Great Elm Group (NASDAQ: GEG) furnishes press release on operations and financial condition

Rhea-AI Filing Summary

Great Elm Group, Inc. filed a Form 8-K to report that on September 2, 2025 it issued a press release about its results of operations and financial condition. The company furnished this press release as Exhibit 99.1, stating that it is provided under the Exchange Act but is not deemed filed for liability purposes unless specifically incorporated by reference. The filing also lists the company’s common stock and 7.25% notes due 2027 as being registered on the Nasdaq Global Select Market.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 2, 2025

Great Elm Group, Inc.

(Exact name of Registrant as Specified in Its Charter)

Delaware	001-39832	85-3622015
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)
3801 PGA Boulevard, Suite 603 Palm Beach Gardens, FL		33410
(Address of Principal Executive Offices)		(Zip Code)

Registrant’s Telephone Number, Including Area Code: (617) 375-3006

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common stock, par value $0.001 per share	GEG	The Nasdaq Stock Market LLC (Nasdaq Global Select Market)
7.25% Notes due 2027	GEGGL	The Nasdaq Stock Market LLC (Nasdaq Global Select Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition.

On September 2, 2025, Great Elm Group, Inc. issued the press release furnished as Exhibit 99.1 to this report.

The foregoing information (including the Exhibit 99.1 hereto) is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly set forth by specific reference in such filing.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit Number		Description
99.1		Press Release, dated September 2, 2025
104		The cover page from this Current Report on Form 8-K, formatted as inline XBRL

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

		GREAT ELM GROUP, INC.
Date: September 2, 2025		/s/ Keri A. Davis
		By: Keri A. Davis
		Title: Chief Financial Officer

FAQ

What did Great Elm Group (GEG) disclose in this Form 8-K?

Great Elm Group, Inc. disclosed that it issued a press release on September 2, 2025 regarding its results of operations and financial condition, which is furnished as Exhibit 99.1.

What is Exhibit 99.1 in Great Elm Group’s September 2, 2025 8-K?

Exhibit 99.1 is a press release dated September 2, 2025 describing Great Elm Group, Inc.’s results of operations and financial condition.

Is the Great Elm Group press release deemed filed for liability purposes?

No. The company states the information in Exhibit 99.1 is being furnished and is not deemed filed under Section 18 of the Exchange Act unless specifically incorporated by reference.

Which securities of Great Elm Group are listed on Nasdaq?

The filing lists common stock, par value $0.001 per share, trading under symbol GEG, and 7.25% Notes due 2027, trading under symbol GEGGL, on the Nasdaq Global Select Market.

Who signed the September 2, 2025 Form 8-K for Great Elm Group?

The Form 8-K was signed on behalf of Great Elm Group, Inc. by Keri A. Davis, the company’s Chief Financial Officer, dated September 2, 2025.

What items of the Form 8-K did Great Elm Group use in this filing?

Great Elm Group used Item 2.02, which covers Results of Operations and Financial Condition, and provided a related press release as an exhibit.