did GAIA director Paul Howard Sutherland report?

Paul Howard Sutherland reported receiving 1,750 GAIA Class A shares as a grant. The Form 4 shows a compensation-related acquisition at $2.405 per share, increasing his direct holdings to 360,323 Class A Common Stock shares.

Was the GAIA Form 4 transaction an open-market purchase or a grant?

The GAIA Form 4 transaction was a grant or award, not an open-market buy. It is coded as an acquisition with transaction code “A,” described as a grant, award, or other acquisition of Class A Common Stock.

How many GAIA shares does Paul Howard Sutherland hold after this grant?

After the grant, Paul Howard Sutherland holds 360,323 GAIA Class A shares. The Form 4 shows this total direct ownership following the 1,750-share award at a price of $2.405 per share.

What price per share is reported for the GAIA Class A stock grant?

The GAIA Class A stock grant is reported at $2.405 per share. This price is listed as the transaction price for the 1,750-share grant classified as a grant, award, or other acquisition of non-derivative Class A Common Stock.

Does the GAIA Form 4 show any stock sales by Paul Howard Sutherland?

No stock sales are shown for Paul Howard Sutherland in this Form 4. The filing reports only one non-derivative transaction: an acquisition of 1,750 Class A Common Stock shares as a grant or award, with no disposals reported.