GAIA (GAIA) director receives 5,000-share stock grant, now holds 340,573

Rhea-AI Filing Summary

Sutherland Paul Howard reported acquisition or exercise transactions in this Form 4 filing.

GAIA, INC director Paul Howard Sutherland received a grant of 5,000 shares of Class A Common Stock on May 12, 2026 at $2.3571 per share as a compensation-related award, not an open-market purchase. Following this grant, he directly holds 340,573 GAIA shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Sutherland Paul Howard

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	5,000	$2.3571	$12K

Holdings After Transaction: Class A Common Stock — 340,573 shares (Direct, null)

Footnotes (1)

Key Figures

Shares granted: 5,000 shares Grant price: $2.3571 per share Shares held after grant: 340,573 shares

3 metrics

Shares granted 5,000 shares Class A Common Stock grant on May 12, 2026

Grant price $2.3571 per share Reported value for the 5,000-share award

Shares held after grant 340,573 shares Total direct GAIA holdings after the transaction

Key Terms

Class A Common Stock, Grant, award, or other acquisition, Form 4, direct ownership

4 terms

Class A Common Stock financial

"The transaction involved GAIA Class A Common Stock."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Grant, award, or other acquisition financial

"The transaction code description is Grant, award, or other acquisition."

Form 4 regulatory

"The insider transaction was reported on SEC Form 4."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

direct ownership financial

"The filing classifies the holdings as direct ownership."

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sutherland Paul Howard

(Last) (First) (Middle)

833 W. SOUTH BOULDER ROAD

(Street)

LOUISVILLE COLORADO 80027

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GAIA, INC [ GAIA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	05/12/2026		A		5,000	A	$2.3571	340,573	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Purchase of 5,000 shares of class A common stock.

	/s/ Ned Preston Attorney-in-Fact for Paul Sutherland	05/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did GAIA (GAIA) report in this Form 4?

GAIA reported that director Paul Howard Sutherland received a grant of 5,000 shares of Class A Common Stock. The award was recorded at $2.3571 per share and is categorized as a grant or award acquisition, not an open-market purchase.

How many GAIA (GAIA) shares does Paul Howard Sutherland hold after this grant?

After the 5,000-share grant, Paul Howard Sutherland directly holds 340,573 shares of GAIA Class A Common Stock. This figure reflects his total direct ownership immediately following the reported compensation-related award on May 12, 2026.

Was the GAIA (GAIA) insider transaction a purchase or a grant?

The transaction was a grant or award acquisition, coded as “A” on the Form 4. This indicates the 5,000 GAIA Class A Common Stock shares were received as compensation, rather than bought in the open market at the reported $2.3571 price.

What price per share was used for the GAIA (GAIA) stock grant?

The 5,000-share grant of GAIA Class A Common Stock to director Paul Howard Sutherland was valued at $2.3571 per share. This price is used for reporting purposes on the Form 4 and does not represent an open-market trade execution.

Does the GAIA (GAIA) Form 4 show any stock sales by the director?

The Form 4 does not show any stock sales by director Paul Howard Sutherland. It reports only one transaction: a compensation-related grant of 5,000 GAIA Class A Common Stock shares, increasing his direct holdings to 340,573 shares after the award.