STOCK TITAN

Marc Elliott (GENC) reports 3.54M-share bona fide gift via family partnership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GENCOR INDUSTRIES INC director, President and Chairman Marc G. Elliott reported indirect transfers classified as bona fide gifts of 3,541,305 shares, consisting of 2,022,477 shares of class B stock and 1,518,828 shares of common stock, related to the E.J. Elliott Family Limited Partnership.

Following these entries, he reports 2,022,477 class B shares and 1,518,828 common shares held indirectly through the family limited partnership, and 192,280 class B shares and 269,016 common shares held directly. The filing notes he disclaims beneficial ownership of the partnership-held shares except for his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider ELLIOTT MARC G
Role President and Chairman
Type Security Shares Price Value
Gift common stock 1,518,828 $0.00 --
Gift class B stock 2,022,477 $0.00 --
holding common stock -- -- --
holding class B stock -- -- --
Holdings After Transaction: common stock — 1,518,828 shares (Indirect, FLP); class B stock — 2,022,477 shares (Indirect, FLP); common stock — 269,016 shares (Direct, null); class B stock — 192,280 shares (Direct, null)
Footnotes (1)
  1. On May 1, 2026, the reporting person was assigned interests in E.J. Elliott, LLC ("LLC") through a bona fide gift, making him the majority member and the manager of LLC, which is the sole general partner of E.J. Elliott Family Limited Partnership ("FLP"). The reporting person disclaims beneficial ownership of these shares held by FLP except to the extent of his pecuniary interest therein. The shares are held by the reporting person.
Gifted shares total 3,541,305 shares Bona fide gifts of class B and common stock
Gifted class B stock 2,022,477 shares Indirect, held via E.J. Elliott Family Limited Partnership
Gifted common stock 1,518,828 shares Indirect, held via E.J. Elliott Family Limited Partnership
Indirect class B holdings after 2,022,477 shares Reported as held through family limited partnership
Indirect common holdings after 1,518,828 shares Reported as held through family limited partnership
Direct class B holdings 192,280 shares Direct ownership entry in Form 4
Direct common holdings 269,016 shares Direct ownership entry in Form 4
Price per share for gifts $0.00 per share Bona fide gift transactions, non-cash
bona fide gift financial
"transaction_code_description: "Bona fide gift" for these transfers"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Family Limited Partnership financial
"E.J. Elliott Family Limited Partnership ("FLP") holds the reported shares"
pecuniary interest financial
"disclaims beneficial ownership of these shares held by FLP except to the extent of his pecuniary interest"
class B stock financial
"security_title: "class B stock" with 2,022,477 shares reported"
Class B stock is a type of company share that usually carries different voting or economic rights than the more common Class A shares — for example, fewer votes per share or different dividend rules. Investors care because those differences affect control and potential returns: it’s like owning a cheaper seat at an event that gives less say over what happens, so Class B shares can trade at different prices and influence how much sway a shareholder has over company decisions.
indirect ownership financial
"ownership_type: "indirect" and nature_of_ownership: "FLP" for gifted shares"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ELLIOTT MARC G

(Last)(First)(Middle)
5201 N ORANGE BLOSSOM TRAIL

(Street)
ORLANDO FLORIDA 32810

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
GENCOR INDUSTRIES INC [ genc ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
President and Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2016
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
common stock05/01/2026G1,518,828A$01,518,828IFLP(1)
class B stock05/01/2026G2,022,477A$02,022,477IFLP(1)
common stock269,016D(2)
class B stock192,280D(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On May 1, 2026, the reporting person was assigned interests in E.J. Elliott, LLC ("LLC") through a bona fide gift, making him the majority member and the manager of LLC, which is the sole general partner of E.J. Elliott Family Limited Partnership ("FLP"). The reporting person disclaims beneficial ownership of these shares held by FLP except to the extent of his pecuniary interest therein.
2. The shares are held by the reporting person.
Marc Elliott05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did GENC (GENCOR INDUSTRIES INC) report on this Form 4?

GENCOR’s President and Chairman Marc G. Elliott reported bona fide gifts totaling 3,541,305 shares. These involve class B and common stock connected to a family limited partnership, rather than open-market purchases or sales for cash.

How many GENC shares were involved in Marc G. Elliott’s reported gifts?

The Form 4 shows 3,541,305 shares involved in the gifts: 2,022,477 shares of class B stock and 1,518,828 shares of common stock. These are recorded as indirect holdings tied to the E.J. Elliott Family Limited Partnership.

Are Marc G. Elliott’s GENC transactions open-market buys or sells?

No, the filing classifies the transactions with code G, indicating bona fide gifts. The reported price per share is $0.00, so these are non-market transfers, not open-market purchases or sales generating cash proceeds.

What are Marc G. Elliott’s indirect GENC holdings after the reported gifts?

After the reported gifts, he reports indirect holdings of 2,022,477 shares of class B stock and 1,518,828 shares of common stock, held through the E.J. Elliott Family Limited Partnership, where he has a pecuniary interest via a related LLC structure.

What direct GENC shareholdings does Marc G. Elliott report in this filing?

The Form 4 also lists direct holdings of 192,280 shares of class B stock and 269,016 shares of common stock. These entries are marked as direct ownership and separate from the larger indirect position held via the family limited partnership.

How does Marc G. Elliott describe beneficial ownership of GENC shares held by the family partnership?

The footnote states he disclaims beneficial ownership of shares held by the E.J. Elliott Family Limited Partnership, except to the extent of his pecuniary interest. This clarifies his economic stake versus full voting or investment control over those shares.