Gaia, Inc. (GAIA) director receives 6,762 RSU stock award in Form 4

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Arem Kimberly Alison reported acquisition or exercise transactions in this Form 4 filing.

GAIA, INC director Kimberly Alison Arem received a grant of 6,762 Restricted Stock Units (RSUs) on Class A Common Stock as compensation. Each RSU represents a right to one share of Class A Common Stock. The RSUs vest on the company’s annual shareholder meeting in 2027 and will be settled within 60 days after vesting. Following this award, Arem holds 11,762 RSUs directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Arem Kimberly Alison

Role null

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units	6,762	$0.00	--

Holdings After Transaction: Restricted Stock Units — 11,762 shares (Direct, null)

Footnotes (1)

Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest on the date of the Issuer's annual shareholder meeting in 2027 and will be settled within 60 days after vesting.

Key Figures

RSUs granted: 6,762 units Total RSUs after grant: 11,762 units Grant price per RSU: $0.0000 +2 more

5 metrics

RSUs granted 6,762 units Restricted Stock Units awarded on 2026-04-23

Total RSUs after grant 11,762 units Director’s RSU holdings following transaction

Grant price per RSU $0.0000 Compensation award, no cash paid by director

RSU vesting milestone Annual shareholder meeting in 2027 Vesting date for 6,762 RSUs

Settlement window Within 60 days Settlement period after RSUs vest in 2027

Key Terms

Restricted Stock Units, RSU, Class A Common Stock, annual shareholder meeting

4 terms

Restricted Stock Units financial

"security_title: "Restricted Stock Units""

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSU financial

"Each Restricted Stock Unit (RSU) represents a contingent right to receive one share"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Class A Common Stock financial

"one share of the Issuer's Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

annual shareholder meeting financial

"The RSUs vest on the date of the Issuer's annual shareholder meeting in 2027"

A yearly gathering where a company’s owners (shareholders) and its leaders meet to review performance, approve key decisions like electing directors, and vote on issues such as executive pay or major policy changes. Think of it as an annual town hall for people who own part of the business: investors use it to ask questions, influence direction through votes, and gauge management’s plans and transparency, all of which can affect the stock’s outlook.

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Form 4 Insider Transactions: What Each Field Means →

06/15/2026 - 05:42 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Arem Kimberly Alison

(Last)

(First)

(Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE

COLORADO

80027

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/23/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	04/23/2026		A		6,762		⁽²⁾	⁽²⁾	Class A Common Stock	6,762	$0	11,762	D

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.

2. The RSUs vest on the date of the Issuer's annual shareholder meeting in 2027 and will be settled within 60 days after vesting.

	/s/ Ned Preston Attorney-in-Fact for Kimberly Arem	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did GAIA director Kimberly Arem report on this Form 4?

Kimberly Alison Arem reported receiving 6,762 Restricted Stock Units in GAIA, INC. These RSUs are a stock-based compensation award, not an open-market purchase or sale, and increase her direct derivative holdings tied to GAIA Class A Common Stock.

How many GAIA Restricted Stock Units does Kimberly Arem hold after this grant?

After the grant, Kimberly Alison Arem holds 11,762 Restricted Stock Units in GAIA, INC. This total reflects the newly awarded 6,762 RSUs added to her prior derivative holdings, all reported as directly owned on the Form 4 filing.

When do Kimberly Arem’s newly granted GAIA RSUs vest and settle?

The 6,762 GAIA Restricted Stock Units vest on the company’s annual shareholder meeting in 2027. Once vested, they will be settled in shares of Class A Common Stock within 60 days after the vesting date, according to the filing’s footnotes.

What does each GAIA Restricted Stock Unit granted to Kimberly Arem represent?

Each Restricted Stock Unit granted to Kimberly Alison Arem represents a contingent right to receive one share of GAIA’s Class A Common Stock. This means, after vesting and settlement, RSUs convert into an equivalent number of common shares for the director.

Was there a purchase price for Kimberly Arem’s GAIA RSU award?

The Form 4 lists a price of $0.0000 per unit for Kimberly Alison Arem’s 6,762 GAIA RSUs. This indicates the award was granted as compensation, with no cash paid by the director to acquire these stock-based units from the company.