STOCK TITAN

Galaxy Digital COO has 1,951 shares withheld

Galaxy Digital’s COO had shares withheld to cover taxes on RSU vesting, with 236,250 Class A shares reported as directly held afterward.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Galaxy Digital Inc. (GLXY) reported that Chief Operating Officer Erin Elizabeth Brown had 1,951 shares of Class A Common Stock withheld on September 1, 2026 to pay tax liabilities upon vesting of restricted stock units. After this tax-withholding disposition, she directly holds 236,250 shares of Class A Common Stock, including shares to be delivered upon future RSU vesting, and no Rule 10b5-1 plan is reported.

Positive

  • None.

Negative

  • None.
Insider Brown Erin Elizabeth
Role Chief Operating Officer
Type Security Shares Price Value
Tax Withholding Class A Common Stock F1, F2 1,951 $24.60 $48K
Holdings After Transaction: Class A Common Stock — 236,250 shares (Direct)
Footnotes (2)
  1. F1. Represents 1,951 shares of Class A common stock withheld for taxes upon the vesting of 4,403 restricted stock units ("RSUs") on September 1, 2026.
  2. F2. Includes 161,655 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.
Shares withheld for taxes 1,951 shares Class A Common Stock withheld on September 1, 2026 to pay tax liabilities on RSU vesting
Price per share for tax withholding $24.60 per share Valuation used for the 1,951 withheld Class A shares
Shares held after transaction 236,250 shares Direct Class A Common Stock holdings of COO after the September 1, 2026 transaction
RSUs vested on September 1, 2026 4,403 RSUs Restricted stock units that vested for the COO on September 1, 2026
Shares to be delivered from RSUs 161,655 shares Class A shares to be delivered upon settlement of RSUs, subject to continued service
restricted stock units financial
"Represents 1,951 shares of Class A common stock withheld for taxes upon the vesting of 4,403 restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Represents 1,951 shares of Class A common stock withheld for taxes"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
withheld for taxes financial
"Represents 1,951 shares of Class A common stock withheld for taxes upon the vesting of 4,403 restricted stock units"
vesting date financial
"subject to continued service through the applicable vesting date"
RSUs financial
"to be delivered in settlement of RSUs, subject to continued service"
RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

FAQ

What insider transaction did Galaxy Digital Inc. (GLXY) report for its COO?

Galaxy Digital reported that COO Erin Elizabeth Brown had 1,951 Class A shares withheld on September 1, 2026 to pay tax liabilities upon vesting of restricted stock units.

How many Galaxy Digital (GLXY) shares does the COO hold after the reported transaction?

After the tax-withholding transaction, COO Erin Elizabeth Brown is reported as directly holding 236,250 shares of Galaxy Digital Class A Common Stock.

Was the Galaxy Digital (GLXY) insider transaction under a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 trading plan is reported in connection with this tax-withholding transaction.

What RSU vesting event triggered the Galaxy Digital (GLXY) share withholding?

The withholding of 1,951 shares was triggered by the vesting of 4,403 restricted stock units (RSUs) on September 1, 2026 for COO Erin Elizabeth Brown.

How many additional Galaxy Digital (GLXY) shares are tied to the COO’s unvested RSUs?

The reported holdings include 161,655 shares of Class A Common Stock that will be delivered upon settlement of RSUs, subject to continued service through the applicable vesting dates.

Did the Galaxy Digital (GLXY) COO sell shares on the open market in this Form 4?

No. The Form 4 reports shares withheld for taxes upon RSU vesting, not an open-market purchase or sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Brown Erin Elizabeth

(Last)(First)(Middle)
C/O GALAXY DIGITAL INC.
300 VESEY STREET

(Street)
NEW YORK NEW YORK 10282

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/01/2026F1,951(1)D$24.6236,250(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 1,951 shares of Class A common stock withheld for taxes upon the vesting of 4,403 restricted stock units ("RSUs") on September 1, 2026.
2. Includes 161,655 shares of Class A common stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.
Remarks:
/s/ Frances Fuqua, Attorney-in-Fact for Erin Brown09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)