STOCK TITAN

GE (NYSE: GE) SVP gains stock from RSU vesting and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GENERAL ELECTRIC CO Senior Vice President Riccardo Procacci reported routine equity compensation activity. On May 1, 2026, he exercised 966 Restricted Stock Units, converting them into the same number of GE common shares. In connection with this vesting, 416 common shares were disposed of as a tax-withholding disposition at $286.51 per share, meaning the shares were withheld to cover tax obligations rather than sold in the open market. Following these transactions, he directly owned 32,447 GE common shares, and 967 Restricted Stock Units remained outstanding, each representing a contingent right to receive one common share.

Positive

  • None.

Negative

  • None.
Insider Procacci Riccardo
Role Senior Vice President
Type Security Shares Price Value
Exercise Restricted Stock Units 966 $0.00 --
Exercise Common Stock 966 $0.00 --
Tax Withholding Common Stock 416 $286.51 $119K
Holdings After Transaction: Restricted Stock Units — 967 shares (Direct, null); Common Stock — 32,447 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. The Restricted Stock Units were granted on May 1, 2024, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.
RSUs exercised 966 shares Restricted Stock Units converted to GE common stock on May 1, 2026
Tax-withholding shares 416 shares Common shares disposed of for tax withholding at $286.51 per share
Post-transaction holdings 32,447 shares GE common shares directly owned after transactions
Remaining RSUs 967 units Restricted Stock Units outstanding after the reported exercise
Tax-withholding price $286.51/share Price used for 416-share tax-withholding disposition
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Procacci Riccardo

(Last)(First)(Middle)
GE AEROSPACE
1 NEUMANN WAY

(Street)
EVENDALE OHIO 45215

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026M966A$032,447D
Common Stock05/01/2026F416D$286.5132,031D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/01/2026M966 (2) (2)Common Stock966$0967D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock.
2. The Restricted Stock Units were granted on May 1, 2024, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date.
Remarks:
/s/ Kira Schwartz, attorney in fact for Riccardo Procacci05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did GE Senior Vice President Riccardo Procacci report in this Form 4 for GE?

Riccardo Procacci reported routine equity compensation activity. He exercised 966 Restricted Stock Units into GE common stock and had 416 common shares withheld to cover tax obligations, leaving him with 32,447 directly owned shares and 967 remaining RSUs.

How many GE shares were withheld for Riccardo Procacci’s taxes in this Form 4?

The filing shows 416 GE common shares were disposed of as a tax-withholding transaction at $286.51 per share. This indicates the shares were used to satisfy tax liabilities tied to equity compensation rather than representing an open-market sale.

How many GE shares did Riccardo Procacci hold after the reported transactions?

After the reported transactions, Riccardo Procacci directly owned 32,447 GE common shares. This figure reflects his updated equity position following the RSU exercise and associated tax-withholding disposition on May 1, 2026, as shown in the non-derivative transaction table.

What happened to Riccardo Procacci’s Restricted Stock Units in this GE Form 4?

He exercised 966 Restricted Stock Units, each converting into one GE common share. After this vesting event, 967 Restricted Stock Units remained outstanding, continuing to represent contingent rights to receive additional GE common shares in the future, subject to their terms.

Was there an open-market purchase or sale of GE stock in this Form 4 filing?

The filing does not show any open-market purchases or sales. Instead, it records a derivative exercise of 966 Restricted Stock Units and a related tax-withholding disposition of 416 shares, both typical of equity compensation vesting rather than discretionary market trading.

What price per share is associated with the tax-withholding transaction in GE’s Form 4?

The tax-withholding disposition used a share price of $286.51. That price applies to the 416 GE common shares withheld to cover tax obligations related to the RSU vesting, as indicated in the non-derivative transaction section of the Form 4.