Was the 1,109-share disposition by John R. Phillips III in GE stock an open-market sale?

No, the 1,109-share disposition is classified with transaction code F, meaning shares were delivered to cover exercise price or tax liability. This is a tax-withholding mechanism rather than an open-market sale and does not represent discretionary selling into the market.

GE executive exercises 2,255 RSUs, shares withheld

GENERAL ELECTRIC CO Senior Vice President John R. Phillips III reported routine equity compensation activity.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

GENERAL ELECTRIC CO Senior Vice President John R. Phillips III reported routine equity compensation activity. On May 1, 2026, he exercised 2,255 Restricted Stock Units, receiving an equal number of GE common shares. As part of the same event, 1,109 shares of common stock were disposed of to cover tax obligations, a non-market sale classified as a tax-withholding transaction.

Following these transactions, Phillips directly owned 2,532 shares of GE common stock as reported in the filing. Footnotes explain that each Restricted Stock Unit represents a contingent right to receive one share of common stock and that the RSUs were originally granted on May 1, 2024 with vesting in two equal installments on the second and third anniversaries of the grant date.

Insider Trade Summary

2,255 shares exercised/converted

Exercise 3 txns

Insider Phillips John R, III

Role Senior Vice President

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	2,255	$0.00	$0.00
Exercise	Common Stock	2,255	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	1,109	$286.51	$318K

Holdings After Transaction: Restricted Stock Units — 2,255 contracts (Direct); Common Stock — 2,532 shares (Direct)

Footnotes (2)

F1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
F2. The Restricted Stock Units were granted on May 1, 2024, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

Key Figures

RSUs exercised: 2,255 units Tax-withholding shares: 1,109 shares Tax-withholding price: $286.51 per share +5 more

8 metrics

RSUs exercised 2,255 units Restricted Stock Units converted to GE common stock on May 1, 2026

Tax-withholding shares 1,109 shares Common shares delivered to cover tax obligations on May 1, 2026

Tax-withholding price $286.51 per share Value assigned to the 1,109-share tax-withholding disposition

Shares after tax withholding 2,532 shares GE common stock directly owned after transactions

Shares after RSU exercise 3,641 shares GE common stock directly owned immediately following RSU exercise

Exercise transactions 1 transaction, 2,255 shares Derivative exercise/conversion coded M in Form 4

Tax-withholding transactions 1 transaction, 1,109 shares Disposition coded F for payment of tax liability

Original RSU grant date May 1, 2024 Grant of Restricted Stock Units vesting over second and third anniversaries

Key Terms

Restricted Stock Units, tax-withholding disposition, derivative exercise/conversion, Exercise or conversion of derivative security, +1 more

5 terms

Restricted Stock Units financial

"Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"transaction_action: tax-withholding disposition, with shares delivered to satisfy tax liability."

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

derivative exercise/conversion financial

"transaction_action: derivative exercise/conversion describing the RSU conversion into common stock."

Exercise or conversion of derivative security financial

"transaction_code_description: Exercise or conversion of derivative security for the RSU transaction."

Payment of exercise price or tax liability by delivering securities financial

"transaction_code_description: Payment of exercise price or tax liability by delivering securities for the F code."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did GE Senior Vice President John R. Phillips III report on this Form 4 for GE?

John R. Phillips III reported exercising 2,255 Restricted Stock Units into GE common stock and a related tax-withholding disposition of 1,109 common shares. These moves reflect routine equity compensation mechanics rather than open-market buying or selling activity by the executive.

How many GE shares did John R. Phillips III acquire and dispose of in this Form 4 filing for GE?

Phillips acquired 2,255 GE common shares through the exercise of Restricted Stock Units and disposed of 1,109 common shares to satisfy tax obligations. The disposition is recorded under transaction code F, indicating payment of tax liability by delivering securities, not an open-market stock sale.

How many GE shares does John R. Phillips III directly own after these reported transactions?

After the reported transactions, John R. Phillips III directly owns 2,532 GE common shares. This total reflects the 2,255 shares received from the Restricted Stock Unit exercise, offset by the 1,109 shares delivered for tax withholding, as indicated by the post-transaction share balances.

What are Restricted Stock Units in the context of this GE Form 4 for John R. Phillips III?

In this filing, each Restricted Stock Unit represents a contingent right to receive one share of GE common stock. The RSUs were granted on May 1, 2024 and vest in two equal 50% installments on the second and third anniversaries of that grant date, subject to their terms.

How does this GE Form 4 characterize John R. Phillips III’s overall trading direction?

The filing shows a mixed direction: an acquisition via exercise of 2,255 Restricted Stock Units and a disposal of 1,109 shares for tax withholding. Net, this reflects routine compensation-related activity rather than a directional bet through open-market purchases or sales of GE shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/05/2026 - 04:18 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Phillips John R, III

(Last)

(First)

(Middle)

GE AEROSPACE

1 NEUMANN WAY

(Street)

EVENDALE

OHIO

45215

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Senior Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/01/2026		M		2,255	A	$0	3,641	D
Common Stock	05/01/2026		F		1,109	D	$286.51	2,532	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽¹⁾	05/01/2026		M			2,255	⁽²⁾	⁽²⁾	Common Stock	2,255	$0	2,255	D

Explanation of Responses:

1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.

2. The Restricted Stock Units were granted on May 1, 2024, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.

Remarks:

	/s/ Kira Schwartz, attorney in fact for John R Phillips III	05/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR