GEN Insider Sale: Bryan Ko Disposes 41,084 Shares Under 10b5-1 Plan

Rhea-AI Filing Summary

Bryan Ko, Chief Legal Officer and Head of Corporate Affairs at Gen Digital Inc. (GEN), reported an insider sale on 08/13/2025. The Form 4 shows 41,084 shares sold at $32.00 per share, leaving the reporting person with 586,462 shares beneficially owned in a direct capacity. The filing notes the sale was automatically effected under a Rule 10b5-1 trading plan adopted by Mr. Ko on August 27, 2024. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Ko on 08/15/2025.

Positive

• Sale executed under a Rule 10b5-1 trading plan, which provides pre-established rules and reduces potential insider-trading concerns
• Reporting person retains substantial direct ownership of 586,462 shares after the sale, maintaining alignment with shareholders
• Form 4 includes attorney-in-fact signature, indicating proper execution and filing procedure

Negative

• Insider sale of 41,084 shares could be viewed negatively by some investors despite being pursuant to a 10b5-1 plan

Insights

Securities Analyst

TL;DR: Insider sold 41,084 GEN shares under a pre-established 10b5-1 plan; remaining direct holdings remain substantial.

The sale of 41,084 shares at $32.00 per share was disclosed as automatic under a Rule 10b5-1 plan adopted 08/27/2024, which reduces signaling risk typically associated with discretionary insider transactions. The reporting person retains 586,462 shares directly, indicating continued ownership alignment with shareholders. For investors, the key facts are the transaction size, execution under a pre-set plan, and retained ownership; no additional disclosures (e.g., multiple transactions, derivative activity) are reported.

Corporate Governance Expert

TL;DR: Transaction follows a documented trading plan, consistent with good governance practices for scheduled insider sales.

Noting the explicit statement that the sale was executed pursuant to a 10b5-1 plan adopted in August 2024, the filing demonstrates procedural compliance with safe-harbor protocols. The single non-derivative sale is properly reported on Form 4 with attorney-in-fact signature, and no amendments or complex arrangements are indicated. From a governance perspective, the filing appears routine and properly documented.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KO BRYAN SEUK

(Last) (First) (Middle)

60 E. RIO SALADO PARKWAY

SUITE 1000

(Street)

TEMPE AZ 85281

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Gen Digital Inc. [ GEN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO & Head Corp Aff

3. Date of Earliest Transaction (Month/Day/Year)
08/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/13/2025		S		41,084(1)	D	$32	586,462	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported on this Form 4 was automatically effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2024.

Remarks:

	/s/ Kathryn White, as attorney-in-fact for Bryan Ko	08/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Bryan Ko report for GEN?

The Form 4 reports a sale of 41,084 shares of Gen Digital Inc. on 08/13/2025 at $32.00 per share.

Was the sale by Bryan Ko discretionary or part of a plan?

The filing states the sale was automatically effected pursuant to a Rule 10b5-1 trading plan adopted on 08/27/2024.

How many GEN shares does the reporting person own after the sale?

Following the reported transaction, the reporting person beneficially owned 586,462 shares in a direct capacity.

Who signed the Form 4 on behalf of Bryan Ko?

The Form 4 was signed by Kathryn White, as attorney-in-fact for Bryan Ko on 08/15/2025.

Did the filing report any derivative transactions or amendments?

No derivative securities, amendments, or additional transaction types are reported in this Form 4.