STOCK TITAN

Corning (NYSE: GLW) SVP exercises 1,944 RSUs, disposes matching shares

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Corning Incorporated senior vice president Fang Li reported a derivative exercise and related share disposition. On February 9, 2026, Li exercised 1,944 restricted stock units economically equivalent to Corning common stock at $0 per share, then disposed of 1,944 common shares to the issuer at $131.39 per share, leaving no directly held common stock reported after these transactions.

Positive

  • None.

Negative

  • None.
Insider Fang Li
Role SVP, Corning Intl & NBD, Solar
Type Security Shares Price Value
Exercise Restricted Stock Unit 1,944 $0.00 --
Exercise Common Stock 1,944 $0.00 --
Disposition Common Stock 1,944 $131.39 $255K
Holdings After Transaction: Restricted Stock Unit — 0 shares (Direct); Common Stock — 1,944 shares (Direct)
Footnotes (1)
  1. The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated common stock. The restricted stock units (RSUs) granted on February 8, 2023 vest 1/3 after 1 year from the grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fang Li

(Last) (First) (Middle)
ONE RIVERFRONT PLAZA

(Street)
CORNING NY 14831

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CORNING INC /NY [ GLW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Corning Intl & NBD, Solar
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 M 1,944 A $0(1) 1,944 D
Common Stock 02/09/2026 D 1,944 D $131.39 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 02/09/2026 M 1,944 (2) (2) Common Stock 1,944 $0 0 D
Explanation of Responses:
1. The restricted stock units will be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of Corning Incorporated common stock.
2. The restricted stock units (RSUs) granted on February 8, 2023 vest 1/3 after 1 year from the grant date and 1/6 every 6 months thereafter until fully vested on the third anniversary of the grant date.
Melissa J. Gambol, Power of Attorney 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Fang Li report at Corning (GLW)?

Fang Li reported exercising 1,944 restricted stock units and disposing of 1,944 Corning common shares. The derivative exercise occurred at $0 per share, followed by a disposition to the issuer at $131.39 per share, leaving no directly owned common stock reported afterward.

What role does Fang Li hold at Corning (GLW) in this Form 4?

Fang Li is identified as an officer of Corning with the title "SVP, Corning Intl & NBD, Solar." This means the transactions involve a senior executive, and the filing reports direct ownership changes in Corning common stock and related restricted stock units.

How many Corning (GLW) shares were involved in Fang Li’s Form 4?

The Form 4 shows 1,944 restricted stock units exercised into the economic equivalent of common stock and 1,944 common shares disposed of to the issuer. After these transactions, the amount of Corning common stock reported as directly owned by Fang Li is zero shares.

At what prices did Fang Li’s Corning (GLW) transactions occur?

The derivative exercise of 1,944 restricted stock units is reported at $0 per share, reflecting a non-cash exercise price. The subsequent disposition of 1,944 Corning common shares to the issuer is reported at a transaction price of $131.39 per share on February 9, 2026.

What are the restricted stock units mentioned in Fang Li’s Corning (GLW) filing?

The filing describes the units as cash-settled restricted stock units, each economically equivalent to one Corning common share. These RSUs were granted February 8, 2023 and vest over three years, with one-third after one year and the remainder in equal semiannual installments.

Did Fang Li retain any Corning (GLW) common stock after the reported Form 4 transactions?

No directly held Corning common stock is reported after the transactions. The Form 4 shows 1,944 common shares disposed of to the issuer, reducing the amount of common stock beneficially owned following the transactions to zero shares under direct ownership.