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Gen Digital insider filing: 8,822 RSUs granted; indirect holdings rise to 91,063

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Gen Digital Inc. director Sue Barsamian reported multiple non-derivative equity transactions on 09/09/2025. She was granted an annual non-employee director equity award of 8,822 RSUs that vest 100% on the earlier of September 9, 2026 or the next annual meeting, subject to continued service. On the same date there were two stock-transfer entries of 10,038 shares each: one recorded as a disposition of 10,038 shares and one recorded as an acquisition of 10,038 shares attributed to a family trust over which she has voting power (Romans-Barsamian Revocable Trust). Following the transactions she directly beneficially owned 8,822 shares and indirectly beneficially owned 91,063 shares.

Positive

  • Received annual non-employee director equity award of 8,822 RSUs with clear vesting terms
  • Disclosed transfer to family trust (Romans-Barsamian Revocable Trust) with voting power, increasing indirect holdings to 91,063 shares
  • No cash proceeds reported for the transactions (price recorded as $0), consistent with grant and intra-family transfer

Negative

  • Direct beneficial ownership decreased to 8,822 shares after the reported disposition
  • Vesting dependency: the 8,822 RSUs are subject to service-based vesting through September 9, 2026 or the next annual meeting

Insights

TL;DR: Routine director equity award and intra-family stock transfer; no cash transactions reported.

The Form 4 shows a standard annual RSU grant for a non-employee director (8,822 RSUs) with a one-year or meeting-based vesting condition, indicating routine compensation rather than ad hoc restructuring. The simultaneous Form 4 entries coded as dispositions and acquisitions of 10,038 shares reflect a transfer to a family trust where the reporting person retains voting power; this changes the form of beneficial ownership from direct to indirect but does not indicate a sale to third parties or cash proceeds. For governance oversight, the notable elements are the retention of voting power and the timing that consolidates indirect holdings at 91,063 shares.

TL;DR: Transactions appear compliant and appropriately disclosed; vesting and trust transfer clearly annotated.

The filing includes required explanation lines: the RSU award with explicit vesting schedule and the trust transfer with stated voting power. Transaction codes (A and G) are used consistently and prices recorded as $0, consistent with grant and non-sale transfer. The signature by attorney-in-fact is present and dated 09/10/2025. From a compliance perspective, disclosures meet Section 16 reporting expectations and show no indication of impermissible sales or omitted derivatives.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barsamian Sue

(Last) (First) (Middle)
60 E. RIO SALADO PARKWAY
SUITE 1000

(Street)
TEMPE AZ 85281

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Gen Digital Inc. [ GEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/09/2025 A 8,822(1) A $0 18,860 D
Common Stock 09/09/2025 G 10,038(2) D $0 8,822 D
Common Stock 09/09/2025 G 10,038(2) A $0 91,063 I Romans-Barsamian Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Annual non-employee director equity award. The RSUs will vest 100% on the earlier of September 9, 2026, or the next annual meeting, and subject to service through the respective vesting date.
2. Stock transfer to family trust over which the reporting person has voting power.
Remarks:
/s/ Kathryn White, attorney-in-fact for Sue Barsamian 09/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Sue Barsamian report on Form 4 for GEN?

She reported an 8,822 RSU grant (annual non-employee director award) and two 10,038-share entries recorded as a disposition and an acquisition tied to a family trust on 09/09/2025.

When do the 8,822 RSUs vest?

The RSUs vest 100% on the earlier of September 9, 2026 or the next annual meeting, subject to continued service through the vesting date.

How many GEN shares does Sue Barsamian beneficially own after the transactions?

Following the reported transactions she beneficially owns 8,822 shares directly and 91,063 shares indirectly via the Romans-Barsamian Revocable Trust.

Was there any cash consideration reported for these transactions?

No. The transactions are reported with a price of $0, consistent with an equity grant and an intra-family transfer.

Who signed the Form 4 filing?

The form was signed by Kathryn White, attorney-in-fact for Sue Barsamian and dated 09/10/2025.
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