Galaxy Digital CEO has 4,683 shares withheld

Galaxy Digital’s CEO had shares withheld to cover taxes on RSU vesting, ending with 440,338 Class A shares including future RSU settlements.

Rhea-AI Filing Summary

Galaxy Digital Inc. (GLXY) reported that Chief Executive Officer and director Michael Novogratz had 4,683 shares of Class A Common Stock withheld on September 1, 2026 to pay tax liabilities arising from the vesting of 8,468 restricted share units (RSUs). This was recorded as a disposition for tax withholding, not an open-market sale. Following this event, he directly holds 440,338 shares of Class A Common Stock, which includes 327,065 shares to be delivered upon future RSU settlement, subject to continued service through the applicable vesting dates.

Insider Trade Summary

Tax Withholding: 4,683 shares

Tax Withholding 1 txn

Insider Novogratz Michael

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A Common Stock F1, F2	4,683	$24.60	$115K

Holdings After Transaction: Class A Common Stock — 440,338 shares (Direct)

Footnotes (2)

1. F1. Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on September 1, 2026.
2. F2. Includes 327,065 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Key Figures

Shares withheld for taxes: 4,683 shares Tax-withholding reference price: $24.60 per share RSUs vested: 8,468 RSUs +2 more

5 metrics

Shares withheld for taxes 4,683 shares Class A Common Stock withheld on September 1, 2026 to pay tax liability on RSU vesting

Tax-withholding reference price $24.60 per share Value used for the 4,683 Galaxy Digital Class A shares withheld

RSUs vested 8,468 RSUs Restricted share units that vested on September 1, 2026

Shares held after transaction 440,338 shares Direct Class A Common Stock holdings of the CEO following the tax-withholding event

Shares to be delivered from RSUs 327,065 shares Class A Common Stock expected upon RSU settlement, subject to continued service

Key Terms

restricted share units ("RSUs"), withheld for taxes, Class A Common Stock, continued service

4 terms

restricted share units ("RSUs") financial

"Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs")"

withheld for taxes financial

"Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting"

Class A Common Stock financial

"Includes 327,065 shares of Class A Common Stock to be delivered in settlement of RSUs"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

continued service financial

"to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date"

FAQ

What transaction did GLXY CEO Michael Novogratz report on this Form 4?

He reported that 4,683 shares of Galaxy Digital Class A Common Stock were withheld for taxes on September 1, 2026 in connection with the vesting of 8,468 RSUs, categorized as a disposition to pay tax liability rather than an open-market sale.

Did the GLXY Form 4 disclose any open-market buying or selling by the CEO?

No. The filing reports a tax-withholding disposition of 4,683 shares under transaction code F to pay tax liability on RSU vesting, and it does not disclose any open-market purchases or sales of Galaxy Digital Class A Common Stock.

How many Galaxy Digital (GLXY) shares does the CEO hold after this transaction?

After the September 1, 2026 tax-withholding transaction, Michael Novogratz directly holds 440,338 shares of Galaxy Digital Class A Common Stock, including 327,065 shares that are expected to be delivered in settlement of RSUs, subject to continued service.

What RSU activity for GLXY was associated with this tax-withholding event?

The tax-withholding reflects the vesting of 8,468 restricted share units (RSUs) on September 1, 2026. 4,683 shares of the resulting Class A Common Stock were withheld to cover tax obligations arising from that vesting.

Are there additional GLXY RSUs outstanding for the CEO after this filing?

Yes. The post-transaction holdings include 327,065 shares of Class A Common Stock that are expected to be delivered in settlement of RSUs, conditioned on continued service through the applicable vesting dates.

Was the GLXY CEO’s tax-withholding transaction under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, and there is no reference in the footnotes to a pre-arranged Rule 10b5-1 trading plan for this tax-withholding transaction.

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Available on EDGAR 09/02/2026 - 04:24 PM Accepted by SEC EDGAR 09/02/2026 - 04:23 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Novogratz Michael

(Last) (First) (Middle)

C/O GALAXY DIGITAL INC.

300 VESEY ST.

(Street)

NEW YORK NEW YORK 10282

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Galaxy Digital Inc. [ GLXY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	09/01/2026		F		4,683(1)	D	$24.6	440,338(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents 4,683 shares of Class A common stock withheld for taxes upon the vesting of 8,468 restricted share units ("RSUs") on September 1, 2026.

2. Includes 327,065 shares of Class A Common Stock to be delivered in settlement of RSUs, subject to continued service through the applicable vesting date.

Remarks:

	/s/ Frances Fuqua, Attorney-in-Fact for Michael Novogratz	09/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)